Daniel H Rosenthal
CIK 1827674 · View on SEC EDGAR ↗
First SEC filing: Oct. 27, 2020 · Latest: Oct. 27, 2020
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 14, 2022 | ROOT | P | 100,000 | $1.52 | $152,000 | 1,062,509 Direct | +10.39% | Acquired | 110.7% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 17, 2021 | ROOT | Class B Common Stock | Class A Common Stock (340,247) | — | — | 340,247 | Acquired |
| Aug. 17, 2021 | ROOT | Class B Common Stock | Class A Common Stock (340,247) | — | — | 340,247 | Disposed |
| Oct. 30, 2020 | ROOT | Stock Option (Right to Buy) | Class B Common Stock [F1,F3] (1,009,908) | $2.40 | July 17, 2029 | 1,009,908 | Acquired |
| Oct. 30, 2020 | ROOT | Stock Option (Right to Buy) | Common Stock [F1] (1,009,908) | $2.40 | July 17, 2029 | 1,009,908 | Disposed |
| Oct. 30, 2020 | ROOT | Stock Option (Right to Buy) | Class B Common Stock [F1,F3] (504,056) | $2.40 | July 17, 2029 | 504,056 | Acquired |
| Oct. 30, 2020 | ROOT | Stock Option (Right to Buy) | Common Stock [F1] (504,056) | $2.40 | July 17, 2029 | 504,056 | Disposed |
| Oct. 30, 2020 | ROOT | Class B Common Stock [F1,F3] | Class A Common Stock (340,247) | — | — | 340,247 | Acquired |
| Oct. 30, 2020 | ROOT | Class B Common Stock [F1,F3] | Class A Common Stock (340,247) | — | — | 340,247 | Acquired |
| Oct. 30, 2020 | ROOT | Class B Common Stock [F1,F3] | Class A Common Stock (273,797) | — | — | 273,797 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 27, 2020 | ROOT | Common Stock [F1] | 273,797 | Direct |
| Oct. 27, 2020 | ROOT | Common Stock [F1] | 340,247 | Indirect |
| Oct. 27, 2020 | ROOT | Common Stock [F1] | 340,247 | Indirect |
| Oct. 27, 2020 | ROOT | Stock Option (Right to Buy)→ Common Stock [F1] (504,056) | 504,056 | Direct |
| Oct. 27, 2020 | ROOT | Stock Option (Right to Buy)→ Common Stock [F1] (1,009,908) | 1,009,908 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
ROOT
CFO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2021 | $478,846 | — | $2,921,525 | — | $468,750 | — | $8,851 | $3,877,972 |
| 2020 | $475,000 | $687,701 | — | — | — | — | $776,700 | $1,939,401 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.