David J Prend

CIK 1418018 · View on SEC EDGAR ↗

Insider

First SEC filing: June 12, 2014 · Latest: June 12, 2014

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 48 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 18, 2014 ASPN C 1,919,238 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN F 14,499 $0.01 $145 1,919,238 Indirect -0.75% Disposed 53900.0% (price as of 2026-08-20)
June 18, 2014 ASPN X 1,933,737 — — 1,933,737 Indirect — Acquired (price as of 2026-08-20)
June 18, 2014 ASPN X 1,933,737 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN C 3,070,782 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN F 23,198 $0.01 $232 3,070,782 Indirect -0.75% Disposed 53900.0% (price as of 2026-08-20)
June 18, 2014 ASPN X 3,093,980 — — 3,093,980 Indirect — Acquired (price as of 2026-08-20)
June 18, 2014 ASPN X 3,093,980 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN C 81,284 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN C 34,432 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN C 40,545 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN C 239,890 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN C 342,700 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN A 63,726 $6.88 $438,435 393,141 Indirect +19.35% Acquired -21.5% (price as of 2026-08-20)
June 18, 2014 ASPN A 162,992 $6.88 $1,121,385 329,415 Indirect +97.94% Acquired -21.5% (price as of 2026-08-20)
June 18, 2014 ASPN A 83,512 $6.88 $574,563 166,423 Indirect +100.72% Acquired -21.5% (price as of 2026-08-20)
June 18, 2014 ASPN A 79,466 $6.88 $546,726 82,911 Indirect +2306.71% Acquired -21.5% (price as of 2026-08-20)
June 18, 2014 ASPN C 2,327 — — 3,445 Indirect +208.14% Acquired (price as of 2026-08-20)
June 18, 2014 ASPN C 148 — — 1,118 Indirect +15.26% Acquired (price as of 2026-08-20)
June 18, 2014 ASPN C 64 — — 970 Indirect +7.06% Acquired (price as of 2026-08-20)
June 18, 2014 ASPN C 545 — — 906 Indirect +150.97% Acquired (price as of 2026-08-20)
June 18, 2014 ASPN A 22,395 $6.88 $154,078 153,765 Indirect +17.05% Acquired -21.5% (price as of 2026-08-20)
June 18, 2014 ASPN A 127,146 $6.88 $874,764 131,370 Indirect +3010.09% Acquired -21.5% (price as of 2026-08-20)
June 18, 2014 ASPN C 3,723 — — 4,224 Indirect +743.11% Acquired (price as of 2026-08-20)
June 18, 2014 ASPN C 62 — — 501 Indirect +14.12% Acquired (price as of 2026-08-20)
June 18, 2014 ASPN C 380 — — 439 Indirect +644.07% Acquired (price as of 2026-08-20)
June 18, 2014 ASPN C 207,354 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN F 1,567 $0.01 $16 207,354 Indirect -0.75% Disposed 53900.0% (price as of 2026-08-20)
June 18, 2014 ASPN X 208,921 — — 208,921 Indirect — Acquired (price as of 2026-08-20)
June 18, 2014 ASPN X 208,921 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN C 825,411 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN F 6,236 $0.01 $62 825,411 Indirect -0.75% Disposed 53900.0% (price as of 2026-08-20)
June 18, 2014 ASPN X 831,647 — — 831,647 Indirect — Acquired (price as of 2026-08-20)
June 18, 2014 ASPN X 831,647 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN C 4,207 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN C 17,812 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN C 96,535 — — 0 Indirect -100.00% Disposed (price as of 2026-08-20)
June 18, 2014 ASPN A 2,627 $6.88 $18,074 23,752 Indirect +12.44% Acquired -21.5% (price as of 2026-08-20)
June 18, 2014 ASPN A 8,076 $6.88 $55,563 21,125 Indirect +61.89% Acquired -21.5% (price as of 2026-08-20)
June 18, 2014 ASPN A 4,163 $6.88 $28,641 13,049 Indirect +46.85% Acquired -21.5% (price as of 2026-08-20)
June 18, 2014 ASPN A 8,585 $6.88 $59,065 8,886 Indirect +2852.16% Acquired -21.5% (price as of 2026-08-20)
June 18, 2014 ASPN C 251 — — 301 Indirect +502.00% Acquired (price as of 2026-08-20)
June 18, 2014 ASPN C 8 — — 50 Indirect +19.05% Acquired (price as of 2026-08-20)
June 18, 2014 ASPN A 34,176 $6.88 $235,131 35,424 Indirect +2738.46% Acquired -21.5% (price as of 2026-08-20)
