David Hartley

CIK 1192224 · View on SEC EDGAR ↗

Insider

First SEC filing: July 30, 2007 · Latest: Feb. 14, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

IVZ selling Feb. 17, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 43 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

43 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 28, 2011	IVZ	F	401	$26.84	$10,763	148,645 Direct	-0.27%	Disposed	19.6% (price as of 2026-08-20)
Feb. 28, 2011	IVZ	F	1,202	$26.84	$32,262	149,046 Direct	-0.80%	Disposed	19.6% (price as of 2026-08-20)
Feb. 28, 2011	IVZ	A	14,903	—	—	150,248 Direct	+11.01%	Acquired	(price as of 2026-08-20)
Feb. 25, 2011	IVZ	F	2,776	$26.40	$73,286	135,345 Direct	-2.01%	Disposed	21.6% (price as of 2026-08-20)
Feb. 25, 2011	IVZ	F	1,313	$26.40	$34,663	138,121 Direct	-0.94%	Disposed	21.6% (price as of 2026-08-20)
Feb. 17, 2011	IVZ	X	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 17, 2011	IVZ	S	12,500	$27.35	$341,875	139,434 Direct	-8.23%	Disposed	17.3% (price as of 2026-08-20)
Feb. 17, 2011	IVZ	X	12,500	$12.06	$150,750	151,934 Direct	+8.96%	Acquired	166.1% (price as of 2026-08-20)
March 5, 2010	IVZ	S	2,200	$21.35	$46,970	139,434 Direct	-1.55%	Disposed	50.3% (price as of 2026-08-20)
Feb. 26, 2010	IVZ	F	1,806	$19.60	$35,398	141,634 Direct	-1.26%	Disposed	63.7% (price as of 2026-08-20)
Feb. 26, 2010	IVZ	A	34,209	—	—	143,440 Direct	+31.32%	Acquired	(price as of 2026-08-20)
Nov. 30, 2009	IVZ	C	29,166	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2009	IVZ	F	10,789	$22.25	$240,055	109,231 Direct	-8.99%	Disposed	44.2% (price as of 2026-08-20)
Nov. 30, 2009	IVZ	C	29,166	—	—	120,020 Direct	+32.10%	Acquired	(price as of 2026-08-20)
Nov. 30, 2009	IVZ	C	29,166	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2009	IVZ	F	9,465	$22.25	$210,596	110,555 Direct	-7.89%	Disposed	44.2% (price as of 2026-08-20)
Nov. 30, 2009	IVZ	C	29,166	—	—	120,020 Direct	+32.10%	Acquired	(price as of 2026-08-20)
Nov. 13, 2009	IVZ	X	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 13, 2009	IVZ	S	12,500	$23.50	$293,750	90,854 Direct	-12.09%	Disposed	36.6% (price as of 2026-08-20)
Nov. 13, 2009	IVZ	X	12,500	$22.02	$275,250	103,354 Direct	+13.76%	Acquired	45.7% (price as of 2026-08-20)
Aug. 10, 2009	IVZ	S	6,925	$20.25	$140,231	90,854 Direct	-7.08%	Disposed	58.5% (price as of 2026-08-20)
Aug. 10, 2009	IVZ	S	1,600	$20.26	$32,416	97,779 Direct	-1.61%	Disposed	58.4% (price as of 2026-08-20)
Aug. 10, 2009	IVZ	S	1,600	$20.27	$32,432	99,379 Direct	-1.58%	Disposed	58.3% (price as of 2026-08-20)
Aug. 10, 2009	IVZ	S	300	$20.28	$6,084	100,979 Direct	-0.30%	Disposed	58.2% (price as of 2026-08-20)
Aug. 10, 2009	IVZ	S	1,900	$20.29	$38,551	101,279 Direct	-1.84%	Disposed	58.2% (price as of 2026-08-20)
Aug. 10, 2009	IVZ	S	175	$20.30	$3,552	103,179 Direct	-0.17%	Disposed	58.1% (price as of 2026-08-20)
Feb. 27, 2009	IVZ	F	493	$11.43	$5,635	103,354 Direct	-0.47%	Disposed	180.8% (price as of 2026-08-20)
Feb. 27, 2009	IVZ	A	16,184	—	—	103,847 Direct	+18.46%	Acquired	(price as of 2026-08-20)
Jan. 30, 2009	IVZ	F	3,557	$11.79	$41,937	87,663 Direct	-3.90%	Disposed	172.2% (price as of 2026-08-20)
Jan. 30, 2009	IVZ	F	3,684	$11.79	$43,434	87,536 Direct	-4.04%	Disposed	172.2% (price as of 2026-08-20)
Jan. 30, 2009	IVZ	A	4,849	—	—	91,220 Direct	+5.61%	Acquired	(price as of 2026-08-20)
Nov. 30, 2008	IVZ	C	29,167	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2008	IVZ	F	11,638	$10.48	$121,966	86,371 Direct	-11.87%	Disposed	206.2% (price as of 2026-08-20)
Nov. 30, 2008	IVZ	C	29,167	$10.48	$305,670	98,009 Direct	+42.37%	Acquired	206.2% (price as of 2026-08-20)
June 6, 2008	IVZ	X	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 6, 2008	IVZ	D	3,514	$28.80	$101,203	80,517 Direct	-4.18%	Disposed	11.4% (price as of 2026-08-20)
June 6, 2008	IVZ	F	8,986	$28.80	$258,797	82,204 Direct	-9.85%	Disposed	11.4% (price as of 2026-08-20)
June 6, 2008	IVZ	X	12,500	—	—	93,017 Direct	+15.52%	Acquired	(price as of 2026-08-20)
