David M Carroll
CIK 1232064 · View on SEC EDGAR ↗
First SEC filing: Jan. 5, 2009 · Latest: Jan. 5, 2009
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 9, 2017 | WFC | S | 27,582 | $53.28 | $1,469,569 | 338,161 Indirect | -7.54% | Disposed | 59.9% (price as of 2026-08-20) |
| March 3, 2017 | WFC | S | 117,704 | $59.02 | $6,946,890 | 310,886 Indirect | -27.46% | Disposed | 44.4% (price as of 2026-08-20) |
| April 22, 2016 | WFC | S | 62,300 | $50.28 | $3,132,444 | 423,337 Indirect | -12.83% | Disposed | 69.5% (price as of 2026-08-20) |
| April 16, 2015 | WFC | S | 77,000 | $54.81 | $4,220,370 | 356,057 Indirect | -17.78% | Disposed | 55.5% (price as of 2026-08-20) |
| April 15, 2014 | WFC | S | 71,800 | $48.54 | $3,485,172 | 280,940 Direct | -20.35% | Disposed | 75.6% (price as of 2026-08-20) |
| Aug. 1, 2013 | WFC | S | 39,700 | $44.51 | $1,767,047 | 215,130 Direct | -15.58% | Disposed | 91.5% (price as of 2026-08-20) |
| July 31, 2013 | WFC | S | 40,000 | $43.80 | $1,752,000 | 254,830 Direct | -13.57% | Disposed | 94.6% (price as of 2026-08-20) |
| Jan. 15, 2013 | WFC | S | 20,400 | $35.14 | $716,856 | 141,622 Direct | -12.59% | Disposed | 142.5% (price as of 2026-08-20) |
| April 27, 2012 | WFC | S | 48,700 | $33.89 | $1,650,443 | 125,923 Direct | -27.89% | Disposed | 151.5% (price as of 2026-08-20) |
Showing latest 100 of 218 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 15, 2017 | WFC | 2014 Performance Shares | Common Stock, $1 2/3 Par Value (97,277) | — | — | 97,277 | Disposed |
| March 15, 2017 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (1,612) | — | — | 1,612 | Disposed |
| March 15, 2017 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (850) | — | — | 850 | Disposed |
| Feb. 28, 2017 | WFC | 2014 Performance Shares | Common Stock, $1 2/3 Par Value (97,277) | — | — | 97,277 | Acquired |
| July 28, 2016 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (4,485) | — | — | 4,485 | Disposed |
| July 22, 2016 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (5,146) | — | — | 5,146 | Disposed |
| March 15, 2016 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (826) | — | — | 826 | Disposed |
| March 15, 2016 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (1,567) | — | — | 1,567 | Disposed |
| March 15, 2016 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (1,406) | — | — | 1,406 | Disposed |
| March 15, 2016 | WFC | 2013 Performance Shares | Common Stock, $1 2/3 Par Value (245,527) | — | — | 245,527 | Disposed |
| March 1, 2016 | WFC | 2013 Performance Shares | Common Stock, $1 2/3 Par Value (245,527) | — | — | 245,527 | Acquired |
| July 28, 2015 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (17,422) | — | — | 17,422 | Acquired |
| July 22, 2015 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (4,999) | — | — | 4,999 | Disposed |
| March 15, 2015 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (1,523) | — | — | 1,523 | Disposed |
| March 15, 2015 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (1,366) | — | — | 1,366 | Disposed |
| March 15, 2015 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (1,542) | — | — | 1,542 | Disposed |
| March 15, 2015 | WFC | 2012 Performance Shares | Common Stock, $1 2/3 Par Value (286,236) | — | — | 286,236 | Disposed |
| March 1, 2015 | WFC | 2012 Performance Shares | Common Stock, $1 2/3 Par Value (286,236) | — | — | 286,236 | Acquired |
| Feb. 24, 2015 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (2,409) | — | — | 2,409 | Acquired |
| July 22, 2014 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (19,475) | — | — | 19,475 | Acquired |
| March 15, 2014 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (1,331) | — | — | 1,331 | Disposed |
| March 15, 2014 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (1,914) | — | — | 1,914 | Disposed |
| March 15, 2014 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (1,502) | — | — | 1,502 | Disposed |
| March 15, 2014 | WFC | 2011 Performance Shares | Common Stock, $1 2/3 Par Value (258,412) | — | — | 258,412 | Disposed |
| March 1, 2014 | WFC | 2011 Performance Shares | Common Stock, $1 2/3 Par Value (258,412) | — | — | 258,412 | Acquired |
| Feb. 25, 2014 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (4,449) | — | — | 4,449 | Acquired |
| March 15, 2013 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (1,461) | — | — | 1,461 | Disposed |
| March 15, 2013 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (1,862) | — | — | 1,862 | Disposed |
| March 8, 2013 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (3,882) | — | — | 3,882 | Acquired |
| Dec. 24, 2012 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (38,113) | — | — | 38,113 | Disposed |
