David M Carroll

CIK 1232064 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 5, 2009 · Latest: Jan. 5, 2009

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 91 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

91 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 9, 2017 WFC S 27,582 $53.28 $1,469,569 338,161 Indirect -7.54% Disposed 59.9% (price as of 2026-08-20)
March 3, 2017 WFC S 117,704 $59.02 $6,946,890 310,886 Indirect -27.46% Disposed 44.4% (price as of 2026-08-20)
April 22, 2016 WFC S 62,300 $50.28 $3,132,444 423,337 Indirect -12.83% Disposed 69.5% (price as of 2026-08-20)
April 16, 2015 WFC S 77,000 $54.81 $4,220,370 356,057 Indirect -17.78% Disposed 55.5% (price as of 2026-08-20)
April 15, 2014 WFC S 71,800 $48.54 $3,485,172 280,940 Direct -20.35% Disposed 75.6% (price as of 2026-08-20)
Aug. 1, 2013 WFC S 39,700 $44.51 $1,767,047 215,130 Direct -15.58% Disposed 91.5% (price as of 2026-08-20)
July 31, 2013 WFC S 40,000 $43.80 $1,752,000 254,830 Direct -13.57% Disposed 94.6% (price as of 2026-08-20)
Jan. 15, 2013 WFC S 20,400 $35.14 $716,856 141,622 Direct -12.59% Disposed 142.5% (price as of 2026-08-20)
April 27, 2012 WFC S 48,700 $33.89 $1,650,443 125,923 Direct -27.89% Disposed 151.5% (price as of 2026-08-20)

