David A Ricks

CIK 1538604 · View on SEC EDGAR ↗

Insider

First SEC filing: April 17, 2026 · Latest: April 17, 2026

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Insider transactions

1 buys (P) 0 sells (S) Net: $1,945,100 + 89 non-open-market transactions below Avg return of open purchases vs now: 39.3% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

89 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 25, 2026 ADBE P 10,000 $194.51 $1,945,100 17,655 Direct +130.63% Acquired 39.3% (price as of 2026-08-19)
Aug. 12, 2025 LLY P 1,632 $644.77 $1,052,265 546,601 Direct +0.30% Acquired 99.8% (price as of 2026-08-19)
Jan. 28, 2025 ADBE P 2,250 $443.98 $998,955 4,984 Direct +82.30% Acquired -39.0% (price as of 2026-08-19)
Sept. 27, 2022 ADBE P 1,200 $280.56 $336,672 5,139 Direct +30.46% Acquired -3.5% (price as of 2026-08-19)
Oct. 25, 2019 LLY P 4,615 $108.38 $500,174 157,405 Direct +3.02% Acquired 1088.4% (price as of 2026-08-19)
Dec. 20, 2018 ADBE P 75 $216.58 $16,244 1,327 Direct +5.99% Acquired 25.1% (price as of 2026-08-19)
Sept. 24, 2018 ADBE P 75 $261.43 $19,607 1,252 Direct +6.37% Acquired 3.6% (price as of 2026-08-19)
Feb. 3, 2016 LLY S 10b5-1 2,460 $76.73 $188,756 79,403 Direct -3.01% Disposed 1578.6% (price as of 2026-08-19)
Feb. 1, 2016 LLY S 10b5-1 3,273 $78.36 $256,472 81,863 Direct -3.84% Disposed 1543.6% (price as of 2026-08-19)
Feb. 4, 2015 LLY S 10b5-1 3,147 $69.99 $220,259 60,138 Direct -4.97% Disposed 1740.2% (price as of 2026-08-19)
Feb. 2, 2015 LLY S 10b5-1 4,769 $71.51 $341,031 63,285 Direct -7.01% Disposed 1701.1% (price as of 2026-08-19)