| Oct. 31, 2012 | WFC | Employee Stock Purchase Option | Common Stock, $1 2/3 Par Value (40,175) | $13.05 | — | 40,175 | Disposed |
| April 26, 2012 | WFC | Employee Stock Purchase Option | Common Stock, $1 2/3 Par Value (235,973) | $13.05 | — | 235,973 | Disposed |
| March 15, 2012 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (1,807) | — | — | 1,807 | Disposed |
| Feb. 28, 2012 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (4,251) | — | — | 4,251 | Acquired |
| Dec. 24, 2011 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (74,189) | — | — | 74,189 | Disposed |
| Oct. 21, 2011 | WFC | Employee Stock Purchase Option | Common Stock, $1 2/3 Par Value (154,473) | $13.05 | — | 154,473 | Disposed |
| March 8, 2011 | WFC | Employee Stock Purchase Option | Common Stock, $1 2/3 Par Value (102,712) | $13.05 | — | 102,712 | Disposed |
| Feb. 22, 2011 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (5,312) | — | — | 5,312 | Acquired |
| March 3, 2010 | WFC | Employee Stock Purchase Option | Common Stock, $1 2/3 Par Value (191,798) | $13.05 | — | 191,798 | Disposed |
| March 3, 2010 | WFC | Employee Stock Purchase Option | Common Stock, $1 2/3 Par Value (74,869) | $13.05 | — | 74,869 | Disposed |
| Dec. 24, 2009 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value (108,528) | — | — | 108,528 | Acquired |
| Feb. 24, 2009 | WFC | Employee Stock Purchase Option | Common Stock, $1 2/3 par value (800,000) | $13.05 | — | 800,000 | Acquired |
| Feb. 24, 2009 | WFC | Employee Stock Purchase Option | Common Stock, $1 2/3 par value (800,000) | $13.05 | — | 800,000 | Acquired |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F5] | Common Stock (148,431) | $37.43 | April 22, 2013 | 148,431 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F5] | Common Stock (118,671) | $37.98 | April 16, 2012 | 118,671 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F5] | Common Stock (178,300) | $34.92 | July 31, 2011 | 178,300 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F5] | Common Stock (150,000) | $30.40 | April 17, 2011 | 150,000 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F5] | Common Stock (85,050) | $31.56 | Jan. 3, 2010 | 85,050 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F5] | Common Stock (36,450) | $34.94 | Dec. 14, 2009 | 36,450 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F5] | Common Stock (24,780) | $54.94 | April 20, 2009 | 24,780 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F3] | Common Stock (1,820) | $54.94 | April 20, 2009 | 1,820 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F17] | Common Stock (82,125) | $33.79 | Feb. 19, 2018 | 82,125 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F17] | Common Stock (95,052) | $48.00 | Feb. 19, 2018 | 95,052 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F17] | Common Stock (81,473) | $41.00 | Feb. 19, 2018 | 81,473 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F15] | Common Stock (35,274) | $58.36 | Feb. 20, 2017 | 35,274 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP (Right to Buy) [F13] | Common Stock (107,690) | $56.05 | March 30, 2016 | 107,690 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP [F11] | Common Stock (88,606) | $50.38 | April 18, 2015 | 88,606 | Disposed |
| Dec. 31, 2008 | 36995 | ESOP [F9] | Common Stock (96,032) | $44.65 | April 19, 2014 | 96,032 | Disposed |
| Feb. 19, 2008 | 36995 | ESOP (Right to Buy) [F3] | Common Stock (95,052) | $48.00 | Feb. 19, 2018 | 95,052 | Acquired |
| Feb. 19, 2008 | 36995 | ESOP (Right to Buy) [F3] | Common Stock (81,473) | $41.00 | Feb. 19, 2018 | 81,473 | Acquired |
| Feb. 19, 2008 | 36995 | ESOP (Right to Buy) [F3] | Common Stock (82,125) | $33.79 | Feb. 19, 2018 | 82,125 | Acquired |
| Feb. 20, 2007 | 36995 | ESOP (Right to Buy) [F2] | Common Stock (35,274) | $58.36 | Feb. 20, 2017 | 35,274 | Acquired |
| Jan. 25, 2007 | 36995 | ESOP (Right to Buy) [F3] | Common Stock (110,000) | $27.56 | Oct. 17, 2010 | 110,000 | Disposed |
| Jan. 25, 2007 | 36995 | ESOP (Right to Buy) [F3] | Common Stock (70,000) | $27.56 | Oct. 17, 2010 | 70,000 | Disposed |
| Jan. 25, 2007 | 36995 | ESOP (Right to Buy) [F3] | Common Stock (60,000) | $27.56 | Oct. 17, 2010 | 60,000 | Disposed |
| Jan. 25, 2007 | 36995 | ESOP (Right to Buy) [F2] | Common Stock (5,677) | $40.13 | April 15, 2007 | 5,677 | Disposed |
| Jan. 25, 2007 | 36995 | ESOP (Right to Buy) [F2] | Common Stock (17,031) | $40.13 | April 15, 2007 | 17,031 | Disposed |
| Jan. 25, 2007 | 36995 | ESOP [F1] | Common Stock (1,869) | $40.13 | April 15, 2007 | 1,869 | Disposed |
