Daniel F Nguyen

CIK 1304580 · View on SEC EDGAR ↗

Insider

First SEC filing: May 5, 2014 · Latest: May 5, 2014

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 1, 2014 ARES A 211,364 211,364 Direct Acquired (price as of 2026-08-21)
May 1, 2014 ARES J 540,568 540,568 Indirect Acquired (price as of 2026-08-21)
May 1, 2014 ARES A 28,947 28,947 Direct Acquired (price as of 2026-08-21)
May 1, 2014 ARES J 83,500 83,500 Indirect Acquired (price as of 2026-08-21)
Dec. 23, 2013 ARDC J 259 259 Indirect Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 1, 2014 ARES Option (Right to Buy) Common Units (211,364) $19.00 May 1, 2024 211,364 Acquired
May 1, 2014 ARES Ares Operating Group Units Common Units (540,568) 540,568 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).