Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 5, 2020 OCGN A 109,913 · · 109,913 Direct · Acquired (price as of 2026-10-02)
Jan. 2, 2020 OCGN A 101,470 · · 101,470 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 5, 2020 OCGN Options (Right to Buy) Common Stock (109,913) $0.34 May 5, 2030 109,913 Acquired
Jan. 2, 2020 OCGN Options (Right to Buy) Common Stock (101,470) $0.51 Jan. 2, 2030 101,470 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 16, 2019 OCGN Stock Options (right to buy)→ Common Stock · Direct
Dec. 16, 2019 OCGN Stock Options (right to buy)→ Common Stock · Direct
Dec. 16, 2019 OCGN Stock Options (right to buy)→ Common Stock · Direct
Dec. 16, 2019 OCGN Stock Options (right to buy)→ Common Stock · Direct

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2020 $224,521 · · $74,384 · · $238,234 $537,139
2019 $341,250 $79,853 · · · · $11,200 $432,303

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.