David C Kuo

CIK 1587422 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 25, 2013 · Latest: Sept. 25, 2013

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Insider at

Insider transactions

0 buys (P) 1 sells (S) Net: $-4,867,172 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 12, 2026 AAOI S 29,227 $166.53 $4,867,172 149,078 Direct -16.39% Disposed -23.3% (price as of 2026-08-19)
Aug. 5, 2016 AAOI S 10b5-1 455 $14.27 $6,493 14,676 Direct -3.01% Disposed 795.7% (price as of 2026-08-19)
Aug. 1, 2016 AAOI S 10b5-1 139 $11.75 $1,633 15,131 Direct -0.91% Disposed 987.7% (price as of 2026-08-19)
Feb. 1, 2016 AAOI S 10b5-1 330 $15.90 $5,247 3,270 Direct -9.17% Disposed 703.8% (price as of 2026-08-19)
March 25, 2014 AAOI S 1,623 $24.25 $39,358 0 Direct -100.00% Disposed 427.1% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 4, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (875) $7.50 Jan. 18, 2023 875 Disposed
March 4, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (125) $6.00 May 22, 2022 125 Disposed
March 4, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (500) $6.00 March 4, 2021 500 Disposed
March 4, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (437) $6.00 Aug. 23, 2020 437 Disposed
March 4, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (267) $6.00 May 29, 2019 267 Disposed
Jan. 28, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (2,400) $13.84 Jan. 28, 2024 2,400 Acquired
Sept. 26, 2013 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (4,050) $9.96 Sept. 26, 2023 4,050 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (267) 267 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (500) 500 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (667) 667 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (333) 333 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (3,500) 3,500 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AAOI

Chief Legal Officer, Chief Compliance Officer and Corporate Secretary
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $356,759 — $597,401 — $256,252 — $14,940 $1,225,352
2023 $268,296 — $1,059,669 — $137,003 — $12,675 $1,477,643
2022 $258,686 — $189,952 — $130,453 — $12,898 $591,989

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.