David M Dorgan

CIK 1204907 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 8, 2016 · Latest: Dec. 8, 2016

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 78 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

78 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 14, 2019 ROK S 10,148 $198.22 $2,011,537 7,191 Direct -58.53% Disposed 119.2% (price as of 2026-08-20)
Dec. 4, 2018 ROK S 10b5-1 644 $176.18 $113,460 8,389 Direct -7.13% Disposed 146.6% (price as of 2026-08-20)
Dec. 4, 2018 ROK S 10b5-1 200 $176.24 $35,248 8,189 Direct -2.38% Disposed 146.6% (price as of 2026-08-20)
Jan. 26, 2018 ROK S 10,400 $202.41 $2,105,064 7,353 Direct -58.58% Disposed 114.7% (price as of 2026-08-20)
Dec. 4, 2017 ROK S 10b5-1 514 $190.90 $98,123 9,213 Direct -5.28% Disposed 127.6% (price as of 2026-08-20)
Aug. 16, 2017 ROK S 3,000 $165.05 $495,150 8,455 Direct -26.19% Disposed 163.3% (price as of 2026-08-20)
Aug. 16, 2017 ROK S 3,000 $165.05 $495,150 6,355 Direct -32.07% Disposed 163.3% (price as of 2026-08-20)
Feb. 13, 2017 ROK S 4,100 $152.99 $627,259 8,455 Direct -32.66% Disposed 184.0% (price as of 2026-08-20)
Feb. 13, 2017 ROK S 4,100 $152.99 $627,259 6,355 Direct -39.22% Disposed 184.0% (price as of 2026-08-20)
Dec. 5, 2016 ROK S 10b5-1 91 $135.95 $12,371 10,265 Direct -0.88% Disposed 219.6% (price as of 2026-08-20)
Nov. 30, 2016 ROK S 2,300 $133.79 $307,717 10,300 Direct -18.25% Disposed 224.8% (price as of 2026-08-20)
Nov. 9, 2016 ROK S 6,000 $127.27 $763,620 10,300 Direct -36.81% Disposed 241.4% (price as of 2026-08-20)
Aug. 23, 2016 ROK S 2,200 $119.06 $261,932 10,300 Direct -17.60% Disposed 265.0% (price as of 2026-08-20)
Dec. 7, 2015 ROK S 10b5-1 313 $106.51 $33,338 10,300 Direct -2.95% Disposed 308.0% (price as of 2026-08-20)
May 6, 2015 ROK S 3,000 $120.77 $362,310 9,749 Direct -23.53% Disposed 259.8% (price as of 2026-08-20)
Feb. 13, 2015 ROK S 5,000 $117.56 $587,800 9,749 Direct -33.90% Disposed 269.6% (price as of 2026-08-20)
Dec. 2, 2014 ROK S 10b5-1 660 $116.09 $76,619 9,559 Direct -6.46% Disposed 274.3% (price as of 2026-08-20)
Feb. 26, 2014 ROK S 10,500 $121.66 $1,277,430 8,648 Direct -54.84% Disposed 257.2% (price as of 2026-08-20)
Dec. 9, 2013 ROK S 10b5-1 843 $111.74 $94,197 8,648 Direct -8.88% Disposed 288.9% (price as of 2026-08-20)
Nov. 12, 2013 ROK S 7,850 $112.80 $885,480 7,995 Direct -49.54% Disposed 285.2% (price as of 2026-08-20)
Aug. 5, 2013 ROK S 8,450 $100.04 $845,338 7,995 Direct -51.38% Disposed 334.4% (price as of 2026-08-20)
Feb. 1, 2013 ROK S 20,000 $90.86 $1,817,200 7,995 Direct -71.44% Disposed 378.2% (price as of 2026-08-20)

