David Jonathan Barrett

CIK 1359072 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 13, 2011 · Latest: Sept. 13, 2011

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 22 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

22 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 23, 2014 ASMB P 1,000 $0.88 $880 46,980 Direct +2.17% Acquired -37.8% (price as of 2026-08-19)
May 22, 2014 ASMB P 5,980 $0.86 $5,143 45,980 Direct +14.95% Acquired -36.3% (price as of 2026-08-19)
May 20, 2014 ASMB P 40,000 $0.88 $35,200 40,000 Direct — Acquired -37.8% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 29, 2017 ASMB Stock Option (right to buy) Common Stock (25,000) $25.34 March 29, 2027 25,000 Acquired
July 10, 2014 ASMB Stock Options (right to buy) Common Stock — July 10, 2024 741,800 Acquired
July 10, 2014 ASMB Stock Options (right to buy) Common Stock — July 10, 2024 741,800 Acquired
July 10, 2014 ASMB Phantom Stock Common Stock — — 10,000 Disposed
July 10, 2014 ASMB Restricted Stock Units Common Stock — June 30, 2016 40,000 Disposed
July 10, 2014 ASMB Stock Options (right to buy) Common Stock — Dec. 22, 2020 61,184 Disposed
July 10, 2014 ASMB Stock Options (right to buy) Common Stock — Dec. 22, 2020 8,000 Disposed
July 10, 2014 ASMB Stock Options (right to buy) Common Stock — Jan. 15, 2024 42,600 Disposed
July 10, 2014 ASMB Stock Options (right to buy) Common Stock — July 10, 2024 741,800 Acquired
Jan. 15, 2014 ASMB Stock Options (right to buy) Common Stock (213,000) $3.81 Jan. 15, 2024 213,000 Acquired
Jan. 15, 2014 ASMB Stock Options (right to buy) Common Stock (213,000) $3.81 Jan. 15, 2024 213,000 Acquired
Dec. 19, 2013 FBIOP Options to purchase Common Stock Common Stock (30,000) $2.10 Dec. 19, 2023 30,000 Acquired
April 5, 2013 ASMB Phantom Stock Common Stock (50,000) — — 50,000 Acquired
April 5, 2013 ASMB Restricted Stock Units Common Stock (200,000) — June 30, 2016 200,000 Acquired
April 5, 2013 ASMB Phantom Stock Common Stock (50,000) — — 50,000 Acquired
April 5, 2013 ASMB Restricted Stock Units Common Stock (200,000) — June 30, 2016 200,000 Acquired
Feb. 7, 2013 FBIOP Options to purchase Common Stock Common Stock (15,000) $7.42 Feb. 7, 2023 15,000 Acquired
Feb. 10, 2012 FBIOP Options to purchase Common Stock Common Stock (15,000) $6.25 Feb. 10, 2022 15,000 Acquired
Jan. 15, 2012 ASMB Stock Options (right to buy) Common Stock (40,000) $8.10 Dec. 22, 2020 40,000 Acquired
Dec. 22, 2010 ASMB Stock Options (right to buy) Common Stock (305,920) $6.00 Dec. 22, 2020 305,920 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 13, 2011 FBIOP Options to purchase Common Stock→ Common Stock (25,000) 25,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ASMB

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2017 $383,017 — — $448,683 $204,600 — $30,136 $1,066,435
2016 $471,001 — — — $177,300 — $30,136 $578,437
2015 $363,346 — — — $180,250 — — $543,596

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.