Showing latest 100 of 218 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 15, 2017 WFC 2014 Performance Shares Common Stock, $1 2/3 Par Value (97,277) 97,277 Disposed
March 15, 2017 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (1,612) 1,612 Disposed
March 15, 2017 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (850) 850 Disposed
Feb. 28, 2017 WFC 2014 Performance Shares Common Stock, $1 2/3 Par Value (97,277) 97,277 Acquired
July 28, 2016 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (4,485) 4,485 Disposed
July 22, 2016 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (5,146) 5,146 Disposed
March 15, 2016 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (826) 826 Disposed
March 15, 2016 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (1,567) 1,567 Disposed
March 15, 2016 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (1,406) 1,406 Disposed
March 15, 2016 WFC 2013 Performance Shares Common Stock, $1 2/3 Par Value (245,527) 245,527 Disposed
March 1, 2016 WFC 2013 Performance Shares Common Stock, $1 2/3 Par Value (245,527) 245,527 Acquired
July 28, 2015 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (17,422) 17,422 Acquired
July 22, 2015 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (4,999) 4,999 Disposed
March 15, 2015 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (1,523) 1,523 Disposed
March 15, 2015 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (1,366) 1,366 Disposed
March 15, 2015 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (1,542) 1,542 Disposed
March 15, 2015 WFC 2012 Performance Shares Common Stock, $1 2/3 Par Value (286,236) 286,236 Disposed
March 1, 2015 WFC 2012 Performance Shares Common Stock, $1 2/3 Par Value (286,236) 286,236 Acquired
Feb. 24, 2015 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (2,409) 2,409 Acquired
July 22, 2014 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (19,475) 19,475 Acquired
March 15, 2014 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (1,331) 1,331 Disposed
March 15, 2014 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (1,914) 1,914 Disposed
March 15, 2014 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (1,502) 1,502 Disposed
March 15, 2014 WFC 2011 Performance Shares Common Stock, $1 2/3 Par Value (258,412) 258,412 Disposed
March 1, 2014 WFC 2011 Performance Shares Common Stock, $1 2/3 Par Value (258,412) 258,412 Acquired
Feb. 25, 2014 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (4,449) 4,449 Acquired
March 15, 2013 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (1,461) 1,461 Disposed
March 15, 2013 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (1,862) 1,862 Disposed
March 8, 2013 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (3,882) 3,882 Acquired
Dec. 24, 2012 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (38,113) 38,113 Disposed
Oct. 31, 2012 WFC Employee Stock Purchase Option Common Stock, $1 2/3 Par Value (40,175) $13.05 40,175 Disposed
April 26, 2012 WFC Employee Stock Purchase Option Common Stock, $1 2/3 Par Value (235,973) $13.05 235,973 Disposed
March 15, 2012 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (1,807) 1,807 Disposed
Feb. 28, 2012 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (4,251) 4,251 Acquired
Dec. 24, 2011 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (74,189) 74,189 Disposed
Oct. 21, 2011 WFC Employee Stock Purchase Option Common Stock, $1 2/3 Par Value (154,473) $13.05 154,473 Disposed
March 8, 2011 WFC Employee Stock Purchase Option Common Stock, $1 2/3 Par Value (102,712) $13.05 102,712 Disposed
Feb. 22, 2011 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (5,312) 5,312 Acquired
March 3, 2010 WFC Employee Stock Purchase Option Common Stock, $1 2/3 Par Value (191,798) $13.05 191,798 Disposed
March 3, 2010 WFC Employee Stock Purchase Option Common Stock, $1 2/3 Par Value (74,869) $13.05 74,869 Disposed
Dec. 24, 2009 WFC Restricted Share Right Common Stock, $1 2/3 Par Value (108,528) 108,528 Acquired
Feb. 24, 2009 WFC Employee Stock Purchase Option Common Stock, $1 2/3 par value (800,000) $13.05 800,000 Acquired
Feb. 24, 2009 WFC Employee Stock Purchase Option Common Stock, $1 2/3 par value (800,000) $13.05 800,000 Acquired
Dec. 31, 2008 36995 ESOP (Right to Buy) [F5] Common Stock (148,431) $37.43 April 22, 2013 148,431 Disposed
Dec. 31, 2008 36995 ESOP (Right to Buy) [F5] Common Stock (118,671) $37.98 April 16, 2012 118,671 Disposed
Dec. 31, 2008 36995 ESOP (Right to Buy) [F5] Common Stock (178,300) $34.92 July 31, 2011 178,300 Disposed
Dec. 31, 2008 36995 ESOP (Right to Buy) [F5] Common Stock (150,000) $30.40 April 17, 2011 150,000 Disposed
Dec. 31, 2008 36995 ESOP (Right to Buy) [F5] Common Stock (85,050) $31.56 Jan. 3, 2010 85,050 Disposed
Dec. 31, 2008 36995 ESOP (Right to Buy) [F5] Common Stock (36,450) $34.94 Dec. 14, 2009 36,450 Disposed
Dec. 31, 2008 36995 ESOP (Right to Buy) [F5] Common Stock (24,780) $54.94 April 20, 2009 24,780 Disposed
Dec. 31, 2008 36995 ESOP (Right to Buy) [F3] Common Stock (1,820) $54.94 April 20, 2009 1,820 Disposed
Dec. 31, 2008 36995 ESOP (Right to Buy) [F17] Common Stock (82,125) $33.79 Feb. 19, 2018 82,125 Disposed
Dec. 31, 2008 36995 ESOP (Right to Buy) [F17] Common Stock (95,052) $48.00 Feb. 19, 2018 95,052 Disposed
Dec. 31, 2008 36995 ESOP (Right to Buy) [F17] Common Stock (81,473) $41.00 Feb. 19, 2018 81,473 Disposed
