David L Caplan
CIK 1267607 · View on SEC EDGAR ↗
First SEC filing: Oct. 21, 2003 · Latest: Oct. 21, 2003
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 9, 2013 | AGCO | S 10b5-1 | 1,738 | $59.86 | $104,037 | 8,683 Direct | -16.68% | Disposed | 66.2% (price as of 2026-08-18) |
| Oct. 14, 2013 | AGCO | S 10b5-1 | 2,606 | $62.42 | $162,667 | 10,421 Direct | -20.00% | Disposed | 59.3% (price as of 2026-08-18) |
| Sept. 19, 2013 | AGCO | S 10b5-1 | 2,606 | $59.97 | $156,282 | 13,027 Direct | -16.67% | Disposed | 65.8% (price as of 2026-08-18) |
| Aug. 8, 2013 | AGCO | S | 7,065 | $56.89 | $401,928 | 15,633 Direct | -31.13% | Disposed | 74.8% (price as of 2026-08-18) |
| Aug. 1, 2013 | AGCO | S 10b5-1 | 3,806 | $57.36 | $218,312 | 22,698 Direct | -14.36% | Disposed | 73.4% (price as of 2026-08-18) |
| May 14, 2013 | AGCO | S 10b5-1 | 5,000 | $56.78 | $283,900 | 26,504 Direct | -15.87% | Disposed | 75.2% (price as of 2026-08-18) |
| April 15, 2013 | AGCO | S 10b5-1 | 10,000 | $48.97 | $489,700 | 31,504 Direct | -24.09% | Disposed | 103.1% (price as of 2026-08-18) |
| Feb. 19, 2013 | AGCO | S | 14,353 | $53.68 | $770,469 | 41,504 Direct | -25.70% | Disposed | 85.3% (price as of 2026-08-18) |
| Nov. 30, 2012 | AGCO | S | 10,000 | $46.28 | $462,800 | 41,504 Direct | -19.42% | Disposed | 114.9% (price as of 2026-08-18) |
| March 1, 2011 | AGCO | S | 751 | $54.38 | $40,839 | 51,504 Direct | -1.44% | Disposed | 82.9% (price as of 2026-08-18) |
| Nov. 22, 2010 | AGCO | S | 1,946 | $46.35 | $90,197 | 50,466 Direct | -3.71% | Disposed | 114.6% (price as of 2026-08-18) |
| Feb. 28, 2008 | AGCO | S | 7,313 | $65.14 | $476,369 | 3,099 Direct | -70.24% | Disposed | 52.7% (price as of 2026-08-18) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 11, 2013 | AGCO | Stock Appreciation Right | Common Stock (4,125) | $33.65 | Jan. 20, 2017 | 4,125 | Disposed |
| Feb. 11, 2013 | AGCO | Stock Appreciation Right | Common Stock (3,750) | $21.45 | Jan. 21, 2016 | 3,750 | Disposed |
| Feb. 11, 2013 | AGCO | Stock Appreciation Right | Common Stock (5,625) | $37.38 | Feb. 15, 2014 | 5,625 | Disposed |
| Feb. 7, 2013 | AGCO | Performance Right | Common Stock | — | Dec. 31, 2012 | 8,500 | Disposed |
| Jan. 23, 2013 | AGCO | Stock Appreciation Right | Common Stock (5,700) | $51.84 | Jan. 23, 2020 | 5,700 | Acquired |
| Jan. 25, 2012 | AGCO | Stock Appreciation Right | Common Stock (5,400) | $52.94 | Jan. 25, 2019 | 5,400 | Acquired |
| Jan. 25, 2012 | AGCO | Performance RIght | Common Stock (7,300) | — | Dec. 31, 2014 | 7,300 | Acquired |
| April 21, 2011 | AGCO | Margin Improvement Performance Right | Common Stock (5,000) | — | Dec. 31, 2015 | 5,000 | Acquired |
| Feb. 24, 2011 | AGCO | Stock Appreciation Right | Common Stock (1,875) | $21.45 | Jan. 21, 2016 | 1,875 | Disposed |
| Feb. 22, 2011 | AGCO | Performance Right | Common Stock (1,600) | — | Dec. 31, 2010 | 1,600 | Disposed |
