Connie M Paulus

Insider

First SEC filing: March 14, 2005 · Latest: March 14, 2005

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

AX buying Aug. 21, 2008

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 20, 2010	AX	M	2,656	$4.19	$11,129	113,092 Direct	+2.41%	Acquired	9171.6% (price as of 2026-08-21)
May 20, 2010	AX	M	11,078	$4.19	$46,417	124,170 Direct	+9.80%	Acquired	9171.6% (price as of 2026-08-21)
May 20, 2010	AX	M	4,404	$10.00	$44,040	128,574 Direct	+3.55%	Acquired	3784.8% (price as of 2026-08-21)
May 20, 2010	AX	M	5,807	$10.00	$58,070	134,381 Direct	+4.52%	Acquired	3784.8% (price as of 2026-08-21)
May 20, 2010	AX	M	5,400	$9.50	$51,300	139,781 Direct	+4.02%	Acquired	3989.3% (price as of 2026-08-21)
May 20, 2010	AX	M	5,400	$7.35	$39,690	145,181 Direct	+3.86%	Acquired	5185.4% (price as of 2026-08-21)
May 20, 2010	AX	M	2,656	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
May 20, 2010	AX	M	11,078	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
May 20, 2010	AX	M	4,404	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
May 20, 2010	AX	M	5,807	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
May 20, 2010	AX	M	5,400	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
May 20, 2010	AX	M	5,400	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 24, 2009	AX	A	3,600	—	—	3,600 Direct	—	Acquired	(price as of 2026-08-21)
June 30, 2009	AX	J	2,936	$6.09	$17,880	110,436 Direct	+2.73%	Acquired	6279.0% (price as of 2026-08-21)
June 30, 2009	AX	J	19,940	$1.90	$37,886	65,796 Direct	-23.26%	Disposed	20346.3% (price as of 2026-08-21)
Aug. 21, 2008	AX	A	3,600	$6.02	$21,672	107,500 Direct	+3.46%	Acquired	6353.2% (price as of 2026-08-21)
Aug. 21, 2008	AX	P	3,600	$6.02	$21,672	107,500 Direct	+3.46%	Acquired	6353.2% (price as of 2026-08-21)
Nov. 20, 2007	AX	A	3,600	$7.00	$25,200	103,900 Direct	+3.59%	Acquired	5449.7% (price as of 2026-08-21)
Jan. 5, 2007	AX	J	10,550	—	—	93,136 Direct	-10.17%	Disposed	(price as of 2026-08-21)
Jan. 5, 2007	AX	J	16,750	—	—	86,936 Direct	-16.15%	Disposed	(price as of 2026-08-21)
July 24, 2006	AX	A	1,800	—	—	78,425 Direct	+2.35%	Acquired	(price as of 2026-08-21)
July 24, 2006	AX	A	5,400	—	—	103,686 Direct	+5.49%	Acquired	(price as of 2026-08-21)
July 24, 2006	AX	A	1,800	—	—	78,425 Direct	+2.35%	Acquired	(price as of 2026-08-21)
July 24, 2006	AX	A	5,400	—	—	103,686 Direct	+5.49%	Acquired	(price as of 2026-08-21)
July 25, 2005	AX	A	5,400	—	—	98,286 Direct	+5.81%	Acquired	(price as of 2026-08-21)
July 25, 2005	AX	A	1,800	—	—	76,625 Direct	+2.41%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 20, 2010	AX	Non-Qualified Sotck Options (Right to Buy)	Common Stock (2,656)	$4.19	April 2, 2011	2,656	Acquired
May 20, 2010	AX	Non-Qualified Stock Options (Right to Buy)	Common Stock (11,078)	$4.19	Sept. 9, 2010	11,078	Acquired
May 20, 2010	AX	Non-Qualified Stock Options (Right to Buy)	Common Stock (4,404)	$10.00	Dec. 30, 2011	4,404	Acquired
May 20, 2010	AX	Non-Qualified Stock Options (Right to Buy)	Common Stock (5,807)	$10.00	June 30, 2014	5,807	Acquired
May 20, 2010	AX	Non-Qualified Stock Options (Right to Buy)	Common Stock (5,400)	$9.50	July 25, 2015	5,400	Acquired
May 20, 2010	AX	Non-Qualified Stock Options (Right to Buy)	Common Stock (5,400)	$7.35	July 24, 2016	5,400	Acquired
Sept. 24, 2009	AX	Restricted Stock Units	Common Stock (3,600)	—	—	3,600	Acquired
June 30, 2009	AX	Non-Qualified Stock Options (Right to Buy) [F2]	Common Stock (19,940)	$4.19	Aug. 13, 2009	19,940	Disposed
Jan. 5, 2007	AX	Common Stock [F1]	Series A Preferred Stock to Common (10,550)	$0.00	Jan. 5, 2009	10,550	Disposed
Jan. 5, 2007	AX	Common Stock [F1]	Series A Preferred Stock to Common (16,750)	$0.00	Jan. 5, 2009	16,750	Disposed
July 24, 2006	AX	Non Qualified Stock Option (Right to Buy) [F2]	Common Stock (5,400)	$7.35	July 25, 2016	5,400	Acquired
July 24, 2006	AX	Non-Qualified Stock Option (Right to Buy) [F3]	Common Stock (5,400)	$7.35	July 25, 2016	5,400	Acquired
July 25, 2005	AX	Non-Qualified Stock Option (Right to buy)	Common Stock (5,400)	$9.50	July 24, 2015	5,400	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 14, 2005	AX	Common Stock	74,825	Direct
March 14, 2005	AX	Common Stock	21,875	Indirect
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F2]→ Common Stock (19,940)	19,940	Direct
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F2]→ Common Stock (2,657)	2,657	Direct
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F2]→ Common Stock (11,078)	11,078	Direct
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F2]→ Common Stock (4,404)	4,404	Direct
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F2]→ Common Stock (5,807)	5,807	Direct
March 14, 2005	AX	Series A Convertible Preferred Stock→ Common Stock	—	Direct
March 14, 2005	AX	Series A Convertible Preferred Stock→ Common Stock	—	Indirect
March 14, 2005	AX	Warrant (right to buy)→ Common Stock (1,400)	1,400	Direct