Dave Girouard
CIK 1832805 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 15, 2020 · Latest: Dec. 15, 2020
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 5 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
5 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 1, 2021 | UPST | S 10b5-1 | 700 | $313.35 | $219,345 | 987,502 Indirect | -0.07% | Disposed | -90.6% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 1,010 | $312.13 | $315,251 | 988,202 Indirect | -0.10% | Disposed | -90.6% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 200 | $310.58 | $62,116 | 989,212 Indirect | -0.02% | Disposed | -90.5% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 900 | $309.62 | $278,658 | 989,412 Indirect | -0.09% | Disposed | -90.5% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 700 | $308.56 | $215,992 | 990,312 Indirect | -0.07% | Disposed | -90.5% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 1,212 | $307.59 | $372,799 | 991,012 Indirect | -0.12% | Disposed | -90.4% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 800 | $306.48 | $245,184 | 992,224 Indirect | -0.08% | Disposed | -90.4% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 727 | $305.53 | $222,120 | 993,024 Indirect | -0.07% | Disposed | -90.4% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 700 | $313.37 | $219,359 | 987,502 Indirect | -0.07% | Disposed | -90.6% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 1,010 | $312.14 | $315,261 | 988,202 Indirect | -0.10% | Disposed | -90.6% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 200 | $310.58 | $62,116 | 989,212 Indirect | -0.02% | Disposed | -90.5% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 900 | $309.62 | $278,658 | 989,412 Indirect | -0.09% | Disposed | -90.5% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 700 | $308.56 | $215,992 | 990,312 Indirect | -0.07% | Disposed | -90.5% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 1,310 | $307.57 | $402,917 | 991,012 Indirect | -0.13% | Disposed | -90.4% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 701 | $306.52 | $214,871 | 992,322 Indirect | -0.07% | Disposed | -90.4% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 728 | $305.54 | $222,433 | 993,023 Indirect | -0.07% | Disposed | -90.4% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 600 | $314.10 | $188,460 | 53,308 Direct | -1.11% | Disposed | -90.6% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 5,900 | $313.16 | $1,847,644 | 53,908 Direct | -9.86% | Disposed | -90.6% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 5,740 | $312.01 | $1,790,937 | 59,808 Direct | -8.76% | Disposed | -90.6% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 2,069 | $311.50 | $644,494 | 65,548 Direct | -3.06% | Disposed | -90.6% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 7,565 | $310.28 | $2,347,268 | 67,617 Direct | -10.06% | Disposed | -90.5% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 6,328 | $309.27 | $1,957,061 | 75,182 Direct | -7.76% | Disposed | -90.5% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 9,206 | $308.09 | $2,836,277 | 81,510 Direct | -10.15% | Disposed | -90.5% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 10,037 | $307.20 | $3,083,366 | 90,716 Direct | -9.96% | Disposed | -90.4% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 8,513 | $306.05 | $2,605,404 | 100,753 Direct | -7.79% | Disposed | -90.4% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 6,820 | $305.28 | $2,082,010 | 109,266 Direct | -5.87% | Disposed | -90.4% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 1,300 | $303.68 | $394,784 | 116,086 Direct | -1.11% | Disposed | -90.3% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 1,721 | $302.24 | $520,155 | 117,386 Direct | -1.44% | Disposed | -90.3% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 6,800 | $301.49 | $2,050,132 | 119,107 Direct | -5.40% | Disposed | -90.2% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 2,000 | $300.32 | $600,640 | 125,907 Direct | -1.56% | Disposed | -90.2% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 5,820 | $299.00 | $1,740,180 | 127,907 Direct | -4.35% | Disposed | -90.2% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 2,808 | $298.22 | $837,402 | 133,727 Direct | -2.06% | Disposed | -90.1% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 1,844 | $296.70 | $547,115 | 136,535 Direct | -1.33% | Disposed | -90.1% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 