Showing latest 100 of 116 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 15, 2026 ADBE Restricted Stock Units Common Stock (1,367) $0.00 — 1,367 Acquired
April 15, 2026 ADBE Restricted Stock Units Common Stock (900) $0.00 — 900 Disposed
Feb. 10, 2025 LLY Restricted Stock Unit Common Stock (31,932) — Feb. 1, 2026 31,932 Acquired
Feb. 1, 2025 LLY Restricted Stock Unit Common Stock (26,561) — Feb. 1, 2025 26,561 Disposed
April 17, 2024 ADBE Restricted Stock Units Common Stock (633) $0.00 — 633 Acquired
April 17, 2024 ADBE Restricted Stock Units Common Stock (836) $0.00 — 836 Disposed
Feb. 12, 2024 LLY Restricted Stock Unit Common Stock (26,561) — Feb. 1, 2025 26,561 Acquired
Feb. 1, 2024 LLY Restricted Stock Unit Common Stock (29,611) — Feb. 1, 2024 29,611 Disposed
April 20, 2023 ADBE Restricted Stock Units Common Stock (836) $0.00 — 836 Acquired
April 20, 2023 ADBE Restricted Stock Units Common Stock (672) $0.00 — 672 Disposed
Feb. 10, 2023 LLY Restricted Stock Unit Common Stock (29,611) — Feb. 1, 2024 29,611 Acquired
Feb. 1, 2023 LLY Restricted Stock Unit Common Stock (47,786) — Feb. 1, 2023 47,786 Disposed
April 14, 2022 ADBE Restricted Stock Units Common Stock (672) $0.00 — 672 Acquired
April 14, 2022 ADBE Restricted Stock Units Common Stock (615) $0.00 — 615 Disposed
Feb. 9, 2022 LLY Restricted Stock Unit Common Stock (47,786) — Feb. 1, 2023 47,786 Acquired
Feb. 1, 2022 LLY Restricted Stock Unit Common Stock (56,205) — Feb. 1, 2022 56,205 Disposed
April 20, 2021 ADBE Restricted Stock Units Common Stock (615) $0.00 — 615 Acquired
April 19, 2021 ADBE Restricted Stock Units Common Stock (924) $0.00 — 924 Disposed
Feb. 8, 2021 LLY Restricted Stock Unit Common Stock (56,205) — Feb. 1, 2022 56,205 Acquired
Feb. 1, 2021 LLY Restricted Stock Unit Common Stock (75,387) — Feb. 1, 2021 75,387 Disposed
April 10, 2020 ADBE Restricted Stock Units Common Stock (924) $0.00 — 924 Acquired
April 8, 2020 ADBE Restricted Stock Units Common Stock (1,073) $0.00 — 1,073 Disposed
Feb. 11, 2020 LLY Restricted Stock Unit Common Stock (75,387) — Feb. 1, 2021 75,387 Acquired
Feb. 1, 2020 LLY Restricted Stock Unit Common Stock (69,350) — Feb. 1, 2020 69,350 Disposed
April 12, 2019 ADBE Restricted Stock Units Common Stock (1,073) $0.00 — 1,073 Acquired
April 10, 2019 ADBE Restricted Stock Units Common Stock (1,177) $0.00 — 1,177 Disposed
Feb. 4, 2019 LLY Restricted Stock Unit Common Stock (69,350) — Feb. 1, 2020 69,350 Acquired
Feb. 1, 2019 LLY Restricted Stock Unit Common Stock (12,222) — Feb. 1, 2019 12,222 Disposed
April 13, 2018 ADBE Restricted Stock Units Common Stock (1,177) $0.00 — 1,177 Acquired
Feb. 1, 2018 LLY Restricted Stock Unit Common Stock (21,326) — Feb. 1, 2018 21,326 Disposed
Jan. 29, 2018 LLY Restricted Stock Unit Common Stock (12,222) — Feb. 1, 2019 12,222 Acquired
Dec. 3, 2017 LLY Restricted Stock Unit Common Stock (5,496) — Dec. 3, 2017 5,496 Disposed
Feb. 1, 2017 LLY Restricted Stock Unit Common Stock (10,244) — Feb. 1, 2017 10,244 Disposed
Jan. 27, 2017 LLY Restricted Stock Unit Common Stock (21,326) — Feb. 1, 2018 21,326 Acquired
Feb. 1, 2016 LLY Restricted Stock Unit Common Stock (9,843) — Feb. 1, 2016 9,843 Disposed
Jan. 26, 2016 LLY Restricted Stock Unit Common Stock (10,244) — Feb. 1, 2017 10,244 Acquired
Nov. 5, 2015 LLY Employee stock option 2/06 (right to buy) Common Stock (4,970) $56.18 Feb. 9, 2016 4,970 Disposed
Feb. 1, 2015 LLY Restricted Stock Unit Common Stock (12,591) — Feb. 1, 2015 12,591 Disposed
Jan. 28, 2015 LLY Restricted Stock Unit Common Stock (9,843) — Feb. 1, 2016 9,843 Acquired
Sept. 8, 2014 LLY Employee stock option 2/05 (right to buy) Common Stock (1,509) $55.65 Feb. 10, 2015 1,509 Disposed
Jan. 28, 2014 LLY Restricted Stock Unit Common Stock (12,591) — Feb. 1, 2015 12,591 Acquired
Dec. 3, 2012 LLY Restricted Stock Unit Common Stock (2,748) $0.00 Dec. 3, 2012 2,748 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 11, 2012 LLY Common Stock 2,010 Indirect
Jan. 11, 2012 LLY Common Stock 9,936 Direct
Jan. 11, 2012 LLY Employee stock option 2/02 (right to buy)→ Common Stock (2,500) 2,500 Direct
Jan. 11, 2012 LLY Employee stock option 2/03 (right to buy)→ Common Stock (5,000) 5,000 Direct
Jan. 11, 2012 LLY Employee stock option 2/04 (right to buy)→ Common Stock (6,300) 6,300 Direct
Jan. 11, 2012 LLY Employee stock option 2/05 (right to buy)→ Common Stock (1,509) 1,509 Direct
Jan. 11, 2012 LLY Employee stock option 2/06 (right to buy)→ Common Stock (4,970) 4,970 Direct
Jan. 11, 2012 LLY Restricted Stock Unit→ Common Stock (2,748) 2,748 Direct
Jan. 11, 2012 LLY Restricted Stock Unit→ Common Stock (5,496) 5,496 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

LLY

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $1,700,000 — $23,325,000 — $6,485,500 $4,451,636 $736,201 $36,698,337
2024 $1,690,385 — $19,749,324 — $5,705,049 $1,746,483 $351,685 $29,242,926
2022 $1,500,000 $0 $16,981,250 — $2,700,000 $0 $216,885 $21,398,135

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.