David F Welch

CIK 1399122 · View on SEC EDGAR ↗

Insider

First SEC filing: June 29, 2015 · Latest: June 29, 2015

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 1 non-open-market transaction below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

1 other filing hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 10, 2017 RZLT P 5,000 $0.95 $4,750 1,811,415 Indirect +0.28% Acquired -89.7% (price as of 2026-08-21)
March 9, 2017 RZLT P 5,000 $0.95 $4,750 1,806,415 Indirect +0.28% Acquired -89.7% (price as of 2026-08-21)
March 8, 2017 RZLT P 5,000 $0.98 $4,900 1,801,415 Indirect +0.28% Acquired -90.0% (price as of 2026-08-21)
March 6, 2017 RZLT P 5,000 $0.95 $4,750 1,796,415 Indirect +0.28% Acquired -89.7% (price as of 2026-08-21)
Feb. 10, 2017 RZLT P 5,000 $0.99 $4,950 28,100 Indirect +21.65% Acquired -90.1% (price as of 2026-08-21)
Feb. 9, 2017 RZLT P 3,100 $0.97 $3,007 23,100 Indirect +15.50% Acquired -89.9% (price as of 2026-08-21)
Feb. 8, 2017 RZLT P 5,000 $0.98 $4,900 20,000 Indirect +33.33% Acquired -90.0% (price as of 2026-08-21)
Feb. 7, 2017 RZLT P 5,000 $0.99 $4,950 15,000 Indirect +50.00% Acquired -90.1% (price as of 2026-08-21)
Feb. 6, 2017 RZLT P 5,000 $0.96 $4,800 10,000 Indirect +100.00% Acquired -89.8% (price as of 2026-08-21)
Feb. 3, 2017 RZLT P 5,000 $0.95 $4,750 5,000 Indirect Acquired -89.7% (price as of 2026-08-21)
Jan. 20, 2017 RZLT P 9,983 $1.07 $10,682 1,791,415 Indirect +0.56% Acquired -90.8% (price as of 2026-08-21)
Jan. 19, 2017 RZLT P 10,000 $0.95 $9,500 1,781,432 Indirect +0.56% Acquired -89.7% (price as of 2026-08-21)
Jan. 18, 2017 RZLT P 5,000 $1.00 $5,000 1,771,432 Indirect +0.28% Acquired -90.2% (price as of 2026-08-21)
Jan. 12, 2017 RZLT P 5,000 $0.95 $4,750 15,000 Direct +50.00% Acquired -89.7% (price as of 2026-08-21)
Jan. 11, 2017 RZLT P 5,000 $0.94 $4,700 10,000 Direct +100.00% Acquired -89.6% (price as of 2026-08-21)
Jan. 10, 2017 RZLT P 5,000 $0.91 $4,550 5,000 Direct Acquired -89.2% (price as of 2026-08-21)
Dec. 10, 2015 RZLT P 256,410 $1.95 $500,000 256,410 Indirect Acquired -95.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Oct. 31, 2016 RZLT Stock Option (right to buy) Common Stock (750,000) $1.20 Oct. 31, 2026 750,000 Acquired
Dec. 10, 2015 RZLT Series A Convertible Preferred Stock Common Shares (256,410) 256,410 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 29, 2015 RZLT Common Stock 1,766,432 Indirect
June 29, 2015 RZLT Warrant to purchase Common Stock→ Common Stock (8,334) 8,334 Indirect
June 29, 2015 RZLT Warrant to purchase Common Stock→ Common Stock (96,155) 96,155 Indirect
June 29, 2015 RZLT Warrant to purchase Common Stock→ Common Stock (1,081,082) 1,081,082 Indirect
June 29, 2015 RZLT Warrant to purchase Common Stock→ Common Stock (540,541) 540,541 Indirect