Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 26 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

26 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 29, 2021 RKT S 20,200,000 $24.75 $499,950,000 0 Indirect -100.00% Disposed -52.7% (price as of 2026-10-02)
Aug. 5, 2020 RKT P 344,231 $18.00 $6,196,158 344,231 Indirect · Acquired -35.0% (price as of 2026-10-02)
Aug. 5, 2020 RKT P 28,334 $18.00 $510,012 28,334 Direct · Acquired -35.0% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 30, 2025 RKT Non-voting common interest units of Rocket LP Class B common stock and Class A common stock (800,000) · · 800,000 Disposed
June 30, 2025 RKT Non-voting common interest units of Rocket LP Class B common stock and Class A common stock (1,846,977,661) · · 1,846,977,661 Disposed
June 30, 2025 RKT Non-voting common interest units of Rocket LP Class B common stock and Class A common stock (1,101,822) · · 1,101,822 Disposed
March 29, 2021 RKT Class B common stock [F3] Class A common stock (20,200,000) · · 20,200,000 Disposed
March 29, 2021 RKT Class B common stock [F3] Class A common stock (20,200,000) · · 20,200,000 Acquired
March 29, 2021 RKT Non-voting common interest units of RKT Holdings, LLC [F2,F3] Class B common stock and Class A common stock (20,200,000) · · 20,200,000 Disposed
Sept. 9, 2020 RKT Non-voting common interest units of RKT Holdings, LLC [F2,F3] Class B common stock and Class A common stock (15,000,000) · · 15,000,000 Disposed
Aug. 14, 2020 RKT Non-voting common interest units of RKT Holdings, LLC [F2,F3] Class B common stock and Class A common stock (800,000) · · 800,000 Disposed
Aug. 10, 2020 RKT Non-voting common interest units of RKT Holdings, LLC [F2,F3,F4] Class B common stock and Class A common stock (1,882,177,661) · · 100,000,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 7, 2020 RKT Class D common stock [F1,F2,F3] 1,101,822 Direct
Aug. 7, 2020 RKT Class D common stock [F1,F2,F3,F4] 1,982,177,661 Indirect
Aug. 7, 2020 RKT Non-voting common interest units of RKT Holdings, LLC [F1,F2,F3]→ Class B common stock and Class A common stock (1,101,822) 1,101,822 Direct
Aug. 7, 2020 RKT Non-voting common interest units of RKT Holdings, LLC [F1,F2,F3,F4]→ Class B common stock and Class A common stock (1,982,177,661) 1,982,177,661 Indirect
Aug. 5, 2020 RKT Class D common stock [F1,F2,F3] 1,101,815 Direct
Aug. 5, 2020 RKT Class D common stock [F1,F2,F3,F4] 1,982,164,752 Indirect
Aug. 5, 2020 RKT Non-voting common interest units of RKT Holdings, LLC [F1,F2,F3]→ Class B common stock and Class A common stock (1,101,815) 1,101,815 Direct
Aug. 5, 2020 RKT Non-voting common interest units of RKT Holdings, LLC [F1,F2,F3,F4]→ Class B common stock and Class A common stock (1,982,164,752) 1,982,164,752 Indirect