Dec. 31, 2008 36995 ESOP (Right to Buy) [F15] Common Stock (35,274) $58.36 Feb. 20, 2017 35,274 Disposed
Dec. 31, 2008 36995 ESOP (Right to Buy) [F13] Common Stock (107,690) $56.05 March 30, 2016 107,690 Disposed
Dec. 31, 2008 36995 ESOP [F11] Common Stock (88,606) $50.38 April 18, 2015 88,606 Disposed
Dec. 31, 2008 36995 ESOP [F9] Common Stock (96,032) $44.65 April 19, 2014 96,032 Disposed
Feb. 19, 2008 36995 ESOP (Right to Buy) [F3] Common Stock (95,052) $48.00 Feb. 19, 2018 95,052 Acquired
Feb. 19, 2008 36995 ESOP (Right to Buy) [F3] Common Stock (81,473) $41.00 Feb. 19, 2018 81,473 Acquired
Feb. 19, 2008 36995 ESOP (Right to Buy) [F3] Common Stock (82,125) $33.79 Feb. 19, 2018 82,125 Acquired
Feb. 20, 2007 36995 ESOP (Right to Buy) [F2] Common Stock (35,274) $58.36 Feb. 20, 2017 35,274 Acquired
Jan. 25, 2007 36995 ESOP (Right to Buy) [F3] Common Stock (110,000) $27.56 Oct. 17, 2010 110,000 Disposed
Jan. 25, 2007 36995 ESOP (Right to Buy) [F3] Common Stock (70,000) $27.56 Oct. 17, 2010 70,000 Disposed
Jan. 25, 2007 36995 ESOP (Right to Buy) [F3] Common Stock (60,000) $27.56 Oct. 17, 2010 60,000 Disposed
Jan. 25, 2007 36995 ESOP (Right to Buy) [F2] Common Stock (5,677) $40.13 April 15, 2007 5,677 Disposed
Jan. 25, 2007 36995 ESOP (Right to Buy) [F2] Common Stock (17,031) $40.13 April 15, 2007 17,031 Disposed
Jan. 25, 2007 36995 ESOP [F1] Common Stock (1,869) $40.13 April 15, 2007 1,869 Disposed
Jan. 25, 2007 36995 ESOP [F1] Common Stock (623) $40.13 April 15, 2007 623 Disposed
March 31, 2006 36995 ESOP (Right to Buy) [F1] Common Stock (107,690) $56.05 March 30, 2016 107,690 Acquired
Feb. 1, 2006 36995 ESOP (Right to Buy) [F2] Common Stock (18,450) $29.25 April 15, 2006 18,450 Disposed
April 18, 2005 36995 ESOP [F1] Common Stock (88,606) $50.38 April 18, 2015 88,606 Acquired
Nov. 11, 2004 36995 ESOP (Right To Buy) [F5] Common Stock (750) $29.25 April 15, 2006 750 Disposed
Nov. 11, 2004 36995 ESOP (Right To Buy) [F4] Common Stock (15,600) $22.38 June 19, 2005 15,600 Disposed
April 19, 2004 36995 ESOP [F4] Common Stock (96,032) $44.65 April 19, 2014 96,032 Acquired
Jan. 21, 2004 36995 ESOP [F3] Common Stock (8,400) $22.44 June 20, 2004 8,400 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 48 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 8, 2009 WFC Common Stock, $1 2/3 par value 57,813 Direct
July 8, 2009 WFC Common Stock, $1 2/3 par value 155 Indirect
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (362) 362 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (4,933) 4,933 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,257) 7,257 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (16,933) 16,933 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (9,955) 9,955 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (9,955) 9,955 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (9,955) 9,955 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (35,499) 35,499 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,876) 7,876 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,875) 7,875 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,876) 7,876 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (3,528) 3,528 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (3,528) 3,528 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (3,528) 3,528 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,057) 7,057 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (4,288) 4,288 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (4,288) 4,288 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (12,865) 12,865 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (1,404) 1,404 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (5,619) 5,619 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (16,221) 16,221 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (18,924) 18,924 Direct
July 8, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (16,351) 16,351 Direct
Jan. 9, 2009 WFC Common Stock, $1 2/3 par value 57,813 Direct
Jan. 9, 2009 WFC Common Stock, $1 2/3 par value 151 Indirect
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (362) 362 Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (4,933) 4,933 Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,257) 7,257 Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (16,933) 16,933 Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (9,955) 9,955 Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (9,955) 9,955 Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (9,955) 9,955 Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (35,499) 35,499 Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,876) 7,876 Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,875) 7,875 Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,876) 7,876 Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value Direct
Jan. 9, 2009 WFC Employee Stock Purchase Option→ Common Stock, $1 2/3 par value Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

WFC

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2017 $1,016,346 $8,000,058 $484,896 $156,957 $64,998 $9,723,255
2016 $1,741,188 $0 $152,186 $18,550 $9,411,965
2014 $1,700,000 $1,400,000 $79,960 $18,200 $9,698,218

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.