David B Kaplan
CIK 1025976 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 18, 2025 · Latest: Dec. 18, 2025
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 3 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
3 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 9, 2020 | ARES | S 10b5-1 | 45,283 | $35.07 | $1,588,075 | 1,654,717 Indirect | -2.66% | Disposed | 306.4% (price as of 2026-08-19) |
| Dec. 2, 2015 | ARES | P | 8,025 | $14.41 | $115,640 | 125,000 Indirect | +6.86% | Acquired | 889.1% (price as of 2026-08-19) |
| Dec. 1, 2015 | ARES | P | 7,329 | $14.14 | $103,632 | 116,975 Indirect | +6.68% | Acquired | 908.0% (price as of 2026-08-19) |
| Nov. 27, 2015 | ARES | P | 5,993 | $14.15 | $84,801 | 109,646 Indirect | +5.78% | Acquired | 907.3% (price as of 2026-08-19) |
| Nov. 25, 2015 | ARES | P | 5,993 | $14.11 | $84,561 | 103,653 Indirect | +6.14% | Acquired | 910.1% (price as of 2026-08-19) |
| Nov. 24, 2015 | ARES | P | 5,993 | $13.99 | $83,842 | 97,660 Indirect | +6.54% | Acquired | 918.8% (price as of 2026-08-19) |
| Nov. 20, 2015 | ARES | P | 29,167 | $13.85 | $403,963 | 91,667 Indirect | +46.67% | Acquired | 929.1% (price as of 2026-08-19) |
| Nov. 19, 2015 | ARES | P | 62,500 | $13.85 | $865,625 | 62,500 Indirect | — | Acquired | 929.1% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 1, 2014 | ARES | Ares Operating Group Units | Common Units (10,421,596) | — | — | 10,421,596 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).