David Hartley
Insider
First SEC filing: July 30, 2007 · Latest: Feb. 14, 2008
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 28, 2011 | IVZ | F | 401 | $26.84 | $10,763 | 148,645 Direct | -0.27% | Disposed | 13.6% (price as of 2026-10-05) |
| Feb. 28, 2011 | IVZ | F | 1,202 | $26.84 | $32,262 | 149,046 Direct | -0.80% | Disposed | 13.6% (price as of 2026-10-05) |
| Feb. 28, 2011 | IVZ | A | 14,903 | · | · | 150,248 Direct | +11.01% | Acquired | (price as of 2026-10-05) |
| Feb. 25, 2011 | IVZ | F | 2,776 | $26.40 | $73,286 | 135,345 Direct | -2.01% | Disposed | 15.5% (price as of 2026-10-05) |
| Feb. 25, 2011 | IVZ | F | 1,313 | $26.40 | $34,663 | 138,121 Direct | -0.94% | Disposed | 15.5% (price as of 2026-10-05) |
| Feb. 17, 2011 | IVZ | X | 12,500 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Feb. 17, 2011 | IVZ | S | 12,500 | $27.35 | $341,875 | 139,434 Direct | -8.23% | Disposed | 11.5% (price as of 2026-10-05) |
| Feb. 17, 2011 | IVZ | X | 12,500 | $12.06 | $150,750 | 151,934 Direct | +8.96% | Acquired | 152.9% (price as of 2026-10-05) |
| March 5, 2010 | IVZ | S | 2,200 | $21.35 | $46,970 | 139,434 Direct | -1.55% | Disposed | 42.9% (price as of 2026-10-05) |
| Feb. 26, 2010 | IVZ | F | 1,806 | $19.60 | $35,398 | 141,634 Direct | -1.26% | Disposed | 55.6% (price as of 2026-10-05) |
| Feb. 26, 2010 | IVZ | A | 34,209 | · | · | 143,440 Direct | +31.32% | Acquired | (price as of 2026-10-05) |
| Nov. 30, 2009 | IVZ | C | 29,166 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Nov. 30, 2009 | IVZ | F | 10,789 | $22.25 | $240,055 | 109,231 Direct | -8.99% | Disposed | 37.1% (price as of 2026-10-05) |
| Nov. 30, 2009 | IVZ | C | 29,166 | · | · | 120,020 Direct | +32.10% | Acquired | (price as of 2026-10-05) |
| Nov. 30, 2009 | IVZ | C | 29,166 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Nov. 30, 2009 | IVZ | F | 9,465 | $22.25 | $210,596 | 110,555 Direct | -7.89% | Disposed | 37.1% (price as of 2026-10-05) |
| Nov. 30, 2009 | IVZ | C | 29,166 | · | · | 120,020 Direct | +32.10% | Acquired | (price as of 2026-10-05) |
| Nov. 13, 2009 | IVZ | X | 12,500 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Nov. 13, 2009 | IVZ | S | 12,500 | $23.50 | $293,750 | 90,854 Direct | -12.09% | Disposed | 29.8% (price as of 2026-10-05) |
| Nov. 13, 2009 | IVZ | X | 12,500 | $22.02 | $275,250 | 103,354 Direct | +13.76% | Acquired | 38.5% (price as of 2026-10-05) |
| Aug. 10, 2009 | IVZ | S | 6,925 | $20.25 | $140,231 | 90,854 Direct | -7.08% | Disposed | 50.6% (price as of 2026-10-05) |
| Aug. 10, 2009 | IVZ | S | 1,600 | $20.26 | $32,416 | 97,779 Direct | -1.61% | Disposed | 50.5% (price as of 2026-10-05) |
| Aug. 10, 2009 | IVZ | S | 1,600 | $20.27 | $32,432 | 99,379 Direct | -1.58% | Disposed | 50.5% (price as of 2026-10-05) |
| Aug. 10, 2009 | IVZ | S | 300 | $20.28 | $6,084 | 100,979 Direct | -0.30% | Disposed | 50.4% (price as of 2026-10-05) |
| Aug. 10, 2009 | IVZ | S | 1,900 | $20.29 | $38,551 | 101,279 Direct | -1.84% | Disposed | 50.3% (price as of 2026-10-05) |
| Aug. 10, 2009 | IVZ | S | 175 | $20.30 | $3,552 | 103,179 Direct | -0.17% | Disposed | 50.2% (price as of 2026-10-05) |
| Feb. 27, 2009 | IVZ | F | 493 | $11.43 | $5,635 | 103,354 Direct | -0.47% | Disposed | 166.8% (price as of 2026-10-05) |
| Feb. 27, 2009 | IVZ | A | 16,184 | · | · | 103,847 Direct | +18.46% | Acquired | (price as of 2026-10-05) |
| Jan. 30, 2009 | IVZ | F | 3,557 | $11.79 | $41,937 | 87,663 Direct | -3.90% | Disposed | 158.7% (price as of 2026-10-05) |
| Jan. 30, 2009 | IVZ | F | 3,684 | $11.79 | $43,434 | 87,536 Direct | -4.04% | Disposed | 158.7% (price as of 2026-10-05) |
| Jan. 30, 2009 | IVZ | A | 4,849 | · | · | 91,220 Direct | +5.61% | Acquired | (price as of 2026-10-05) |
| Nov. 30, 2008 | IVZ | C | 29,167 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Nov. 30, 2008 | IVZ | F | 11,638 | $10.48 | $121,966 | 86,371 Direct | -11.87% | Disposed | 191.0% (price as of 2026-10-05) |
| Nov. 30, 2008 | IVZ | C | 29,167 | $10.48 | $305,670 | 98,009 Direct | +42.37% | Acquired | 191.0% (price as of 2026-10-05) |
| June 6, 2008 | IVZ | X | 12,500 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| June 6, 2008 | IVZ | D | 3,514 | $28.80 | $101,203 | 80,517 Direct | -4.18% | Disposed | 5.9% (price as of 2026-10-05) |
