Dale B Smith
CIK 1340365 · View on SEC EDGAR ↗
First SEC filing: May 25, 2006 · Latest: May 25, 2006
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 9, 2006 | MWA | P | 100,000 | $15.26 | $1,526,000 | 233,369 Direct | +74.98% | Acquired | 64.5% (price as of 2026-08-20) |
| June 1, 2006 | MWA | P | 5,000 | $16.00 | $80,000 | 133,369 Direct | +3.90% | Acquired | 56.9% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 29, 2007 | MWA | Stock Option (right to buy) | Series A common stock (39,683) | $10.66 | Nov. 29, 2017 | 39,683 | Acquired |
| Dec. 15, 2006 | MWA | Stock Option (right to buy) | Series A Common Stock (51,011) | $17.26 | Dec. 31, 2010 | 51,011 | Acquired |
| Dec. 15, 2006 | MWA | Stock Option (right to buy) | Series A Common Stock | — | — | 0 | Acquired |
| Nov. 29, 2006 | MWA | Stock Option (right to buy) | Series A Common Stock (55,188) | $15.09 | Nov. 29, 2016 | 55,188 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 25, 2006 | MWA | No securities are beneficially owned. | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2009 | $1,513,125 | $0 | — | — | $0 | — | $217,251 | $2,246,676 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.