David D Cole

CIK 1202820 · View on SEC EDGAR ↗

Insider

First SEC filing: April 25, 2006 · Latest: April 25, 2006

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

LUMN selling Oct. 27, 2016

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 87 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

87 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 23, 2018	LUMN	F	4,844	$18.21	$88,209	399,853 Direct	-1.20%	Disposed	-66.5% (price as of 2026-08-20)
Feb. 21, 2018	LUMN	D	10,929	—	—	404,697 Direct	-2.63%	Disposed	(price as of 2026-08-20)
Feb. 21, 2018	LUMN	A	65,929	—	—	415,626 Direct	+18.85%	Acquired	(price as of 2026-08-20)
Feb. 21, 2018	LUMN	F	1,921	$17.90	$34,386	349,697 Direct	-0.55%	Disposed	-65.9% (price as of 2026-08-20)
June 1, 2017	LUMN	A	125,280	—	—	351,618 Direct	+55.35%	Acquired	(price as of 2026-08-20)
Feb. 23, 2017	LUMN	F	3,165	$24.71	$78,207	226,338 Direct	-1.38%	Disposed	-75.3% (price as of 2026-08-20)
Feb. 21, 2017	LUMN	A	45,386	—	—	229,503 Direct	+24.65%	Acquired	(price as of 2026-08-20)
Feb. 20, 2017	LUMN	F	7,129	$24.28	$173,092	184,117 Direct	-3.73%	Disposed	-74.9% (price as of 2026-08-20)
Feb. 20, 2017	LUMN	D	7,194	—	—	191,246 Direct	-3.63%	Disposed	(price as of 2026-08-20)
Oct. 27, 2016	LUMN	S 10b5-1	30,000	$33.00	$990,000	198,440 Direct	-13.13%	Disposed	-81.5% (price as of 2026-08-20)
May 23, 2016	LUMN	F	3,935	$26.91	$105,891	228,440 Direct	-1.69%	Disposed	-77.3% (price as of 2026-08-20)
Feb. 23, 2016	LUMN	F	1,274	$29.25	$37,264	232,375 Direct	-0.55%	Disposed	-79.2% (price as of 2026-08-20)
Feb. 23, 2016	LUMN	D	8,177	—	—	233,649 Direct	-3.38%	Disposed	(price as of 2026-08-20)
Feb. 23, 2016	LUMN	A	43,698	—	—	241,826 Direct	+22.06%	Acquired	(price as of 2026-08-20)
Feb. 20, 2016	LUMN	F	1,761	$29.73	$52,355	198,128 Direct	-0.88%	Disposed	-79.5% (price as of 2026-08-20)
May 23, 2015	LUMN	F	1,632	$33.95	$55,406	199,889 Direct	-0.81%	Disposed	-82.0% (price as of 2026-08-20)
Feb. 23, 2015	LUMN	A	29,425	—	—	201,521 Direct	+17.10%	Acquired	(price as of 2026-08-20)
Feb. 20, 2015	LUMN	D	14,765	—	—	172,096 Direct	-7.90%	Disposed	(price as of 2026-08-20)
Feb. 20, 2015	LUMN	F	3,318	$37.02	$122,832	186,861 Direct	-1.74%	Disposed	-83.5% (price as of 2026-08-20)
Dec. 2, 2014	LUMN	S	7,525	$41.05	$308,901	190,179 Direct	-3.81%	Disposed	-85.1% (price as of 2026-08-20)
May 31, 2014	LUMN	F	2,061	$37.67	$77,638	196,914 Direct	-1.04%	Disposed	-83.8% (price as of 2026-08-20)
May 23, 2014	LUMN	F	1,729	$37.28	$64,457	198,975 Direct	-0.86%	Disposed	-83.6% (price as of 2026-08-20)
May 16, 2014	LUMN	I	2,459	$38.18	$93,885	0 Indirect	-100.00%	Disposed	-84.0% (price as of 2026-08-20)
May 16, 2014	LUMN	I	1,039	$38.18	$39,669	0 Indirect	-100.00%	Disposed	-84.0% (price as of 2026-08-20)
May 16, 2014	LUMN	I	4,378	$38.18	$167,152	0 Indirect	-100.00%	Disposed	-84.0% (price as of 2026-08-20)
May 14, 2014	LUMN	I	12,006	$37.66	$452,146	0 Indirect	-100.00%	Disposed	-83.8% (price as of 2026-08-20)
May 14, 2014	LUMN	I	2,134	$37.66	$80,366	0 Indirect	-100.00%	Disposed	-83.8% (price as of 2026-08-20)
