David J L Warren

CIK 1203083 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 17, 2008 · Latest: Dec. 17, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

TROW selling Dec. 10, 2008

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 15, 2008	TROW	M	55,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 15, 2008	TROW	M	55,000	$17.88	$983,400	576,744 Direct	+10.54%	Acquired	529.3% (price as of 2026-08-20)
Dec. 10, 2008	TROW	M	55,000	—	—	55,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Dec. 10, 2008	TROW	S	16,732	$34.35	$574,744	521,744 Direct	-3.11%	Disposed	227.5% (price as of 2026-08-20)
Dec. 10, 2008	TROW	S	38,268	$33.72	$1,290,397	538,476 Direct	-6.64%	Disposed	233.7% (price as of 2026-08-20)
Dec. 10, 2008	TROW	M	55,000	$34.44	$1,894,200	576,744 Direct	+10.54%	Acquired	226.7% (price as of 2026-08-20)
Nov. 28, 2008	TROW	A	107	$47.69	$5,103	521,744 Direct	+0.02%	Acquired	135.9% (price as of 2026-08-20)
Sept. 25, 2008	TROW	M	160,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 25, 2008	TROW	S	13,700	$59.49	$815,013	521,636 Direct	-2.56%	Disposed	89.1% (price as of 2026-08-20)
Sept. 25, 2008	TROW	S	52,200	$58.72	$3,065,184	535,336 Direct	-8.88%	Disposed	91.6% (price as of 2026-08-20)
Sept. 25, 2008	TROW	S	94,100	$57.99	$5,456,859	587,536 Direct	-13.81%	Disposed	94.0% (price as of 2026-08-20)
Sept. 25, 2008	TROW	M	160,000	$13.67	$2,187,200	681,636 Direct	+30.67%	Acquired	723.0% (price as of 2026-08-20)
Sept. 23, 2008	TROW	M	196,700	—	—	3,300 Direct	-98.35%	Disposed	(price as of 2026-08-20)
Sept. 23, 2008	TROW	S	500	$57.55	$28,775	521,636 Direct	-0.10%	Disposed	95.5% (price as of 2026-08-20)
Sept. 23, 2008	TROW	S	136,170	$56.80	$7,734,456	522,136 Direct	-20.68%	Disposed	98.1% (price as of 2026-08-20)
Sept. 23, 2008	TROW	S	60,030	$56.16	$3,371,285	658,306 Direct	-8.36%	Disposed	100.3% (price as of 2026-08-20)
Sept. 23, 2008	TROW	M	196,700	$12.85	$2,527,595	718,336 Direct	+37.71%	Acquired	775.6% (price as of 2026-08-20)
Aug. 29, 2008	TROW	A	455	$58.84	$26,772	521,636 Direct	+0.09%	Acquired	91.2% (price as of 2026-08-20)
Sept. 6, 2007	TROW	A	60,000	—	—	60,000 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 31, 2007	TROW	A	372	—	—	521,181 Direct	+0.07%	Acquired	(price as of 2026-08-20)
Dec. 29, 2006	TROW	A	68	—	—	520,809 Direct	+0.01%	Acquired	(price as of 2026-08-20)
Nov. 8, 2006	TROW	M	60,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 8, 2006	TROW	M	60,000	$9.00	$540,000	520,741 Direct	+13.02%	Acquired	1150.1% (price as of 2026-08-20)
Nov. 7, 2006	TROW	M	100,000	—	—	60,000 Direct	-62.50%	Disposed	(price as of 2026-08-20)
Nov. 7, 2006	TROW	S	100,000	$45.99	$4,599,000	460,741 Direct	-17.83%	Disposed	144.6% (price as of 2026-08-20)
Nov. 7, 2006	TROW	M	100,000	$9.00	$900,000	560,741 Direct	+21.70%	Acquired	1150.1% (price as of 2026-08-20)
Nov. 1, 2006	TROW	A	70,000	—	—	70,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 31, 2006	TROW	A	153	—	—	460,741 Direct	+0.03%	Acquired	(price as of 2026-08-20)
June 30, 2006	TROW	A	321	—	—	460,588 Direct	+0.07%	Acquired	(price as of 2026-08-20)
Dec. 30, 2005	TROW	A	70	—	—	230,134 Direct	+0.03%	Acquired	(price as of 2026-08-20)
