David Cain
CIK 2125950 · View on SEC EDGAR ↗
Insider
First SEC filing: April 1, 2026 · Latest: April 1, 2026
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 1 non-open-market transaction below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 8, 2026 | KZIA | A | 100,000 | — | — | 100,000 Direct | — | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 8, 2026 | KZIA | Employee Stock Option (right to buy) | ADSs (100,000) | $9.10 | — | 100,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 1, 2026 | KZIA | American Depositary Share Option (Right to Buy)→ American Depositary Shares [F2,F3] (5,000) | 5,000 | Direct |
| April 1, 2026 | KZIA | American Depositary Share Option (Right to Buy)→ American Depositary Shares [F2,F3] (100,000) | 100,000 | Direct |
| April 1, 2026 | KZIA | Ordinary Shares Option (Right to Buy)→ Ordinary Shares (100,000) | 100,000 | Direct |
| April 1, 2026 | KZIA | Ordinary Shares Option (Right to Buy)→ Ordinary Shares (400,000) | 400,000 | Direct |