David J Tooley
CIK 1534223 · View on SEC EDGAR ↗
Insider
First SEC filing: Nov. 4, 2011 · Latest: Nov. 4, 2011
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 9 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
9 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 29, 2022 | SMBC | P | 4,500 | $42.38 | $190,710 | 50,000 Direct | +9.89% | Acquired | 73.4% (price as of 2026-08-20) |
| Nov. 17, 2011 | SMBC | P | 5,300 | $19.00 | $100,700 | 15,000 Direct | +54.64% | Acquired | 673.7% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 15, 2018 | SMBC | Stock Option (Right to Buy) | Common Stock (4,000) | $11.18 | Oct. 18, 2021 | 4,000 | Disposed |
| April 21, 2015 | SMBC | Stock Option (Right to Buy) | Common Stock | — | Oct. 18, 2021 | 6,000 | Disposed |
| Oct. 18, 2011 | SMBC | Stock Option (Right to Buy) | Common Stock (5,000) | $22.35 | Oct. 18, 2021 | 5,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 4, 2011 | SMBC | Common Stock | 9,700 | Direct |