David A Frank
Insider
First SEC filing: Dec. 30, 2016 · Latest: Dec. 30, 2016
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 14, 2023 | AQB | A | 70,269 | · | · | 70,269 Direct | · | Acquired | (price as of 2026-10-05) |
| March 9, 2023 | AQB | A | 44,247 | · | · | 144,751 Direct | +44.03% | Acquired | (price as of 2026-10-05) |
| March 9, 2023 | AQB | A | 44,247 | · | · | 126,798 Direct | +53.60% | Acquired | (price as of 2026-10-05) |
| Dec. 13, 2022 | AQB | P | 10,000 | $0.65 | $6,500 | 10,000 Direct | · | Acquired | -92.8% (price as of 2026-10-05) |
| March 14, 2022 | AQB | A | 26,930 | · | · | 90,504 Direct | +42.36% | Acquired | (price as of 2026-10-05) |
| March 14, 2022 | AQB | A | 23,564 | · | · | 23,564 Direct | · | Acquired | (price as of 2026-10-05) |
| March 14, 2022 | AQB | A | 8,977 | · | · | 8,977 Direct | · | Acquired | (price as of 2026-10-05) |
| March 14, 2022 | AQB | A | 23,564 | · | · | 23,564 Direct | · | Acquired | (price as of 2026-10-05) |
| March 14, 2022 | AQB | A | 8,977 | · | · | 8,977 Direct | · | Acquired | (price as of 2026-10-05) |
| March 10, 2021 | AQB | A | 5,175 | · | · | 5,175 Direct | · | Acquired | (price as of 2026-10-05) |
| March 10, 2021 | AQB | A | 5,914 | · | · | 5,914 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 11, 2020 | AQB | P | 8,000 | $2.50 | $20,000 | 43,000 Direct | +22.86% | Acquired | -98.1% (price as of 2026-10-05) |
| March 12, 2020 | AQB | A | 14,660 | · | · | 14,660 Direct | · | Acquired | (price as of 2026-10-05) |
| March 12, 2020 | AQB | A | 12,827 | · | · | 12,827 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 13, 2020 | AQB | P | 35,000 | $1.50 | $52,500 | 35,000 Direct | · | Acquired | -96.9% (price as of 2026-10-05) |
| April 30, 2019 | AQB | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 27, 2018 | AQB | A | 15,152 | · | · | 15,152 Direct | · | Acquired | (price as of 2026-10-05) |
| April 21, 2017 | AQB | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 14, 2023 | AQB | Options to Purchase Common Stock | Common Stock | $0.36 | March 9, 2033 | 70,269 | Acquired |
| March 14, 2022 | AQB | Options to Purchase Common Stock | Common Stock | $1.52 | March 14, 2032 | 23,564 | Acquired |
| March 14, 2022 | AQB | Options to Purchase Common Stock | Common Stock | $1.52 | March 14, 2032 | 23,564 | Acquired |
| March 10, 2021 | AQB | Options to Purchase Common Stock | Common Stock | $6.72 | March 10, 2031 | 5,175 | Acquired |
| March 12, 2020 | AQB | Options to Purchase Common Stock | Common Stock | $1.88 | March 12, 2030 | 12,827 | Acquired |
| April 30, 2019 | AQB | Options to Purchase Common Stock | Common Stock | $2.22 | April 30, 2029 | 20,000 | Acquired |
| Feb. 27, 2018 | AQB | Options to Purchase Common Stock | Common Stock | $2.50 | Feb. 27, 2028 | 15,152 | Acquired |
| April 21, 2017 | AQB | Options to Purchase Common Stock | Common Stock | $14.20 | April 21, 2027 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock | 150,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock | 300,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock | 150,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock | 200,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock | 200,000 | Direct |