| Jan. 26, 2011 | AGCO | Stock Appreciation Right | Common Stock (3,500) | $52.29 | Jan. 26, 2018 | 3,500 | Acquired |
| Jan. 26, 2011 | AGCO | Performance Right | Common Stock (5,600) | — | Dec. 31, 2013 | 5,600 | Acquired |
| Nov. 19, 2010 | AGCO | Stock Appreciation Right | Common Stock (1,875) | $21.45 | Jan. 21, 2016 | 1,875 | Disposed |
| Nov. 19, 2010 | AGCO | Stock Appreciation Right | Common Stock (3,750) | $23.80 | April 27, 2013 | 3,750 | Disposed |
| Feb. 26, 2010 | AGCO | Performance Right | Common Stock (17,500) | — | Dec. 31, 2009 | 17,500 | Disposed |
| Feb. 26, 2010 | AGCO | Performance Right | Common Stock (17,500) | — | Dec. 31, 2009 | 17,500 | Disposed |
| Jan. 20, 2010 | AGCO | Stock Appreciation Right | Common Stock (5,500) | $33.65 | Jan. 20, 2017 | 5,500 | Acquired |
| Jan. 20, 2010 | AGCO | Performance Right | Common Stock (8,500) | — | Dec. 31, 2012 | 8,500 | Acquired |
| Feb. 27, 2009 | AGCO | Performance Right | Common Stock (17,500) | — | Dec. 31, 2009 | 17,500 | Disposed |
| Jan. 21, 2009 | AGCO | Stock Appreciation Right | Common Stock (7,500) | $21.45 | Jan. 21, 2016 | 7,500 | Acquired |
| Jan. 21, 2009 | AGCO | Performance Right | Common Stock (11,000) | — | Dec. 31, 2011 | 11,000 | Acquired |
| Aug. 22, 2008 | AGCO | Stock Appreciation Right | Common Stock (1,875) | $23.80 | April 27, 2013 | 1,875 | Disposed |
| Feb. 29, 2008 | AGCO | Performance Right | Common Stock (5,519) | — | Dec. 31, 2008 | 5,519 | Disposed |
| Feb. 29, 2008 | AGCO | Performance Right | Common Stock (5,519) | — | Dec. 31, 2008 | 5,519 | Disposed |
| Feb. 27, 2008 | AGCO | Stock Appreciation Right | Common Stock (1,875) | $37.38 | Feb. 15, 2014 | 1,875 | Disposed |
| Jan. 23, 2008 | AGCO | Stock Appreciation Right | Common Stock (3,000) | $56.98 | Jan. 23, 2015 | 3,000 | Acquired |
| Jan. 23, 2008 | AGCO | Performance Right | Common Stock (5,000) | — | Dec. 31, 2010 | 5,000 | Acquired |
| May 31, 2007 | AGCO | Stock Appreciation Right | Common Stock (1,875) | $23.80 | April 27, 2013 | 1,875 | Disposed |
| Feb. 15, 2007 | AGCO | Stock Appreciation Right | Common Stock (7,500) | $37.38 | Feb. 15, 2014 | 7,500 | Acquired |
| Feb. 15, 2007 | AGCO | Performance Rights | Common Stock (17,500) | — | Dec. 31, 2009 | 17,500 | Acquired |
| April 27, 2006 | AGCO | Stock Appreciation Right | Common Stock (7,500) | $23.80 | April 27, 2013 | 7,500 | Acquired |
| April 27, 2006 | AGCO | Performance Rights | Common Stock (9,625) | — | Dec. 31, 2008 | 9,625 | Acquired |
| April 27, 2006 | AGCO | Performance Rights | Common Stock (17,500) | — | Dec. 31, 2009 | 17,500 | Acquired |
| Oct. 21, 2003 | AGCO | Performance Rights (Long Term Incentive Plan) | Common Stock (25,000) | — | Oct. 21, 2008 | 25,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 21, 2003 | AGCO | Common Stock | 0 | Direct |