David L Finkelstein
CIK 1688537 · View on SEC EDGAR ↗
First SEC filing: Nov. 3, 2016 · Latest: Jan. 10, 2020
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Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 3, 2026 | NLY | S 10b5-1 | 50,000 | $22.89 | $1,144,500 | 761,012 Direct | -6.17% | Disposed | 1.6% (price as of 2026-08-21) |
| Sept. 1, 2017 | NLY | P | 100,000 | $12.49 | $1,249,000 | 300,000 Direct | +50.00% | Acquired | -53.4% (price as of 2026-08-21) |
| Nov. 4, 2016 | NLY | P | 100,000 | $10.30 | $1,030,000 | 200,000 Direct | +100.00% | Acquired | -43.5% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 3, 2016 | NLY | Common Stock | 100,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
NLY
Chief Investment Officer and Director| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2022 | $1,000,000 | $5,984,000 | $7,324,950 | — | — | — | $14,732 | $14,323,682 |
| 2021 | $1,000,000 | $6,325,000 | $1,800,001 | — | — | — | $13,763 | $9,138,764 |
| 2020 | $500,000 | $7,200,000 | $5,000,006 | — | — | — | $3,772 | $12,703,778 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.