| Jan. 25, 2007 | 36995 | ESOP [F1] | Common Stock (623) | $40.13 | April 15, 2007 | 623 | Disposed |
| March 31, 2006 | 36995 | ESOP (Right to Buy) [F1] | Common Stock (107,690) | $56.05 | March 30, 2016 | 107,690 | Acquired |
| Feb. 1, 2006 | 36995 | ESOP (Right to Buy) [F2] | Common Stock (18,450) | $29.25 | April 15, 2006 | 18,450 | Disposed |
| April 18, 2005 | 36995 | ESOP [F1] | Common Stock (88,606) | $50.38 | April 18, 2015 | 88,606 | Acquired |
| Nov. 11, 2004 | 36995 | ESOP (Right To Buy) [F5] | Common Stock (750) | $29.25 | April 15, 2006 | 750 | Disposed |
| Nov. 11, 2004 | 36995 | ESOP (Right To Buy) [F4] | Common Stock (15,600) | $22.38 | June 19, 2005 | 15,600 | Disposed |
| April 19, 2004 | 36995 | ESOP [F4] | Common Stock (96,032) | $44.65 | April 19, 2014 | 96,032 | Acquired |
| Jan. 21, 2004 | 36995 | ESOP [F3] | Common Stock (8,400) | $22.44 | June 20, 2004 | 8,400 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 48 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 8, 2009 | WFC | Common Stock, $1 2/3 par value | 57,813 | Direct |
| July 8, 2009 | WFC | Common Stock, $1 2/3 par value | 155 | Indirect |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (362) | 362 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (4,933) | 4,933 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,257) | 7,257 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (16,933) | 16,933 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (9,955) | 9,955 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (9,955) | 9,955 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (9,955) | 9,955 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (35,499) | 35,499 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,876) | 7,876 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,875) | 7,875 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,876) | 7,876 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value | — | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value | — | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (3,528) | 3,528 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (3,528) | 3,528 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (3,528) | 3,528 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,057) | 7,057 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (4,288) | 4,288 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (4,288) | 4,288 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (12,865) | 12,865 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (1,404) | 1,404 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (5,619) | 5,619 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (16,221) | 16,221 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (18,924) | 18,924 | Direct |
| July 8, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (16,351) | 16,351 | Direct |
| Jan. 9, 2009 | WFC | Common Stock, $1 2/3 par value | 57,813 | Direct |
| Jan. 9, 2009 | WFC | Common Stock, $1 2/3 par value | 151 | Indirect |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (362) | 362 | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (4,933) | 4,933 | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,257) | 7,257 | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (16,933) | 16,933 | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (9,955) | 9,955 | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (9,955) | 9,955 | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (9,955) | 9,955 | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (35,499) | 35,499 | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,876) | 7,876 | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,875) | 7,875 | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value (7,876) | 7,876 | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value | — | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value | — | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value | — | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value | — | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value | — | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value | — | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value | — | Direct |
| Jan. 9, 2009 | WFC | Employee Stock Purchase Option→ Common Stock, $1 2/3 par value | — | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2017 | $1,016,346 | — | $8,000,058 | — | $484,896 | $156,957 | $64,998 | $9,723,255 |
| 2016 | $1,741,188 | — | — | — | $0 | $152,186 | $18,550 | $9,411,965 |
| 2014 | $1,700,000 | — | — | — | $1,400,000 | $79,960 | $18,200 | $9,698,218 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.