April 1, 2008	IVZ	X	12,500	$16.47	$205,875	122,682 Direct	+11.34%	Acquired	94.8% (price as of 2026-08-20)
April 1, 2008	IVZ	F	9,386	$26.09	$244,881	113,296 Direct	-7.65%	Disposed	23.0% (price as of 2026-08-20)
April 1, 2008	IVZ	D	3,114	$26.09	$81,244	110,182 Direct	-2.75%	Disposed	23.0% (price as of 2026-08-20)
April 1, 2008	IVZ	X	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 28, 2008	IVZ	F	120	$27.01	$3,241	110,062 Direct	-0.11%	Disposed	18.8% (price as of 2026-08-20)
Feb. 28, 2008	IVZ	A	7,404	—	—	110,182 Direct	+7.20%	Acquired	(price as of 2026-08-20)
Dec. 13, 2007	IVZ	F	2,650	$27.36	$72,504	100,128 Direct	-2.58%	Disposed	17.3% (price as of 2026-08-20)
Nov. 30, 2007	IVZ	F	11,673	$27.36	$319,373	64,210 Direct	-15.38%	Disposed	17.3% (price as of 2026-08-20)
Nov. 30, 2007	IVZ	C	12,929	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2007	IVZ	C	58,334	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2007	IVZ	C	6,464	—	—	102,778 Direct	+6.71%	Acquired	(price as of 2026-08-20)
Nov. 30, 2007	IVZ	C	29,167	—	—	96,314 Direct	+43.44%	Acquired	(price as of 2026-08-20)
Oct. 31, 2007	IVZ	X	1,940	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 31, 2007	IVZ	X	1,940	—	—	122,900 Direct	+1.60%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 17, 2011	IVZ	Employee Stock Option (right to buy)	Common Shares (12,500)	$12.06	Dec. 15, 2013	12,500	Disposed
Nov. 30, 2009	IVZ	Deferred Share Awards - Time Vesting	Common Shares (29,166)	—	—	29,166	Disposed
Nov. 30, 2009	IVZ	Deferred Share Awards - Time Vesting	Common Shares (29,166)	—	—	29,166	Disposed
Nov. 13, 2009	IVZ	Employee share option (right to buy)	Common Shares (12,500)	$22.02	Dec. 8, 2009	12,500	Disposed
Nov. 30, 2008	IVZ	Deferred Share Awards - Time Vesting	Common Shares (29,167)	—	—	29,167	Disposed
June 6, 2008	IVZ	Employee share option (right to buy) [F1]	Common Shares (12,500)	—	Dec. 17, 2008	12,500	Disposed
April 1, 2008	IVZ	Employee share option (right to buy) [F1]	Common Shares (12,500)	$16.47	Oct. 30, 2008	12,500	Disposed
Nov. 30, 2007	IVZ	Deferred Share Awards - Time Vesting	Common Shares, par value $0.20 per share	$0.00	—	12,929	Disposed
Nov. 30, 2007	IVZ	Deferred Share Awards - Time Vesting	Common Shares, par value $0.20 per share	$0.00	—	58,334	Disposed
Oct. 31, 2007	IVZ	Employee share option (right to buy) [F1]	Ordinary Shares, par value $0.10 per share (1,940)	—	Nov. 1, 2007	1,940	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 30, 2007	IVZ	Ordinary Shares, par value $0.10 per share	120,960	Direct
July 30, 2007	IVZ	Ordinary Shares, par value $0.10 per share [F1]	11,394	Direct
July 30, 2007	IVZ	Deferred Share Awards -Time Vesting→ Ordinary Shares, par value $0.10 per share (58,334)	58,334	Direct
July 30, 2007	IVZ	Deferred Share Awards -Time Vesting→ Ordinary Shares, par value $0.10 per share (12,929)	12,929	Direct
July 30, 2007	IVZ	Deferred Share Awards -Time Vesting→ Ordinary Shares, par value $0.10 per share (58,333)	58,333	Direct
July 30, 2007	IVZ	Deferred Share Awards -Time Vesting→ Ordinary Shares, par value $0.10 per share (58,333)	58,333	Direct
July 30, 2007	IVZ	Options to Purchase - Time Vesting→ Ordinary Shares, par value $0.10 per share (25,000)	25,000	Direct
July 30, 2007	IVZ	Options to Purchase - Time Vesting→ Ordinary Shares, par value $0.10 per share (25,000)	25,000	Direct
July 30, 2007	IVZ	Options to Purchase - Time Vesting→ Ordinary Shares, par value $0.10 per share (25,000)	25,000	Direct
July 30, 2007	IVZ	Options to Purchase - Time Vesting→ Ordinary Shares, par value $0.10 per share (24,500)	24,500	Direct
July 30, 2007	IVZ	Options to Purchase - Time Vesting→ Ordinary Shares, par value $0.10 per share (40,000)	40,000	Direct
July 30, 2007	IVZ	Options to Purchase -Peformance Vesting - vested→ Oridinary Shares par value $0.10 per value per share (25,000)	25,000	Direct
July 30, 2007	IVZ	ShareSave Options to Purchase→ Ordinary Shares, par value $0.10 per share (2,135)	2,135	Direct