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Dave S. Hattem
Insider
First SEC filing: Feb. 14, 2020 · Latest: Feb. 14, 2020
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 15, 2021 | EQH | S | 3,000 | $32.27 | $96,810 | 63,255 Direct | -4.53% | Disposed | 63.1% (price as of 2026-10-02) |
| March 11, 2021 | EQH | A | 213 | · | · | 39,980 Direct | +0.54% | Acquired | (price as of 2026-10-02) |
| March 11, 2021 | EQH | S | 6,900 | $31.82 | $219,558 | 66,255 Direct | -9.43% | Disposed | 65.4% (price as of 2026-10-02) |
| March 11, 2021 | EQH | A | 142 | · | · | 73,155 Direct | +0.19% | Acquired | (price as of 2026-10-02) |
| March 1, 2021 | EQH | F | 21,470 | $30.26 | $649,682 | 73,013 Direct | -22.72% | Disposed | 74.0% (price as of 2026-10-02) |
| March 1, 2021 | EQH | A | 40,339 | · | · | 94,483 Direct | +74.50% | Acquired | (price as of 2026-10-02) |
| March 1, 2021 | EQH | F | 2,103 | $30.26 | $63,637 | 54,144 Direct | -3.74% | Disposed | 74.0% (price as of 2026-10-02) |
| Feb. 26, 2021 | EQH | F | 1,974 | $29.57 | $58,371 | 56,247 Direct | -3.39% | Disposed | 78.0% (price as of 2026-10-02) |
| Feb. 17, 2021 | EQH | A | 14,353 | · | · | 58,221 Direct | +32.72% | Acquired | (price as of 2026-10-02) |
| Feb. 14, 2021 | EQH | F | 1,694 | $27.35 | $46,331 | 43,868 Direct | -3.72% | Disposed | 92.5% (price as of 2026-10-02) |
| Dec. 1, 2020 | EQH | A | 255 | · | · | 39,768 Direct | +0.65% | Acquired | (price as of 2026-10-02) |
| Dec. 1, 2020 | EQH | A | 158 | · | · | 45,561 Direct | +0.35% | Acquired | (price as of 2026-10-02) |
| Nov. 6, 2020 | EQH | S | 7,000 | $22.75 | $159,250 | 45,403 Direct | -13.36% | Disposed | 131.4% (price as of 2026-10-02) |
| Aug. 18, 2020 | EQH | A | 317 | · | · | 39,513 Direct | +0.81% | Acquired | (price as of 2026-10-02) |
| Aug. 18, 2020 | EQH | A | 197 | · | · | 52,403 Direct | +0.38% | Acquired | (price as of 2026-10-02) |
| June 9, 2020 | EQH | A | 299 | · | · | 39,196 Direct | +0.77% | Acquired | (price as of 2026-10-02) |
| June 9, 2020 | EQH | A | 186 | · | · | 52,206 Direct | +0.36% | Acquired | (price as of 2026-10-02) |
| May 10, 2020 | EQH | F | 5,175 | $17.85 | $92,374 | 52,020 Direct | -9.05% | Disposed | 194.9% (price as of 2026-10-02) |
| March 16, 2020 | EQH | A | 435 | · | · | 38,897 Direct | +1.13% | Acquired | (price as of 2026-10-02) |
| March 16, 2020 | EQH | A | 380 | · | · | 57,195 Direct | +0.67% | Acquired | (price as of 2026-10-02) |
| March 12, 2020 | EQH | P | 3,000 | $13.65 | $40,950 | 56,816 Direct | +5.57% | Acquired | 285.6% (price as of 2026-10-02) |
| March 1, 2020 | EQH | F | 2,033 | $21.40 | $43,506 | 53,816 Direct | -3.64% | Disposed | 146.0% (price as of 2026-10-02) |
| Feb. 26, 2020 | EQH | A | 57,209 | · | · | 176,885 Direct | +47.80% | Acquired | (price as of 2026-10-02) |
| Feb. 26, 2020 | EQH | A | 10,786 | · | · | 55,849 Direct | +23.94% | Acquired | (price as of 2026-10-02) |
| Feb. 14, 2020 | EQH | F | 1,787 | $26.89 | $48,052 | 45,063 Direct | -3.81% | Disposed | 95.8% (price as of 2026-10-02) |
| Feb. 14, 2019 | EQH | A | 65,446 | · | · | 119,676 Direct | +120.68% | Acquired | (price as of 2026-10-02) |
| Feb. 14, 2019 | EQH | A | 13,341 | · | · | 61,873 Direct | +27.49% | Acquired | (price as of 2026-10-02) |
| June 11, 2018 | EQH | A | 54,230 | · | · | 54,230 Direct | · | Acquired | (price as of 2026-10-02) |
| May 17, 2018 | EQH | A | 11,532 | · | · | 48,532 Direct | +31.17% | Acquired | (price as of 2026-10-02) |
| May 9, 2018 | EQH | A | 37,000 | · | · | 37,000 Direct | · | Acquired | (price as of 2026-10-02) |
| May 9, 2018 | EQH | A | 37,000 | · | · | 37,000 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 11, 2021 | EQH | Performance Restricted Stock Units | Common Stock | · | · | 213 | Acquired |
| Dec. 1, 2020 | EQH | Performance Restricted Stock Units | Common Stock | · | · | 255 | Acquired |
| Aug. 18, 2020 | EQH | Performance Restricted Stock Units | Common Stock | · | · | 317 | Acquired |
| June 9, 2020 | EQH | Performance Restricted Stock Units | Common Stock | · | · | 299 | Acquired |
| March 16, 2020 | EQH | Performance Restricted Stock Units | Common Stock | · | · | 435 | Acquired |
| Feb. 26, 2020 | EQH | Employee Stock Option (right to buy) | Common Stock | $23.18 | Feb. 26, 2030 | 57,209 | Acquired |
| Feb. 14, 2019 | EQH | Employee Stock Option (right to buy) | Common Stock | $18.74 | Feb. 14, 2029 | 65,446 | Acquired |
| June 11, 2018 | EQH | Employee Stock Option (right to buy | Common Stock | $21.34 | March 1, 2028 | 54,230 | Acquired |
| May 9, 2018 | EQH | Performance Restricted Stock Units | Common Stock | · | · | 37,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).