Oct. 3, 2005	TROW	A	45,000	—	—	45,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 3, 2005	TROW	M	80,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 3, 2005	TROW	M	80,000	$13.06	$1,044,800	230,063 Direct	+53.31%	Acquired	1623.0% (price as of 2026-08-20)
Sept. 30, 2005	TROW	A	101	—	—	150,063 Direct	+0.07%	Acquired	(price as of 2026-08-20)
Jan. 31, 2005	TROW	A	142	—	—	149,963 Direct	+0.09%	Acquired	(price as of 2026-08-20)
Jan. 10, 2005	TROW	A	6	$60.58	$363	149,820 Direct	0.00%	Acquired	271.4% (price as of 2026-08-20)
Dec. 31, 2004	TROW	A	27	$62.15	$1,678	149,815 Direct	+0.02%	Acquired	262.1% (price as of 2026-08-20)
Dec. 20, 2004	TROW	A	91	—	—	149,788 Direct	+0.06%	Acquired	(price as of 2026-08-20)
Dec. 20, 2004	TROW	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 22, 2004	TROW	M	60,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 22, 2004	TROW	M	60,000	$8.06	$483,600	149,697 Direct	+66.89%	Acquired	2691.8% (price as of 2026-08-20)
Sept. 21, 2004	TROW	M	40,000	—	—	60,000 Direct	-40.00%	Disposed	(price as of 2026-08-20)
Sept. 21, 2004	TROW	S	40,000	$50.89	$2,035,600	89,697 Direct	-30.84%	Disposed	342.2% (price as of 2026-08-20)
Sept. 21, 2004	TROW	M	40,000	$8.06	$322,400	129,697 Direct	+44.59%	Acquired	2691.8% (price as of 2026-08-20)
June 30, 2004	TROW	A	101	—	—	89,697 Direct	+0.11%	Acquired	(price as of 2026-08-20)
March 31, 2004	TROW	A	154	—	—	89,596 Direct	+0.17%	Acquired	(price as of 2026-08-20)
Dec. 11, 2003	TROW	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 15, 2008	TROW	Non-qualified Stock Option (Right to Buy)	Common Stock (55,000)	$17.88	Dec. 21, 2008	55,000	Disposed
Dec. 10, 2008	TROW	Non-qualified Stock Option (Right to Buy)	Common Stock (55,000)	$17.88	Dec. 21, 2008	55,000	Disposed
Sept. 25, 2008	TROW	Non-qualified Stock Option (Right to Buy)	Common Stock (160,000)	$13.67	July 30, 2012	160,000	Disposed
Sept. 23, 2008	TROW	Non-qualified Stock Option (Right to Buy)	Common Stock (196,700)	$12.85	Sept. 21, 2011	196,700	Disposed
Sept. 6, 2007	TROW	Stock Options (Right to buy)	Common Stock (60,000)	$50.02	Sept. 6, 2017	60,000	Acquired
Nov. 8, 2006	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (60,000)	$9.00	Nov. 18, 2006	60,000	Disposed
Nov. 7, 2006	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (100,000)	$9.00	Nov. 18, 2006	100,000	Disposed
Nov. 1, 2006	TROW	Stock Options (Right to buy)	Common Stock (70,000)	$46.19	Nov. 1, 2016	70,000	Acquired
Oct. 3, 2005	TROW	Stock Options (Right to buy)	Common Stock (45,000)	$65.24	Oct. 3, 2015	45,000	Acquired
Oct. 3, 2005	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (80,000)	$13.06	Nov. 1, 2005	80,000	Disposed
Dec. 20, 2004	TROW	Stock Options (Right to buy)	Common Stock (50,000)	$61.55	Dec. 20, 2014	50,000	Acquired
Sept. 22, 2004	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (60,000)	$8.06	Nov. 10, 2004	60,000	Disposed
Sept. 21, 2004	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (40,000)	$8.06	Nov. 10, 2004	40,000	Disposed
Dec. 11, 2003	TROW	Stock Options (Right to buy)	Common Stock (50,000)	$43.45	Dec. 11, 2013	50,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).