Daisy Y Ha

Insider

First SEC filing: Aug. 2, 2016 · Latest: Feb. 11, 2022

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

HOPE selling Aug. 3, 2026

Insider transactions

0 buys (P) 4 sells (S) Net: $-1,242,849 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 3, 2026	HOPE	S	26,995	$14.24	$384,409	346,120 Indirect	-7.24%	Disposed	-1.3% (price as of 2026-08-21)
May 6, 2026	HOPE	S	12,000	$12.53	$150,360	373,115 Indirect	-3.12%	Disposed	12.1% (price as of 2026-08-21)
Feb. 6, 2026	HOPE	S	31,020	$12.48	$387,130	0 Indirect	-100.00%	Disposed	12.6% (price as of 2026-08-21)
Feb. 5, 2026	HOPE	S	25,533	$12.57	$320,950	31,020 Indirect	-45.15%	Disposed	11.8% (price as of 2026-08-21)
May 22, 2025	HOPE	A	5,357	$10.08	$53,999	452,163 Direct	+1.20%	Acquired	39.4% (price as of 2026-08-21)
Nov. 7, 2024	HOPE	S	27,104	$13.83	$374,848	446,806 Direct	-5.72%	Disposed	1.6% (price as of 2026-08-21)
July 3, 2024	HOPE	A	5,137	$10.51	$53,990	473,910 Direct	+1.10%	Acquired	33.7% (price as of 2026-08-21)
May 23, 2023	HOPE	A	6,279	$8.60	$53,999	468,773 Direct	+1.36%	Acquired	63.4% (price as of 2026-08-21)
May 19, 2022	HOPE	A	3,927	—	—	462,494 Direct	+0.86%	Acquired	(price as of 2026-08-21)
May 20, 2021	HOPE	M	5,882	$15.36	$90,348	0 Direct	-100.00%	Disposed	-8.5% (price as of 2026-08-21)
May 20, 2021	HOPE	A	3,516	—	—	3,516 Direct	—	Acquired	(price as of 2026-08-21)
May 20, 2021	HOPE	M	5,882	$15.36	$90,348	455,051 Direct	+1.31%	Acquired	-8.5% (price as of 2026-08-21)
June 18, 2020	HOPE	A	5,882	$9.18	$53,997	5,882 Direct	—	Acquired	53.1% (price as of 2026-08-21)
Sept. 1, 2018	HOPE	M	2,500	—	—	449,169 Direct	+0.56%	Acquired	(price as of 2026-08-21)
Sept. 1, 2016	HOPE	M	2,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 1, 2016	HOPE	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 1, 2016	HOPE	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 1, 2016	HOPE	A	2,500	—	—	444,169 Direct	+0.57%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 20, 2021	HOPE	Restricted Stock Units	Common Stock (5,882)	—	—	5,882	Disposed
May 20, 2021	HOPE	Restricted Stock Units	Common Stock (3,516)	—	—	3,516	Acquired
June 18, 2020	HOPE	Restricted Stock Units	Common stock (5,882)	—	—	5,882	Acquired
Sept. 1, 2016	HOPE	Restricted Stock Units	Common stock (2,500)	—	—	2,500	Disposed
Sept. 1, 2016	HOPE	Restricted Stock Units	Common stock (5,000)	—	—	5,000	Acquired
Sept. 1, 2016	HOPE	Non-qualified stock option (right to buy)	Common stock (20,000)	$17.18	Sept. 1, 2026	20,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 2, 2016	HOPE	None (but see footnote 1) [F1]	0	Direct