Dana B Shinbaum
CIK 1342900 · View on SEC EDGAR ↗
First SEC filing: Feb. 14, 2006 · Latest: Feb. 14, 2006
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 17, 2011 | CAPS | A | 25,000 | — | — | 357,255 Direct | +7.52% | Acquired | (price as of 2026-08-21) |
| Feb. 4, 2010 | CAPS | A | 35,000 | $0.82 | $28,700 | 332,255 Direct | +11.77% | Acquired | -100.0% (price as of 2026-08-21) |
| May 8, 2009 | CAPS | A | 50,000 | $0.45 | $22,500 | 297,255 Direct | +20.22% | Acquired | -100.0% (price as of 2026-08-21) |
| Feb. 21, 2008 | CAPS | A | 12,255 | — | — | 247,255 Direct | +5.21% | Acquired | (price as of 2026-08-21) |
| Feb. 21, 2008 | CAPS | A | 12,255 | — | — | 43,811 Direct | +38.84% | Acquired | (price as of 2026-08-21) |
| May 10, 2007 | CAPS | A | 16,556 | — | — | 31,556 Direct | +110.37% | Acquired | (price as of 2026-08-21) |
| June 2, 2006 | CAPS | A | 150,000 | — | — | 235,000 Direct | +176.47% | Acquired | (price as of 2026-08-21) |
| May 12, 2006 | CAPS | A | 15,000 | — | — | 15,000 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 17, 2011 | CAPS | Stock Option (Right to Buy) | Common Stock (25,000) | $0.67 | Jan. 17, 2021 | 25,000 | Acquired |
| Feb. 4, 2010 | CAPS | Stock Option (Right to Buy) | Common Stock (35,000) | $0.82 | Feb. 4, 2020 | 35,000 | Acquired |
| May 8, 2009 | CAPS | Stock Option (Right to Buy) | Common Stock (50,000) | $0.45 | Feb. 3, 2019 | 50,000 | Acquired |
| Feb. 21, 2008 | CAPS | Stock Options (Right to Buy) | Common Stock (12,255) | $1.02 | Feb. 21, 2018 | 12,255 | Acquired |
| June 2, 2006 | CAPS | Stock Option (Right to Buy) | Common Stock (150,000) | $1.70 | June 2, 2016 | 150,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2011 | — | — | — | — | — | — | — | — |
| 2010 | — | — | — | — | — | — | — | — |
| 2009 | $242,000 | $51,000 | — | $12,000 | — | — | — | $305,000 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.