Craig Mautner
CIK 1545978 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 2, 2016 · Latest: Aug. 2, 2016
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 4 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 1, 2016 | HOPE | A | 20,000 | — | — | 20,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 1, 2016 | HOPE | A | 5,000 | — | — | 5,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 1, 2016 | HOPE | A | 0 | — | — | 16,881 Indirect | 0.00% | Acquired | (price as of 2026-08-20) |
| Sept. 1, 2016 | HOPE | A | 2,500 | — | — | 2,926 Direct | +586.85% | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 1, 2016 | HOPE | Non-qualified stock option (right to buy) | Common stock (20,000) | $17.18 | Sept. 1, 2026 | 20,000 | Acquired |
| Sept. 1, 2016 | HOPE | Restricted Stock Units | Common stock (5,000) | — | — | 5,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 2, 2016 | HOPE | None (but see footnote 1) [F1] | 0 | Direct |