David K Baker

CIK 1487727 · View on SEC EDGAR ↗

Insider

First SEC filing: March 26, 2010 · Latest: March 26, 2010

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 44 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

44 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 5, 2013 AWK S 19,924 $40.49 $806,723 8,253 Direct -70.71% Disposed 242.4% (price as of 2026-08-19)
Aug. 14, 2012 AWK S 3,578 $38.00 $135,964 2,779 Direct -56.28% Disposed 264.8% (price as of 2026-08-19)
Nov. 9, 2011 AWK S 16,780 $30.82 $517,160 1,859 Direct -90.03% Disposed 349.8% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 5, 2013 AWK Employee Stock Option (right to buy) Common Stock (9,338) $27.08 Dec. 31, 2017 9,338 Disposed
March 5, 2013 AWK Employee Stock Option (right to buy) Common Stock (10,586) $22.26 Dec. 31, 2016 10,586 Disposed
Feb. 21, 2013 AWK Employee Stock Options (right to buy) Common Stock (6,801) $39.45 Dec. 31, 2019 6,801 Acquired
Feb. 21, 2013 AWK Performance Stock Units Common Stock (1,503) — Dec. 31, 2015 1,503 Acquired
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (1,989) — Dec. 31, 2012 1,989 Disposed
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (1,989) — Dec. 31, 2012 1,989 Acquired
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (4,665) — Dec. 31, 2012 4,665 Disposed
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (1,998) — Dec. 31, 2012 1,998 Acquired
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (1,989) — Dec. 31, 2012 1,989 Disposed
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (1,989) — Dec. 31, 2012 1,989 Acquired
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (4,665) — Dec. 31, 2012 4,665 Disposed
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (1,998) — Dec. 31, 2012 1,998 Acquired
Aug. 14, 2012 AWK Employee Stock Option (right to buy) Common Stock (2,698) $20.70 Dec. 31, 2015 2,698 Disposed
Aug. 14, 2012 AWK Employee Stock Option (right to buy) Common Stock (460) $21.50 Dec. 31, 2014 460 Disposed
Aug. 14, 2012 AWK Employee Stock Option (right to buy) Common Stock (420) $21.50 Dec. 31, 2013 420 Disposed
Feb. 23, 2012 AWK Employee Stock Options (right to buy) Common Stock (12,766) $34.12 Dec. 31, 2018 12,766 Acquired
Feb. 23, 2012 AWK Performance Stock Units Common Stock (1,394) — Dec. 31, 2014 1,394 Acquired
Feb. 23, 2012 AWK Performance Stock Units Common Stock (15) — Dec. 31, 2011 15 Disposed
Feb. 23, 2012 AWK Performance Stock Units Common Stock (1,187) — Dec. 31, 2011 1,187 Disposed
Nov. 9, 2011 AWK Employe Stock Option (right to buy) Common Stock (4,617) $22.26 Dec. 31, 2016 4,617 Disposed
Nov. 9, 2011 AWK Employee Stock Option (right to buy) Common Stock (4,014) $20.70 Dec. 31, 2015 4,014 Disposed
Nov. 9, 2011 AWK Employee Stock Option (right to buy) Common Stock (3,897) $21.50 Dec. 31, 2014 3,897 Disposed
Nov. 9, 2011 AWK Employee Stock Option (right to buy) Common Stock (4,252) $21.50 Dec. 31, 2013 4,252 Disposed
Feb. 24, 2011 AWK Performance Stock Unit Common Stock (1,605) — Dec. 31, 2013 1,605 Acquired
Feb. 24, 2011 AWK Employee Stock Option (right to buy) Common Stock (14,008) $27.08 Dec. 31, 2017 14,008 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 26, 2010 AWK Common Stock — Direct
March 26, 2010 AWK Employee Stock Option (right to buy)→ Common Stock (4,317) 4,317 Direct
March 26, 2010 AWK Employee Stock Option (right to buy)→ Common Stock (4,712) 4,712 Direct
March 26, 2010 AWK Employee Stock Option (right to buy)→ Common Stock (6,712) 6,712 Direct
March 26, 2010 AWK Employee Stock Option (right to buy)→ Common Stock (15,203) 15,203 Direct
March 26, 2010 AWK Performance Stock Unit→ Common Stock (1,202) 1,202 Direct
March 26, 2010 AWK Performance Stock Unit→ Common Stock (2,667) 2,667 Direct