David G Case

Insider

First SEC filing: Oct. 30, 2020 · Latest: Oct. 30, 2020

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

14 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 22, 2019	FISI	A	928	—	—	928 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 24, 2019	FISI	M	800	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Feb. 24, 2019	FISI	F	314	$30.38	$9,539	3,928 Direct	-7.40%	Disposed	36.5% (price as of 2026-08-19)
Feb. 24, 2019	FISI	M	800	—	—	4,242 Direct	+23.24%	Acquired	(price as of 2026-08-19)
June 12, 2018	FISI	M	1,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
June 12, 2018	FISI	S	800	$33.10	$26,480	3,442 Direct	-18.86%	Disposed	25.3% (price as of 2026-08-19)
June 12, 2018	FISI	M	1,200	$15.85	$19,020	4,242 Direct	+39.45%	Acquired	161.6% (price as of 2026-08-19)
Feb. 27, 2018	FISI	A	600	—	—	600 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 25, 2018	FISI	F	314	$30.95	$9,718	3,042 Direct	-9.36%	Disposed	34.0% (price as of 2026-08-19)
July 21, 2017	FISI	M	600	—	—	600 Direct	-50.00%	Disposed	(price as of 2026-08-19)
July 21, 2017	FISI	M	600	$19.41	$11,646	3,356 Direct	+21.77%	Acquired	113.6% (price as of 2026-08-19)
Feb. 22, 2017	FISI	A	600	—	—	600 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 18, 2017	FISI	F	253	$34.35	$8,691	2,756 Direct	-8.41%	Disposed	20.7% (price as of 2026-08-19)
June 13, 2016	FISI	M	1,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
June 13, 2016	FISI	S	1,000	$27.39	$27,390	3,009 Direct	-24.94%	Disposed	51.4% (price as of 2026-08-19)
June 13, 2016	FISI	M	1,200	$19.75	$23,700	4,009 Direct	+42.72%	Acquired	109.9% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 22, 2019	FISI	Restricted Stock Unit	Common Stock (928)	—	May 22, 2022	928	Acquired
Feb. 24, 2019	FISI	Restricted Stock Unit	Common Stock (800)	—	Feb. 24, 2019	800	Disposed
June 12, 2018	FISI	Stock Option (right to buy)	Common Stock (1,200)	$15.85	July 7, 2018	1,200	Disposed
Feb. 27, 2018	FISI	Restricted Stock Unit	Common Stock (600)	—	Feb. 27, 2021	600	Acquired
July 21, 2017	FISI	Stock Option (right to buy)	Common Stock (600)	$19.41	July 25, 2017	600	Disposed
Feb. 22, 2017	FISI	Restricted Stock Unit	Common Stock (600)	—	Feb. 22, 2020	600	Acquired
June 13, 2016	FISI	Stock Option (right to buy)	Common Stock (1,200)	$19.75	July 26, 2016	1,200	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 30, 2020	FISI	Common Stock	4,293	Direct
Oct. 30, 2020	FISI	Restricted Stock Unit→ Common Stock (600)	600	Direct
Oct. 30, 2020	FISI	Restricted Stock Unit→ Common Stock (928)	928	Direct
Oct. 30, 2020	FISI	Restricted Stock Unit→ Common Stock (926)	926	Direct
June 8, 2016	FISI	Common Stock	2,809	Direct
June 8, 2016	FISI	Stock Option (right to buy)→ Common Stock (1,200)	1,200	Direct
June 8, 2016	FISI	Stock Option (right to buy)→ Common Stock (1,200)	1,200	Direct
June 8, 2016	FISI	Restricted Stock Unit→ Common Stock (800)	800	Direct
June 8, 2016	FISI	Stock Option (right to buy)→ Common Stock (1,200)	1,200	Direct