David A Kaufman

Insider

First SEC filing: Jan. 8, 2021 · Latest: Sept. 16, 2021

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

BALL selling Aug. 23, 2023

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 44 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

44 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 24, 2024	BALL	A	15,530	—	—	15,530 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 24, 2024	BALL	A	5,012	—	—	16,237 Direct	+44.65%	Acquired	(price as of 2026-08-20)
Sept. 15, 2023	BALL	M	2,100	—	—	4,900 Direct	-30.00%	Disposed	(price as of 2026-08-20)
Sept. 15, 2023	BALL	M	503	$51.68	$25,995	21,937 Direct	+2.35%	Acquired	21.3% (price as of 2026-08-20)
Sept. 15, 2023	BALL	F	484	$51.68	$25,013	10,057 Direct	-4.59%	Disposed	21.3% (price as of 2026-08-20)
Sept. 15, 2023	BALL	M	1,680	$51.68	$86,822	10,541 Direct	+18.96%	Acquired	21.3% (price as of 2026-08-20)
Aug. 23, 2023	BALL	S	3,820	$52.41	$200,206	8,861 Direct	-30.12%	Disposed	19.6% (price as of 2026-08-20)
Aug. 21, 2023	BALL	D	10,104	$53.04	$535,916	21,434 Direct	-32.04%	Disposed	18.2% (price as of 2026-08-20)
Feb. 17, 2023	BALL	A	2,346	$51.14	$119,974	31,221 Direct	+8.12%	Acquired	22.6% (price as of 2026-08-20)
Jan. 25, 2023	BALL	A	16,519	—	—	16,519 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 25, 2023	BALL	A	4,944	—	—	12,740 Direct	+63.42%	Acquired	(price as of 2026-08-20)
May 31, 2022	BALL	S	400	$71.51	$28,604	12,351 Direct	-3.14%	Disposed	-12.3% (price as of 2026-08-20)
March 15, 2022	BALL	M	923	$90.75	$83,762	28,657 Direct	+3.33%	Acquired	-30.9% (price as of 2026-08-20)
March 15, 2022	BALL	M	1,724	—	—	7,796 Direct	-18.11%	Disposed	(price as of 2026-08-20)
March 15, 2022	BALL	F	163	$90.75	$14,792	12,711 Direct	-1.27%	Disposed	-30.9% (price as of 2026-08-20)
March 15, 2022	BALL	M	562	$90.75	$51,002	12,874 Direct	+4.56%	Acquired	-30.9% (price as of 2026-08-20)
March 15, 2022	BALL	F	87	$90.75	$7,895	12,312 Direct	-0.70%	Disposed	-30.9% (price as of 2026-08-20)
March 15, 2022	BALL	M	300	$90.75	$27,225	12,399 Direct	+2.48%	Acquired	-30.9% (price as of 2026-08-20)
Feb. 18, 2022	BALL	A	1,039	$96.27	$100,025	27,734 Direct	+3.89%	Acquired	-34.9% (price as of 2026-08-20)
Jan. 31, 2022	BALL	M	1,615	—	—	9,520 Direct	-14.50%	Disposed	(price as of 2026-08-20)
Jan. 31, 2022	BALL	M	1,465	$97.10	$142,252	26,696 Direct	+5.81%	Acquired	-35.4% (price as of 2026-08-20)
Jan. 31, 2022	BALL	F	423	$97.10	$41,073	12,093 Direct	-3.38%	Disposed	-35.4% (price as of 2026-08-20)
Jan. 31, 2022	BALL	M	1,257	$97.10	$122,055	12,516 Direct	+11.16%	Acquired	-35.4% (price as of 2026-08-20)
Jan. 26, 2022	BALL	A	12,933	—	—	12,933 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 26, 2022	BALL	A	3,234	—	—	11,135 Direct	+40.93%	Acquired	(price as of 2026-08-20)