May 14, 2014	LUMN	I	11,148	$37.66	$419,834	0 Indirect	-100.00%	Disposed	-83.8% (price as of 2026-08-20)
April 1, 2014	LUMN	F	2,401	$33.08	$79,425	200,704 Direct	-1.18%	Disposed	-81.6% (price as of 2026-08-20)
Feb. 20, 2014	LUMN	F	1,636	$31.12	$50,912	176,958 Direct	-0.92%	Disposed	-80.4% (price as of 2026-08-20)
Feb. 20, 2014	LUMN	A	39,372	—	—	216,330 Direct	+22.25%	Acquired	(price as of 2026-08-20)
Feb. 20, 2014	LUMN	D	13,225	—	—	203,105 Direct	-6.11%	Disposed	(price as of 2026-08-20)
May 31, 2013	LUMN	F	2,061	$34.15	$70,383	177,955 Direct	-1.14%	Disposed	-82.1% (price as of 2026-08-20)
May 23, 2013	LUMN	A	30,450	—	—	180,016 Direct	+20.36%	Acquired	(price as of 2026-08-20)
April 1, 2013	LUMN	F	3,491	$34.86	$121,696	149,566 Direct	-2.28%	Disposed	-82.5% (price as of 2026-08-20)
March 15, 2013	LUMN	D	634	—	—	157,785 Direct	-0.40%	Disposed	(price as of 2026-08-20)
March 15, 2013	LUMN	F	4,728	$34.37	$162,501	153,057 Direct	-3.00%	Disposed	-82.3% (price as of 2026-08-20)
Feb. 21, 2013	LUMN	F	1,659	$34.27	$56,854	157,749 Direct	-1.04%	Disposed	-82.2% (price as of 2026-08-20)
Feb. 20, 2013	LUMN	F	1,623	$33.93	$55,068	159,408 Direct	-1.01%	Disposed	-82.0% (price as of 2026-08-20)
May 31, 2012	LUMN	F	1,872	$39.22	$73,420	161,031 Direct	-1.15%	Disposed	-84.5% (price as of 2026-08-20)
April 1, 2012	LUMN	F	3,170	$38.65	$122,520	162,903 Direct	-1.91%	Disposed	-84.2% (price as of 2026-08-20)
March 15, 2012	LUMN	D	634	—	—	171,414 Direct	-0.37%	Disposed	(price as of 2026-08-20)
March 15, 2012	LUMN	F	5,341	$39.21	$209,421	166,073 Direct	-3.12%	Disposed	-84.4% (price as of 2026-08-20)
Feb. 26, 2012	LUMN	F	5,247	$39.92	$209,460	172,048 Direct	-2.96%	Disposed	-84.7% (price as of 2026-08-20)
Feb. 21, 2012	LUMN	F	2,191	$39.43	$86,391	177,295 Direct	-1.22%	Disposed	-84.5% (price as of 2026-08-20)
Feb. 20, 2012	LUMN	A	29,529	—	—	179,486 Direct	+19.69%	Acquired	(price as of 2026-08-20)
Dec. 9, 2011	LUMN	I	5,925	$35.68	$211,404	0 Indirect	-100.00%	Disposed	-82.9% (price as of 2026-08-20)
May 31, 2011	LUMN	A	26,449	—	—	149,411 Direct	+21.51%	Acquired	(price as of 2026-08-20)
May 31, 2011	LUMN	A	13,225	—	—	13,225 Direct	—	Acquired	(price as of 2026-08-20)
March 15, 2011	LUMN	F	2,181	$40.07	$87,393	121,472 Direct	-1.76%	Disposed	-84.8% (price as of 2026-08-20)
March 15, 2011	LUMN	F	990	$40.07	$39,669	123,653 Direct	-0.79%	Disposed	-84.8% (price as of 2026-08-20)
Feb. 26, 2011	LUMN	F	5,070	$40.44	$205,031	124,643 Direct	-3.91%	Disposed	-84.9% (price as of 2026-08-20)
Feb. 21, 2011	LUMN	F	2,171	$41.23	$89,510	129,713 Direct	-1.65%	Disposed	-85.2% (price as of 2026-08-20)
Dec. 6, 2010	LUMN	M 10b5-1	14,000	$35.41	$495,740	0 Direct	-100.00%	Disposed	-82.8% (price as of 2026-08-20)
Dec. 6, 2010	LUMN	S 10b5-1	14,000	$44.00	$616,000	131,884 Direct	-9.60%	Disposed	-86.1% (price as of 2026-08-20)
Dec. 6, 2010	LUMN	M	14,000	$35.41	$495,740	145,884 Direct	+10.62%	Acquired	-82.8% (price as of 2026-08-20)
