David Gladstone

CIK 900199 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 5, 2013 · Latest: Jan. 25, 2021

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 13, 2017 LANDO P 20,000 $11.15 $223,000 1,968,585 Direct +1.03% Acquired 92.1% (price as of 2026-08-19)
March 13, 2017 GAING P 5,000 $8.70 $43,500 621,973 Direct +0.81% Acquired 189.3% (price as of 2026-08-19)
March 10, 2016 LANDO P 19,000 $8.87 $168,530 1,948,585 Direct +0.98% Acquired 141.5% (price as of 2026-08-19)
Feb. 26, 2016 GLAD P 3,925 $6.37 $25,002 1,168,719 Direct +0.34% Acquired 53.5% (price as of 2026-08-19)
Dec. 15, 2015 LANDO P 36,887 $8.55 $315,384 1,929,585 Direct +1.95% Acquired 150.5% (price as of 2026-08-19)
Dec. 15, 2015 LANDO P 14,765 $8.50 $125,502 1,892,698 Direct +0.79% Acquired 152.0% (price as of 2026-08-19)
Dec. 14, 2015 GAING P 90,000 $7.53 $677,700 616,973 Direct +17.08% Acquired 234.2% (price as of 2026-08-19)
Aug. 25, 2015 LANDO P 10,000 $9.57 $95,700 1,877,933 Direct +0.54% Acquired 123.8% (price as of 2026-08-19)
June 15, 2015 GAING P 2,379 $7.92 $18,842 526,973 Direct +0.45% Acquired 217.7% (price as of 2026-08-19)
June 15, 2015 GAING P 117,858 $7.90 $931,078 524,594 Direct +28.98% Acquired 218.5% (price as of 2026-08-19)
June 15, 2015 GAING P 32,142 $7.86 $252,636 406,736 Direct +8.58% Acquired 220.2% (price as of 2026-08-19)
June 15, 2015 GAING P 5,026 $7.87 $39,555 374,594 Direct +1.36% Acquired 219.8% (price as of 2026-08-19)
June 15, 2015 GAING P 1,095 $7.90 $8,650 369,568 Direct +0.30% Acquired 218.5% (price as of 2026-08-19)
Nov. 13, 2014 GAING P 50,000 $7.35 $367,500 368,384 Direct +15.70% Acquired 242.4% (price as of 2026-08-19)
Feb. 10, 2014 GAING P 2,000 $7.43 $14,860 317,495 Direct +0.63% Acquired 238.7% (price as of 2026-08-19)
Dec. 10, 2013 GOODO P 10,000 $17.79 $177,900 466,564 Direct +2.19% Acquired 16.7% (price as of 2026-08-19)
Dec. 10, 2013 GAING P 24,000 $7.55 $181,200 315,495 Direct +8.23% Acquired 233.3% (price as of 2026-08-19)
Nov. 18, 2013 GAING P 20,000 $7.38 $147,600 291,494 Direct +7.37% Acquired 241.0% (price as of 2026-08-19)
Sept. 9, 2011 GAING P 6,000 $6.33 $37,980 250,254 Direct +2.46% Acquired 297.6% (price as of 2026-08-19)
Aug. 12, 2011 GLAD P 10,000 $7.85 $78,500 1,125,651 Direct +0.90% Acquired 24.6% (price as of 2026-08-19)
Dec. 27, 2007 GAING P 5,000 $10.02 $50,100 121,558 Direct +4.29% Acquired 151.1% (price as of 2026-08-19)
Dec. 14, 2007 GAING P 1,000 $10.67 $10,670 116,558 Direct +0.87% Acquired 135.8% (price as of 2026-08-19)
Dec. 14, 2007 GOODO P 1,000 $16.62 $16,620 360,188 Direct +0.28% Acquired 24.9% (price as of 2026-08-19)
Dec. 27, 2006 GAING P 6,200 $15.11 $93,682 112,477 Direct +5.83% Acquired 66.5% (price as of 2026-08-19)
June 28, 2005 GAING P 100,000 $13.95 $1,395,000 100,100 Direct +100000.00% Acquired 80.4% (price as of 2026-08-19)
Aug. 12, 2003 GOODO P 100,000 $13.95 $1,395,000 152,000 Direct +192.31% Acquired 48.8% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 21, 2008 GAING Subscription Rights (right to buy) [F1] Common Stock (43,138) $7.48 April 21, 2008 43,138 Disposed
Dec. 4, 2006 GOODO Common Stock Common Stock (154,668) $15.00 Dec. 31, 2006 154,668 Disposed
Oct. 24, 2006 GOODO Common Stock Common Stock (32,000) $15.00 Dec. 31, 2006 32,000 Disposed
Oct. 2, 2006 GOODO Common Stock Common Stock (13,332) $15.00 Dec. 31, 2006 13,332 Disposed
Oct. 2, 2006 GOODO Common Stock Common Stock (13,332) $15.00 Dec. 31, 2006 13,332 Acquired
Sept. 8, 2006 GLAD Stock Option Common Stock (406,666) $15.00 Sept. 30, 2006 406,666 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 5, 2013 LANDO Common Stock 2,083,333 Direct
Jan. 28, 2013 LANDO Common Stock 1,750,000 Direct
June 22, 2005 GAING Common Stock 100 Direct
Aug. 12, 2003 GOODO Common Stock 52,000 Direct
Aug. 12, 2003 GOODO Stock Option (Right to Buy)→ Common Stock (200,000) 200,000 Direct