Dec. 15, 2021	BALL	M	374	$91.86	$34,356	25,231 Direct	+1.50%	Acquired	-31.7% (price as of 2026-08-20)
Dec. 15, 2021	BALL	M	320	—	—	7,901 Direct	-3.89%	Disposed	(price as of 2026-08-20)
Sept. 15, 2021	BALL	A	7,000	—	—	7,000 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 27, 2021	BALL	M	220	—	—	8,680 Direct	-2.47%	Disposed	(price as of 2026-08-20)
Aug. 27, 2021	BALL	M	8,182	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 27, 2021	BALL	M	8,204	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 27, 2021	BALL	F	147	$95.69	$14,066	11,191 Direct	-1.30%	Disposed	-34.5% (price as of 2026-08-20)
Aug. 27, 2021	BALL	M	220	$38.38	$8,444	11,338 Direct	+1.98%	Acquired	63.4% (price as of 2026-08-20)
Aug. 27, 2021	BALL	F	5,036	$95.69	$481,895	11,118 Direct	-31.17%	Disposed	-34.5% (price as of 2026-08-20)
Aug. 27, 2021	BALL	M	8,182	$33.05	$270,415	16,154 Direct	+102.63%	Acquired	89.7% (price as of 2026-08-20)
Aug. 27, 2021	BALL	F	4,388	$95.69	$419,888	7,972 Direct	-35.50%	Disposed	-34.5% (price as of 2026-08-20)
Aug. 27, 2021	BALL	M	8,204	$33.08	$271,388	12,360 Direct	+197.40%	Acquired	89.5% (price as of 2026-08-20)
Aug. 27, 2021	BALL	S	1,060	$94.58	$100,255	4,156 Direct	-20.32%	Disposed	-33.7% (price as of 2026-08-20)
March 15, 2021	BALL	M	937	$85.40	$80,020	24,758 Direct	+3.93%	Acquired	-26.6% (price as of 2026-08-20)
March 15, 2021	BALL	M	1,648	—	—	8,221 Direct	-16.70%	Disposed	(price as of 2026-08-20)
March 15, 2021	BALL	F	219	$85.40	$18,703	5,173 Direct	-4.06%	Disposed	-26.6% (price as of 2026-08-20)
March 15, 2021	BALL	M	753	$85.40	$64,306	5,392 Direct	+16.23%	Acquired	-26.6% (price as of 2026-08-20)
Feb. 19, 2021	BALL	J	1,118	$90.37	$101,034	23,821 Direct	+4.92%	Acquired	-30.6% (price as of 2026-08-20)
Jan. 31, 2021	BALL	M	2,233	$88.02	$196,549	22,703 Direct	+10.91%	Acquired	-28.8% (price as of 2026-08-20)
Jan. 31, 2021	BALL	M	1,957	—	—	9,869 Direct	-16.55%	Disposed	(price as of 2026-08-20)
Jan. 27, 2021	BALL	A	13,131	—	—	13,131 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 27, 2021	BALL	A	3,047	$85.33	$260,001	11,826 Direct	+34.71%	Acquired	-26.5% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 24, 2024	BALL	Stock Option (Right to Buy)	Common Stock (15,530)	$55.87	Jan. 24, 2034	15,530	Acquired
Jan. 24, 2024	BALL	Restricted Stock Units	Common Stock (5,012)	—	—	5,012	Acquired
Sept. 15, 2023	BALL	Restricted Stock Units	Common Stock (2,100)	—	—	2,100	Disposed
Sept. 15, 2023	BALL	Deferred Compensation Company Stock Plan	Common Stock (503)	—	—	503	Acquired
Aug. 21, 2023	BALL	Deferred Compensation Company Stock Plan	Common Stock (10,104)	—	—	10,104	Disposed
Feb. 17, 2023	BALL	Deferred Compensation Company Stock Plan	Common Stock (2,346)	—	—	2,346	Acquired
Jan. 25, 2023	BALL	Stock Option (Right to Buy)	Common Stock (16,519)	$56.64	Jan. 25, 2033	16,519	Acquired