Dec. 2, 2010	LUMN	M 10b5-1	26,500	$35.41	$938,365	14,000 Direct	-65.43%	Disposed	-82.8% (price as of 2026-08-20)
Dec. 2, 2010	LUMN	S 10b5-1	26,500	$44.00	$1,166,000	131,884 Direct	-16.73%	Disposed	-86.1% (price as of 2026-08-20)
Dec. 2, 2010	LUMN	M	26,500	$35.41	$938,365	158,384 Direct	+20.09%	Acquired	-82.8% (price as of 2026-08-20)
Nov. 3, 2010	LUMN	M 10b5-1	40,500	$33.40	$1,352,700	0 Direct	-100.00%	Disposed	-81.7% (price as of 2026-08-20)
Nov. 3, 2010	LUMN	S 10b5-1	40,500	$42.00	$1,701,000	131,884 Direct	-23.49%	Disposed	-85.5% (price as of 2026-08-20)
Nov. 3, 2010	LUMN	M	40,500	$33.40	$1,352,700	172,384 Direct	+30.71%	Acquired	-81.7% (price as of 2026-08-20)
Sept. 20, 2010	LUMN	M 10b5-1	60,500	$32.99	$1,995,895	0 Direct	-100.00%	Disposed	-81.5% (price as of 2026-08-20)
Sept. 20, 2010	LUMN	S 10b5-1	60,500	$39.00	$2,359,500	131,884 Direct	-31.45%	Disposed	-84.4% (price as of 2026-08-20)
Sept. 20, 2010	LUMN	M	60,500	—	—	192,384 Direct	+45.87%	Acquired	(price as of 2026-08-20)
Sept. 17, 2010	LUMN	M 10b5-1	27,001	$28.34	$765,208	0 Direct	-100.00%	Disposed	-78.5% (price as of 2026-08-20)
Sept. 17, 2010	LUMN	M 10b5-1	20,500	$32.99	$676,295	60,500 Direct	-25.31%	Disposed	-81.5% (price as of 2026-08-20)
Sept. 17, 2010	LUMN	S 10b5-1	27,001	$38.62	$1,042,779	131,884 Direct	-16.99%	Disposed	-84.2% (price as of 2026-08-20)
Sept. 17, 2010	LUMN	S 10b5-1	20,500	$39.00	$799,500	158,885 Direct	-11.43%	Disposed	-84.4% (price as of 2026-08-20)
Sept. 17, 2010	LUMN	M	20,500	—	—	179,385 Direct	+12.90%	Acquired	(price as of 2026-08-20)
Sept. 17, 2010	LUMN	M	27,001	$28.34	$765,208	158,885 Direct	+20.47%	Acquired	-78.5% (price as of 2026-08-20)
Sept. 16, 2010	LUMN	S 10b5-1	8,994	$38.00	$341,772	131,884 Direct	-6.38%	Disposed	-84.0% (price as of 2026-08-20)
Aug. 23, 2010	LUMN	A	22,400	—	—	140,878 Direct	+18.91%	Acquired	(price as of 2026-08-20)
March 15, 2010	LUMN	F	1,510	$34.79	$52,533	118,478 Direct	-1.26%	Disposed	-82.5% (price as of 2026-08-20)
March 8, 2010	LUMN	A	15,858	—	—	15,858 Direct	—	Acquired	(price as of 2026-08-20)
March 8, 2010	LUMN	A	31,715	—	—	119,988 Direct	+35.93%	Acquired	(price as of 2026-08-20)
Feb. 26, 2010	LUMN	F	3,841	$34.27	$131,631	88,273 Direct	-4.17%	Disposed	-82.2% (price as of 2026-08-20)
Feb. 21, 2010	LUMN	F	1,685	$35.10	$59,144	92,114 Direct	-1.80%	Disposed	-82.6% (price as of 2026-08-20)
Dec. 9, 2009	LUMN	M 10b5-1	85,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 9, 2009	LUMN	S 10b5-1	85,000	$35.98	$3,058,300	93,799 Direct	-47.54%	Disposed	-83.1% (price as of 2026-08-20)
Dec. 9, 2009	LUMN	M 10b5-1	85,000	$34.63	$2,943,550	178,799 Direct	+90.62%	Acquired	-82.4% (price as of 2026-08-20)
March 15, 2009	LUMN	F	1,980	$25.04	$49,579	93,799 Direct	-2.07%	Disposed	-75.6% (price as of 2026-08-20)
March 15, 2009	LUMN	F	4,800	$25.04	$120,192	90,979 Direct	-5.01%	Disposed	-75.6% (price as of 2026-08-20)
Feb. 26, 2009	LUMN	A	29,670	—	—	95,779 Direct	+44.88%	Acquired	(price as of 2026-08-20)
Feb. 26, 2009	LUMN	F	990	$26.06	$25,799	66,109 Direct	-1.48%	Disposed	-76.6% (price as of 2026-08-20)
