Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

31 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 1, 2018 HAPN P 10,000 $3.73 $37,300 1,024,809 Direct +0.99% Acquired -17.1% (price as of 2026-10-05)
Aug. 17, 2017 HAPN P 10,000 $5.92 $59,200 1,014,809 Direct +1.00% Acquired -47.8% (price as of 2026-10-05)
Nov. 3, 2015 HAPN S 10b5-1 2,700 $15.00 $40,500 961,425 Direct -0.28% Disposed -79.4% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 16, 2014 HAPN Series D Convertible Preferred Stock Common Stock (10,000) · · 10,000 Disposed
Dec. 16, 2014 HAPN Series C Convertible Preferred Stock Common Stock (183,324) · · 183,324 Disposed
Dec. 16, 2014 HAPN Series B Convertible Preferred Stock Common Stock (182,764) · · 182,764 Disposed
Dec. 16, 2014 HAPN Series A Convertible Preferred Stock Common Stock (586,320) · · 586,320 Disposed
Nov. 2, 2008 CMPR Restricted Share Units (Right to Acquire) Common Shares (134) $0.00 Nov. 2, 2017 134 Disposed
Aug. 2, 2008 CMPR Restricted Share Units (Right to Acquire) Common Shares (135) $0.00 Nov. 2, 2017 135 Disposed
May 2, 2008 CMPR Restricted Share Units (Right to Acquire) Common Shares (134) $0.00 Nov. 2, 2017 134 Disposed
Feb. 2, 2008 CMPR Restricted Share Units (Right to Acquire) Common Shares (134) $0.00 Nov. 2, 2017 134 Disposed
Nov. 2, 2007 CMPR Restricted Share Units (Right to Acquire) Common Shares (1,613) $0.00 Nov. 2, 2017 1,613 Acquired
Nov. 2, 2007 CMPR Share Option (Right to Buy) Common Shares (2,269) $46.18 Nov. 2, 2017 2,269 Acquired
Nov. 2, 2007 CMPR Restricted Share Units (Right to Acquire) Common Shares (1,613) $0.00 Nov. 2, 2017 1,613 Acquired
Nov. 2, 2007 CMPR Share Option (Right to Buy) Common Shares (2,269) $46.18 Nov. 2, 2017 2,269 Acquired
Nov. 14, 2006 CMPR Share Option (Right to buy) Common Shares (2,925) $33.24 Nov. 14, 2016 2,925 Acquired
Sept. 29, 2005 CMPR Nonqualified Share Option (Right to Buy) Common Shares (40,000) $12.00 Sept. 29, 2015 40,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 10, 2014 HAPN Common Stock 38,272 Indirect
Dec. 10, 2014 HAPN Series A Convertible Preferred Stock→ Common Stock (586,320) 586,320 Direct
Dec. 10, 2014 HAPN Series B Convertible Preferred Stock→ Common Stock (182,764) 182,764 Direct
Dec. 10, 2014 HAPN Series C Convertible Preferred Stock→ Common Stock (183,324) 183,324 Direct
Dec. 10, 2014 HAPN Series D Convertible Preferred Stock→ Common Stock (10,000) 10,000 Indirect