Jan. 25, 2023	BALL	Restricted Stock Units	Common Stock (4,944)	—	—	4,944	Acquired
March 15, 2022	BALL	Deferred Compensation Company Stock Plan	Common Stock (923)	—	—	923	Acquired
March 15, 2022	BALL	Restricted Stock Units	Common Stock (1,724)	—	—	1,724	Disposed
Feb. 18, 2022	BALL	Deferred Compensation Company Stock Plan	Common Stock (1,039)	—	—	1,039	Acquired
Jan. 31, 2022	BALL	Restricted Stock Units	Common Stock (1,615)	—	—	1,615	Disposed
Jan. 31, 2022	BALL	Deferred Compensation Company Stock Plan	Common Stock (1,465)	—	—	1,465	Acquired
Jan. 26, 2022	BALL	Stock Option (Right to Buy)	Common Stock (12,933)	$86.57	Jan. 26, 2032	12,933	Acquired
Jan. 26, 2022	BALL	Restricted Stock Units	Common Stock (3,234)	—	—	3,234	Acquired
Dec. 15, 2021	BALL	Deferred Compensation Company Stock Plan	Common Stock (374)	—	—	374	Acquired
Dec. 15, 2021	BALL	Restricted Stock Units	Common Stock (320)	—	—	320	Disposed
Sept. 15, 2021	BALL	Restricted Stock Units	Common Stock (7,000)	—	—	7,000	Acquired
Aug. 27, 2021	BALL	Stock Appreciation Rights (sars)	Common Stock (220)	$38.38	Jan. 25, 2027	220	Disposed
Aug. 27, 2021	BALL	Stock Appreciation Rights (sars)	Common Stock (8,182)	$33.05	Jan. 27, 2026	8,182	Disposed
Aug. 27, 2021	BALL	Stock Appreciation Rights (sars)	Common Stock (8,204)	$33.08	Feb. 24, 2025	8,204	Disposed
March 15, 2021	BALL	Deferred Compensation Company Stock Plan	Common Stock (937)	—	—	937	Acquired
March 15, 2021	BALL	Restricted Stock Units	Common Stock (1,648)	—	—	1,648	Disposed
Feb. 19, 2021	BALL	Deferred Compensation Company Stock Plan	Common Stock (1,118)	—	—	1,118	Acquired
Jan. 31, 2021	BALL	Deferred Compensation Company Stock Plan	Common Stock (2,233)	—	—	2,233	Acquired
Jan. 31, 2021	BALL	Restricted Stock Units	Common Stock (1,957)	—	—	1,957	Disposed
Jan. 27, 2021	BALL	Stock Option (Right to Buy)	Common Stock (13,131)	$85.33	Jan. 27, 2031	13,131	Acquired
Jan. 27, 2021	BALL	Restricted Stock Units	Common Stock (3,047)	—	—	3,047	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 8, 2021	BALL	Common Stock	4,624	Direct
Jan. 8, 2021	BALL	Common Stock	5	Indirect
Jan. 8, 2021	BALL	Deferred Compensation Company Stock Plan→ Common Stock (20,469)	20,469	Direct
Jan. 8, 2021	BALL	Restricted Stock Units→ Common Stock (8,779)	8,779	Direct
Jan. 8, 2021	BALL	Stock Appreciation Rights (sars)→ Common Stock (8,204)	8,204	Direct
Jan. 8, 2021	BALL	Stock Appreciation RIghts (sars)→ Common Stock (8,182)	8,182	Direct
Jan. 8, 2021	BALL	Stock Appreciation Rights (sars)→ Common Stock (8,900)	8,900	Direct
Jan. 8, 2021	BALL	Stock Option (right to buy)→ Common Stock (8,379)	8,379	Direct
Jan. 8, 2021	BALL	Stock Option (right to buy)→ Common Stock (6,766)	6,766	Direct
Jan. 8, 2021	BALL	Stock Option (right to buy)→ Common Stock (7,161)	7,161	Direct