Feb. 25, 2009	LUMN	F	4,950	$26.89	$133,106	67,099 Direct	-6.87%	Disposed	-77.3% (price as of 2026-08-20)
Feb. 21, 2009	LUMN	F	2,222	$26.17	$58,150	72,049 Direct	-2.99%	Disposed	-76.7% (price as of 2026-08-20)
March 15, 2008	LUMN	F	1,980	$33.33	$65,993	73,700 Direct	-2.62%	Disposed	-81.7% (price as of 2026-08-20)
Feb. 26, 2008	LUMN	F	990	$38.28	$37,897	75,680 Direct	-1.29%	Disposed	-84.1% (price as of 2026-08-20)
Feb. 21, 2008	LUMN	A	25,800	—	—	76,670 Direct	+50.72%	Acquired	(price as of 2026-08-20)
March 15, 2007	LUMN	F	1,980	$43.70	$86,526	50,254 Direct	-3.79%	Disposed	-86.0% (price as of 2026-08-20)
Feb. 26, 2007	LUMN	A	40,500	—	—	40,500 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 26, 2007	LUMN	A	12,000	—	—	52,234 Direct	+29.83%	Acquired	(price as of 2026-08-20)
Nov. 30, 2006	LUMN	M	40,500	$28.03	$1,135,215	0 Direct	-100.00%	Disposed	-78.2% (price as of 2026-08-20)
Nov. 30, 2006	LUMN	S	40,500	$42.08	$1,704,240	39,460 Direct	-50.65%	Disposed	-85.5% (price as of 2026-08-20)
Nov. 30, 2006	LUMN	M	40,500	$28.03	$1,135,215	79,960 Direct	+102.64%	Acquired	-78.2% (price as of 2026-08-20)
Oct. 25, 2006	LUMN	M	40,500	$28.03	$1,135,215	40,500 Direct	-50.00%	Disposed	-78.2% (price as of 2026-08-20)
Oct. 25, 2006	LUMN	S	40,500	$41.00	$1,660,500	39,460 Direct	-50.65%	Disposed	-85.1% (price as of 2026-08-20)
Oct. 25, 2006	LUMN	M	40,500	$28.03	$1,135,215	79,960 Direct	+102.64%	Acquired	-78.2% (price as of 2026-08-20)
Sept. 14, 2006	LUMN	S	8,526	$40.00	$341,040	39,480 Direct	-17.76%	Disposed	-84.8% (price as of 2026-08-20)

Showing latest 100 of 178 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 31, 2011	LUMN	Performance-based restricted stock units	Common Stock (13,225)	—	—	13,225	Acquired
Dec. 6, 2010	LUMN	Employee Stock Option (right to buy)	Common Stock (14,000)	$35.41	Feb. 20, 2016	14,000	Disposed
Dec. 2, 2010	LUMN	Employee Stock Option (right to buy)	Common Stock (26,500)	$35.41	Feb. 20, 2016	26,500	Disposed
Nov. 3, 2010	LUMN	Employee Stock Option (right to buy)	Common Stock (40,500)	$33.40	Feb. 17, 2015	40,500	Disposed
Sept. 20, 2010	LUMN	Employee Stock Option (right to buy)	Common Stock (60,500)	$32.99	Feb. 25, 2012	60,500	Disposed
Sept. 17, 2010	LUMN	Employee Stock Option (right to buy)	Common Stock (27,001)	$28.34	Feb. 25, 2014	27,001	Disposed
Sept. 17, 2010	LUMN	Employee Stock Option (right to buy)	Common Stock (20,500)	$32.99	Feb. 25, 2012	20,500	Disposed
March 8, 2010	LUMN	Performance-based Restricted Stock Units	Common Stock (15,858)	—	—	15,858	Acquired
Dec. 9, 2009	LUMN	Employee Stock Option (right to buy)	Common Stock (85,000)	$34.63	Feb. 21, 2010	85,000	Disposed
Feb. 26, 2007	LUMN	Employee Stock Option (right to buy)	Common Stock (40,500)	$45.90	Feb. 26, 2017	40,500	Acquired
Nov. 30, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (40,500)	$28.03	May 21, 2011	40,500	Disposed
Oct. 25, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (40,500)	$28.03	May 21, 2011	40,500	Disposed
