Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

17 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 31, 2006 CAT S 28,532 $66.79 $1,905,652 36,571 Direct -43.83% Disposed 1165.8% (price as of 2026-10-02)
Jan. 31, 2006 CAT S 4,715 $66.79 $314,915 36,571 Direct -11.42% Disposed 1165.8% (price as of 2026-10-02)
Nov. 4, 2004 CAT S 5,978 $85.00 $508,130 19,478 Direct -23.48% Disposed 1889.2% (price as of 2026-10-02)
Aug. 2, 2004 CAT S 400 $72.88 $29,152 25,322 Direct -1.56% Disposed 2220.0% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Jan. 31, 2006 CAT Employee Stock Option [F2] Common (28,532) $19.20 June 12, 2010 28,532 Disposed
March 4, 2005 CAT Phantom Stock Units Common (393) · · 393 Acquired
Feb. 18, 2005 CAT Option (NQ) [F2] Common (30,000) $91.28 Feb. 18, 2015 30,000 Acquired
June 8, 2004 CAT Option (NQ) [F2] Common (30,000) $77.26 June 8, 2014 30,000 Acquired
March 31, 2004 CAT Phantom Stock Units Common (454) · Aug. 8, 1988 454 Acquired
Feb. 20, 2004 CAT Employee Stock Option [F2] Common (1,734) $38.41 June 12, 2010 1,734 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).