David L. Hava

Insider

First SEC filing: June 6, 2018 · Latest: June 6, 2018

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 5, 2018	PULM	A	795,000	—	—	795,000 Direct	—	Acquired	(price as of 2026-08-20)
March 22, 2017	PULM	M	2,263	$2.21	$5,001	2,263 Direct	—	Acquired	-99.7% (price as of 2026-08-20)
March 22, 2017	PULM	M	2,263	—	—	1,292 Direct	-63.66%	Disposed	(price as of 2026-08-20)
March 20, 2017	PULM	A	75,100	—	—	75,100 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 3, 2016	PULM	A	150,200	—	—	150,200 Direct	—	Acquired	(price as of 2026-08-20)
June 24, 2015	PULM	A	20,508	—	—	20,508 Direct	—	Acquired	(price as of 2026-08-20)
June 16, 2015	PULM	A	267,129	—	—	267,129 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	14,819	—	—	14,819 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	13,041	—	—	13,041 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	11,855	—	—	11,855 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	5,928	—	—	5,928 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	2,964	—	—	2,964 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	2,668	—	—	2,668 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	804	—	—	804 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	3,555	—	—	3,555 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	4,863	—	—	4,863 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 5, 2018	PULM	Stock Option (Right to Buy)	Common Stock (795,000)	$0.47	June 5, 2028	795,000	Acquired
March 22, 2017	PULM	Stock Option (Right to Buy)	Common Stock	$2.21	Feb. 10, 2020	2,263	Disposed
March 20, 2017	PULM	Stock Option (Right to Buy)	Common Stock (75,100)	$2.78	March 20, 2027	75,100	Acquired
Feb. 3, 2016	PULM	Stock Option (Right to Buy)	Common Stock (150,200)	$2.80	Feb. 3, 2026	150,200	Acquired
June 24, 2015	PULM	Stock Option (Right to Buy)	Common Stock (20,508)	$11.00	June 24, 2025	20,508	Acquired
June 16, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$11.80	June 16, 2025	267,129	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$1.88	Aug. 26, 2023	14,819	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.03	Dec. 14, 2022	13,041	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.03	June 8, 2022	11,855	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.03	June 8, 2022	5,928	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.20	June 15, 2021	2,964	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.20	Feb. 3, 2021	2,668	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.20	May 24, 2020	804	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.20	Feb. 10, 2020	3,555	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	$293,824	$44,246	—	—	—	—	$5,684	$611,335
2015	$163,327	$64,125	—	—	—	—	$2,397	$2,521,800
2014	—	—	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.