| June 6, 2008 | IVZ | F | 8,986 | $28.80 | $258,797 | 82,204 Direct | -9.85% | Disposed | 5.9% (price as of 2026-10-05) |
| June 6, 2008 | IVZ | X | 12,500 | · | · | 93,017 Direct | +15.52% | Acquired | (price as of 2026-10-05) |
| April 1, 2008 | IVZ | X | 12,500 | $16.47 | $205,875 | 122,682 Direct | +11.34% | Acquired | 85.2% (price as of 2026-10-05) |
| April 1, 2008 | IVZ | F | 9,386 | $26.09 | $244,881 | 113,296 Direct | -7.65% | Disposed | 16.9% (price as of 2026-10-05) |
| April 1, 2008 | IVZ | D | 3,114 | $26.09 | $81,244 | 110,182 Direct | -2.75% | Disposed | 16.9% (price as of 2026-10-05) |
| April 1, 2008 | IVZ | X | 12,500 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Feb. 28, 2008 | IVZ | F | 120 | $27.01 | $3,241 | 110,062 Direct | -0.11% | Disposed | 12.9% (price as of 2026-10-05) |
| Feb. 28, 2008 | IVZ | A | 7,404 | · | · | 110,182 Direct | +7.20% | Acquired | (price as of 2026-10-05) |
| Dec. 13, 2007 | IVZ | F | 2,650 | $27.36 | $72,504 | 100,128 Direct | -2.58% | Disposed | 11.5% (price as of 2026-10-05) |
| Nov. 30, 2007 | IVZ | F | 11,673 | $27.36 | $319,373 | 64,210 Direct | -15.38% | Disposed | 11.5% (price as of 2026-10-05) |
| Nov. 30, 2007 | IVZ | C | 12,929 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Nov. 30, 2007 | IVZ | C | 58,334 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Nov. 30, 2007 | IVZ | C | 6,464 | · | · | 102,778 Direct | +6.71% | Acquired | (price as of 2026-10-05) |
| Nov. 30, 2007 | IVZ | C | 29,167 | · | · | 96,314 Direct | +43.44% | Acquired | (price as of 2026-10-05) |
| Oct. 31, 2007 | IVZ | X | 1,940 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 31, 2007 | IVZ | X | 1,940 | · | · | 122,900 Direct | +1.60% | Acquired | (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 17, 2011 | IVZ | Employee Stock Option (right to buy) | Common Shares | $12.06 | Dec. 15, 2013 | 12,500 | Disposed |
| Nov. 30, 2009 | IVZ | Deferred Share Awards - Time Vesting | Common Shares | · | · | 29,166 | Disposed |
| Nov. 30, 2009 | IVZ | Deferred Share Awards - Time Vesting | Common Shares | · | · | 29,166 | Disposed |
| Nov. 13, 2009 | IVZ | Employee share option (right to buy) | Common Shares | $22.02 | Dec. 8, 2009 | 12,500 | Disposed |
| Nov. 30, 2008 | IVZ | Deferred Share Awards - Time Vesting | Common Shares | · | · | 29,167 | Disposed |
| June 6, 2008 | IVZ | Employee share option (right to buy) [F1] | Common Shares | · | Dec. 17, 2008 | 12,500 | Disposed |
| April 1, 2008 | IVZ | Employee share option (right to buy) [F1] | Common Shares | $16.47 | Oct. 30, 2008 | 12,500 | Disposed |
| Nov. 30, 2007 | IVZ | Deferred Share Awards - Time Vesting | Common Shares, par value $0.20 per share | $0.00 | · | 12,929 | Disposed |
| Nov. 30, 2007 | IVZ | Deferred Share Awards - Time Vesting | Common Shares, par value $0.20 per share | $0.00 | · | 58,334 | Disposed |
| Oct. 31, 2007 | IVZ | Employee share option (right to buy) [F1] | Ordinary Shares, par value $0.10 per share | · | Nov. 1, 2007 | 1,940 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 13 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 30, 2007 | IVZ | Ordinary Shares, par value $0.10 per share | 120,960 | Direct |
| July 30, 2007 | IVZ | Ordinary Shares, par value $0.10 per share [F1] | 11,394 | Direct |
| July 30, 2007 | IVZ | Deferred Share Awards -Time Vesting | 58,334 | Direct |
| July 30, 2007 | IVZ | Deferred Share Awards -Time Vesting | 12,929 | Direct |
| July 30, 2007 | IVZ | Deferred Share Awards -Time Vesting | 58,333 | Direct |
| July 30, 2007 | IVZ | Deferred Share Awards -Time Vesting | 58,333 | Direct |
| July 30, 2007 | IVZ | Options to Purchase - Time Vesting | 25,000 | Direct |
| July 30, 2007 | IVZ | Options to Purchase - Time Vesting | 25,000 | Direct |
| July 30, 2007 | IVZ | Options to Purchase - Time Vesting | 25,000 | Direct |
| July 30, 2007 | IVZ | Options to Purchase - Time Vesting | 24,500 | Direct |
| July 30, 2007 | IVZ | Options to Purchase - Time Vesting | 40,000 | Direct |
| July 30, 2007 | IVZ | Options to Purchase -Peformance Vesting - vested | 25,000 | Direct |
| July 30, 2007 | IVZ | ShareSave Options to Purchase | 2,135 | Direct |