6,200 | $295.68 | $1,833,216 | 138,379 Direct | -4.29% | Disposed | -90.1% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 6,000 | $294.64 | $1,767,840 | 144,579 Direct | -3.98% | Disposed | -90.0% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 1,400 | $293.74 | $411,236 | 150,579 Direct | -0.92% | Disposed | -90.0% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 2,118 | $292.54 | $619,600 | 151,979 Direct | -1.37% | Disposed | -89.9% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 2,900 | $291.41 | $845,089 | 154,097 Direct | -1.85% | Disposed | -89.9% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 4,400 | $290.64 | $1,278,816 | 156,997 Direct | -2.73% | Disposed | -89.9% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 6,283 | $289.40 | $1,818,300 | 161,397 Direct | -3.75% | Disposed | -89.8% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 2,928 | $288.56 | $844,904 | 167,680 Direct | -1.72% | Disposed | -89.8% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 3,600 | $287.29 | $1,034,244 | 170,608 Direct | -2.07% | Disposed | -89.8% (price as of 2026-08-20) |
| Oct. 1, 2021 | UPST | S 10b5-1 | 4,100 | $286.28 | $1,173,748 | 174,208 Direct | -2.30% | Disposed | -89.7% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 400 | $227.34 | $90,936 | 993,751 Indirect | -0.04% | Disposed | -87.1% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 1,538 | $226.65 | $348,588 | 994,151 Indirect | -0.15% | Disposed | -87.0% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 2,195 | $225.65 | $495,302 | 995,689 Indirect | -0.22% | Disposed | -87.0% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 1,643 | $224.50 | $368,854 | 997,884 Indirect | -0.16% | Disposed | -86.9% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 473 | $223.37 | $105,654 | 999,527 Indirect | -0.05% | Disposed | -86.8% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 200 | $227.44 | $45,488 | 993,751 Indirect | -0.02% | Disposed | -87.1% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 1,682 | $226.76 | $381,410 | 993,951 Indirect | -0.17% | Disposed | -87.0% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 2,525 | $225.62 | $569,690 | 995,633 Indirect | -0.25% | Disposed | -87.0% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 1,249 | $224.41 | $280,288 | 998,158 Indirect | -0.12% | Disposed | -86.9% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 593 | $223.51 | $132,541 | 999,407 Indirect | -0.06% | Disposed | -86.8% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 300 | $228.14 | $68,442 | 53,308 Direct | -0.56% | Disposed | -87.1% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 8,000 | $227.35 | $1,818,800 | 53,608 Direct | -12.99% | Disposed | -87.1% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 29,344 | $226.63 | $6,650,231 | 61,608 Direct | -32.26% | Disposed | -87.0% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 34,553 | $225.62 | $7,795,848 | 90,952 Direct | -27.53% | Disposed | -87.0% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 37,136 | $224.57 | $8,339,632 | 125,505 Direct | -22.83% | Disposed | -86.9% (price as of 2026-08-20) |
| Sept. 1, 2021 | UPST | S 10b5-1 | 15,667 | $223.81 | $3,506,431 | 162,641 Direct | -8.79% | Disposed | -86.9% (price as of 2026-08-20) |
| Dec. 18, 2020 | UPST | S | 1,000,000 | $18.60 | $18,600,000 | 9,592,840 Indirect | -9.44% | Disposed | 58.1% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 20, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (106,486) | $125.28 | March 20, 2031 | 106,486 | Acquired |
| Dec. 18, 2020 | UPST | Series C-1 Preferred Stock | Common Stock (407,457) | — | — | 407,457 | Disposed |
| Dec. 18, 2020 | UPST | Series B Preferred Stock | Common Stock (385,383) | — | — | 385,383 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 15, 2020 | UPST | Common Stock | 9,800,000 | Indirect |
| Dec. 15, 2020 | UPST | Common Stock | 200,000 | Indirect |
| Dec. 15, 2020 | UPST | Common Stock | 1,000,000 | Indirect |
| Dec. 15, 2020 | UPST | Common Stock | 1,000,000 | Indirect |
| Dec. 15, 2020 | UPST | Series B Preferred Stock→ Common Stock (385,383) | 385,383 | Indirect |
| Dec. 15, 2020 | UPST | Series C-1 Preferred Stock→ Common Stock (407,457) | 407,457 | Indirect |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (1,251,745) | 1,251,745 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (550,000) | 550,000 | Direct |