Daniel H Rosenthal
Insider
First SEC filing: Oct. 27, 2020 · Latest: Oct. 27, 2020
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 1, 2023 | ROOT | F | 385 | $6.12 | $2,356 | 94,784 Direct | -0.40% | Disposed | 674.8% (price as of 2026-10-05) |
| Nov. 1, 2022 | ROOT | F | 481 | $8.07 | $3,882 | 95,170 Direct | -0.50% | Disposed | 487.6% (price as of 2026-10-05) |
| Aug. 1, 2022 | ROOT | F | 8,647 | $1.05 | $9,079 | 1,721,728 Direct | -0.50% | Disposed | 150.9% (price as of 2026-10-05) |
| May 2, 2022 | ROOT | A | 676,513 | · | · | 1,730,375 Direct | +64.19% | Acquired | (price as of 2026-10-05) |
| May 2, 2022 | ROOT | F | 8,647 | $1.91 | $16,516 | 1,053,862 Direct | -0.81% | Disposed | 37.9% (price as of 2026-10-05) |
| March 14, 2022 | ROOT | P | 100,000 | $1.52 | $152,000 | 1,062,509 Direct | +10.39% | Acquired | 73.3% (price as of 2026-10-05) |
| Feb. 23, 2022 | ROOT | A | 702,518 | · | · | 962,509 Direct | +270.21% | Acquired | (price as of 2026-10-05) |
| Feb. 1, 2022 | ROOT | F | 26,433 | $2.10 | $55,509 | 259,991 Direct | -9.23% | Disposed | 25.5% (price as of 2026-10-05) |
| Aug. 17, 2021 | ROOT | G | 340,247 | · | · | 340,247 Indirect | · | Acquired | (price as of 2026-10-05) |
| Aug. 17, 2021 | ROOT | G | 340,247 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| May 5, 2021 | ROOT | A | 286,424 | · | · | 286,424 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 30, 2020 | ROOT | J | 1,009,908 | · | · | 1,009,908 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 30, 2020 | ROOT | J | 1,009,908 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 30, 2020 | ROOT | J | 504,056 | · | · | 504,056 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 30, 2020 | ROOT | J | 504,056 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 30, 2020 | ROOT | J | 340,247 | · | · | 340,247 Indirect | · | Acquired | (price as of 2026-10-05) |
| Oct. 30, 2020 | ROOT | J | 340,247 | · | · | 340,247 Indirect | · | Acquired | (price as of 2026-10-05) |
| Oct. 30, 2020 | ROOT | J | 273,797 | · | · | 273,797 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 30, 2020 | ROOT | J | 340,247 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 30, 2020 | ROOT | J | 340,247 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 30, 2020 | ROOT | J | 273,797 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 17, 2021 | ROOT | Class B Common Stock | Class A Common Stock | · | · | 340,247 | Acquired |
| Aug. 17, 2021 | ROOT | Class B Common Stock | Class A Common Stock | · | · | 340,247 | Disposed |
| Oct. 30, 2020 | ROOT | Stock Option (Right to Buy) | Class B Common Stock [F1,F3] | $2.40 | July 17, 2029 | 1,009,908 | Acquired |
| Oct. 30, 2020 | ROOT | Stock Option (Right to Buy) | Common Stock [F1] | $2.40 | July 17, 2029 | 1,009,908 | Disposed |
| Oct. 30, 2020 | ROOT | Stock Option (Right to Buy) | Class B Common Stock [F1,F3] | $2.40 | July 17, 2029 | 504,056 | Acquired |
| Oct. 30, 2020 | ROOT | Stock Option (Right to Buy) | Common Stock [F1] | $2.40 | July 17, 2029 | 504,056 | Disposed |
| Oct. 30, 2020 | ROOT | Class B Common Stock [F1,F3] | Class A Common Stock | · | · | 340,247 | Acquired |
| Oct. 30, 2020 | ROOT | Class B Common Stock [F1,F3] | Class A Common Stock | · | · | 340,247 | Acquired |
| Oct. 30, 2020 | ROOT | Class B Common Stock [F1,F3] | Class A Common Stock | · | · | 273,797 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 27, 2020 | ROOT | Common Stock [F1] | 273,797 | Direct |
| Oct. 27, 2020 | ROOT | Common Stock [F1] | 340,247 | Indirect |
| Oct. 27, 2020 | ROOT | Common Stock [F1] | 340,247 | Indirect |
| Oct. 27, 2020 | ROOT | Stock Option (Right to Buy) | 504,056 | Direct |
| Oct. 27, 2020 | ROOT | Stock Option (Right to Buy) | 1,009,908 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2021 | $478,846 | · | $2,921,525 | · | $468,750 | · | $8,851 | $3,877,972 |
| 2020 | $475,000 | $687,701 | · | · | · | · | $776,700 | $1,939,401 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.