Oct. 4, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (5,026)	$27.48	Feb. 24, 2013	5,026	Disposed
Oct. 3, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (784)	$27.48	Feb. 24, 2013	784	Disposed
Sept. 25, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (1,548)	$27.48	Feb. 24, 2013	1,548	Disposed
Sept. 15, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (1,250)	$27.48	Feb. 24, 2013	1,250	Disposed
Sept. 14, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (8,526)	$27.48	Feb. 24, 2013	8,526	Disposed
Sept. 13, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (5,226)	$27.48	Feb. 24, 2013	5,226	Disposed
Sept. 12, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (26,624)	$27.48	Feb. 24, 2013	26,624	Disposed
Sept. 1, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (1,636)	$27.48	Feb. 24, 2013	1,636	Disposed
Aug. 30, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (3,381)	$27.48	Feb. 24, 2013	3,381	Disposed
April 11, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (13,499)	$28.34	Feb. 25, 2014	13,499	Disposed
April 11, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (4,401)	$27.48	Feb. 24, 2013	4,401	Disposed
March 28, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (2,598)	$27.48	Feb. 24, 2013	2,598	Disposed
March 22, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (20,000)	$27.48	Feb. 24, 2013	20,000	Disposed
March 17, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (34,616)	$13.50	Feb. 24, 2007	34,616	Disposed
Feb. 20, 2006	LUMN	Employee Stock Option (right to buy)	Common Stock (40,500)	$35.41	Feb. 20, 2016	40,500	Acquired
Dec. 16, 2005	LUMN	Phantom Stock Units	Common Stock (4,261)	—	—	4,261	Disposed
Dec. 16, 2005	LUMN	Phantom Stock Units	Common Stock (30)	—	—	30	Acquired
Aug. 16, 2005	LUMN	Phantom Stock Units	Common Stock (542)	—	—	542	Acquired
Aug. 4, 2005	LUMN	Employee Stock Option (right to buy)	Common Stock (25,000)	$13.50	Feb. 24, 2007	25,000	Disposed
March 1, 2005	LUMN	Employee Stock Option (right to buy)	Common Stock (7,757)	$17.64	May 22, 2005	7,757	Disposed
Feb. 17, 2005	LUMN	Employee Stock Option (right to buy)	Common Stock (40,500)	$33.40	Feb. 17, 2015	40,500	Acquired
Sept. 17, 2004	LUMN	Employee Stock Option (right to buy)	Common Stock (4,369)	$17.64	May 22, 2005	4,369	Disposed
Sept. 17, 2004	LUMN	Employee Stock Option (right to buy)	Common Stock (10,833)	$16.05	May 22, 2005	10,833	Disposed
Sept. 17, 2004	LUMN	Employee Stock Option (right to buy)	Common Stock (9,798)	$14.61	May 22, 2005	9,798	Disposed
June 9, 2004	LUMN	Phantom Stock Units	Common Stock (634)	—	—	634	Acquired
Feb. 25, 2004	LUMN	Performance Shares.99	Common Stock (1,095)	—	—	1,095	Disposed
Feb. 25, 2004	LUMN	Employee Stock Option (right to buy)	Common Stock (40,500)	$28.34	Feb. 25, 2014	40,500	Acquired
Feb. 25, 2004	LUMN	Employee Stock Option (right to buy)	Common Stock (40,500)	$28.34	Feb. 25, 2004	40,500	Acquired
Feb. 25, 2004	LUMN	Performance Shares.99	Common Stock (1,095)	—	—	1,095	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).