June 18, 2014 ASPN C 1,001 — — 1,248 Indirect +405.26% Acquired (price as of 2026-08-20)
June 18, 2014 ASPN C 32 — — 247 Indirect +14.88% Acquired (price as of 2026-08-20)
June 18, 2014 ASPN C 152 — — 215 Indirect +241.27% Acquired (price as of 2026-08-20)
June 12, 2014 ASPN A 7,727 — — 7,727 Direct — Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 18, 2014 ASPN Series C Preferred Stock Common Stock — — 1,919,238 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock (18) — — 14,499 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock (2,345) — — 1,933,737 Acquired
June 18, 2014 ASPN Warrant to Purchase Series C Preferred Stock (right to buy) Series C Preferred Stock (1,933,737) $0.00 March 28, 2023 1,933,737 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock — — 3,070,782 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock (28) — — 23,198 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock (3,751) — — 3,093,980 Acquired
June 18, 2014 ASPN Warrant to Purchase Series C Preferred Stock (right to buy) Series C Preferred Stock $0.00 March 28, 2023 3,093,980 Disposed
June 18, 2014 ASPN Series B Preferred Stock Common Stock — — 81,284 Disposed
June 18, 2014 ASPN Series B Preferred Stock Common Stock — — 34,432 Disposed
June 18, 2014 ASPN Series A Preferred Stock Common Stock — — 40,545 Disposed
June 18, 2014 ASPN Series A Preferred Stock Common Stock — — 239,890 Disposed
June 18, 2014 ASPN Series A Preferred Stock Common Stock — — 342,700 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock — — 207,354 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock (2) — — 1,567 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock (253) — — 208,921 Acquired
June 18, 2014 ASPN Warrant to Purchase Series C Preferred Stock (right to buy) Series C Preferred Stock (208,921) $0.00 March 28, 2023 208,921 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock — — 825,411 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock (8) — — 6,236 Disposed
June 18, 2014 ASPN Series C Preferred Stock Common Stock (1,008) — — 831,647 Acquired
June 18, 2014 ASPN Warrant to Purchase Series C Preferred Stock (right to buy) Series C Preferred Stock (831,647) $0.00 March 28, 2023 831,647 Disposed
June 18, 2014 ASPN Series B Preferred Stock Common Stock — — 4,207 Disposed
June 18, 2014 ASPN Series B Preferred Stock Common Stock — — 17,812 Disposed
June 18, 2014 ASPN Series A Preferred Stock Common Stock — — 96,535 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 20 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 12, 2014 ASPN Common Stock — Indirect
June 12, 2014 ASPN Common Stock — Indirect
June 12, 2014 ASPN Common Stock — Indirect
June 12, 2014 ASPN Common Stock — Indirect
June 12, 2014 ASPN Series A Preferred Stock→ Common Stock — Indirect
June 12, 2014 ASPN Series A Preferred Stock→ Common Stock — Indirect
June 12, 2014 ASPN Series A Preferred Stock→ Common Stock — Indirect
June 12, 2014 ASPN Series A Preferred Stock→ Common Stock — Indirect
June 12, 2014 ASPN Series B Preferred Stock→ Common Stock — Indirect
June 12, 2014 ASPN Series B Preferred Stock→ Common Stock — Indirect
June 12, 2014 ASPN Series B Preferred Stock→ Common Stock — Indirect
June 12, 2014 ASPN Series B Preferred Stock→ Common Stock — Indirect
June 12, 2014 ASPN Warrant to Purchase Series C Preferred Stock→ Common Stock — Indirect
June 12, 2014 ASPN Warrant to Purchase Series C Preferred Stock→ Common Stock — Indirect
June 12, 2014 ASPN Warrant to Purchase Series C Preferred Stock→ Common Stock — Indirect
June 12, 2014 ASPN Warrant to Purchase Series C Preferred Stock→ Common Stock — Indirect
June 12, 2014 ASPN Warrants to Purchase Common Stock→ Common Stock — Indirect
June 12, 2014 ASPN Warrant to Purchase Common Stock→ Common Stock — Indirect
June 12, 2014 ASPN Warrant to Purchase Common Stock→ Common Stock — Indirect
June 12, 2014 ASPN Warrant to Purchase Common Stock→ Common Stock — Indirect