Showing latest 100 of 193 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 18, 2019 ROK Common Stock Share Equivalents Common Stock (178) $197.67 — 178 Disposed
Nov. 14, 2019 ROK Employee Stock Option (Right to Buy) Common Stock (2,600) $108.89 Dec. 4, 2023 2,600 Disposed
Nov. 14, 2019 ROK Employee Stock Option (Right to Buy) Common Stock (3,400) $80.11 Dec. 6, 2022 3,400 Disposed
Nov. 14, 2019 ROK Employee Stock Option (Right to Buy) Common Stock (3,200) $115.69 Dec. 2, 2024 3,200 Disposed
Oct. 1, 2019 ROK Performance Shares Common Stock (324) — Dec. 6, 2019 324 Acquired
Dec. 4, 2018 ROK Employee stock option (right to buy) Common Stock (2,500) $171.46 Dec. 4, 2028 2,500 Acquired
Dec. 3, 2018 ROK Performance Shares Common Stock (1,520) — Dec. 3, 2018 1,520 Disposed
Oct. 1, 2018 ROK Performance Shares Common Stock (1,520) — Dec. 3, 2018 1,520 Acquired
Jan. 26, 2018 ROK Employee Stock Option (Right to Buy) Common Stock (3,500) $69.57 Dec. 7, 2020 3,500 Disposed
Jan. 26, 2018 ROK Employee Stock Option (Right to Buy) Common Stock (4,900) $74.14 Dec. 1, 2021 4,900 Disposed
Dec. 8, 2017 ROK Employee Stock Option (right to buy) Common Stock (2,300) $192.86 Dec. 8, 2027 2,300 Acquired
Dec. 2, 2017 ROK Performance Shares Common Stock (1,272) — Dec. 2, 2017 1,272 Disposed
Oct. 2, 2017 ROK Performance Shares Common Stock (1,272) — Dec. 2, 2017 1,272 Acquired
Aug. 16, 2017 ROK Employee Stock Option (right to buy) Common Stock (3,000) $69.57 Dec. 7, 2020 3,000 Disposed
Aug. 16, 2017 ROK Employee Stock Option (Right to Buy) Common Stock (3,000) $69.57 Dec. 7, 2020 3,000 Disposed
Feb. 13, 2017 ROK Employee Stock Option (right to buy) Common Stock (2,100) $46.16 Dec. 9, 2019 2,100 Disposed
Feb. 13, 2017 ROK Employee Stock Option (Right to Buy) Common Stock (2,100) $46.16 Dec. 9, 2019 2,100 Disposed
Dec. 6, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (3,100) $136.40 Dec. 6, 2026 3,100 Acquired
Dec. 4, 2016 ROK Performance Shares Common Stock (56) — Dec. 4, 2016 56 Disposed
Nov. 30, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (2,300) $46.16 Dec. 9, 2019 2,300 Disposed
Nov. 9, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (6,000) $46.16 Dec. 9, 2019 6,000 Disposed
Oct. 3, 2016 ROK Performance Shares Common Stock (56) — Dec. 4, 2016 56 Acquired
Aug. 23, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (2,200) $29.37 Dec. 3, 2018 2,200 Disposed
Dec. 6, 2015 ROK Performance Shares Common Stock (614) — Dec. 6, 2015 614 Disposed
Dec. 3, 2015 ROK Employee Stock Option (Right to Buy) - SO 12/03/2015 Common Stock (3,700) $104.08 Dec. 3, 2025 3,700 Acquired
Oct. 1, 2015 ROK Performance Shares Common Stock (614) — Dec. 6, 2015 614 Acquired
May 6, 2015 ROK Employee Stock Option (Right to Buy) Common Stock (3,000) $29.37 Dec. 3, 2018 3,000 Disposed
Feb. 13, 2015 ROK Employee Stock Option (Right to Buy) Common Stock (5,000) $29.37 Dec. 3, 2018 5,000 Disposed
Dec. 2, 2014 ROK Employee Stock Option (Right to Buy) Common Stock (3,200) $115.69 Dec. 2, 2024 3,200 Acquired
Dec. 1, 2014 ROK Performance Shares Common Stock (1,571) — Dec. 1, 2014 1,571 Disposed
Oct. 2, 2014 ROK Performance Shares Common Stock (1,571) — Dec. 1, 2014 1,571 Acquired
Feb. 26, 2014 ROK Employee Stock Option(Right to Buy) Common Stock (7,100) $68.04 Dec. 5, 2017 7,100 Disposed
Feb. 26, 2014 ROK Employee Stock Option (Right to Buy) Common Stock (3,400) $29.37 Dec. 3, 2018 3,400 Disposed
Dec. 7, 2013 ROK Performance Shares Common Stock (1,296) — Dec. 7, 2013 1,296 Disposed
Dec. 4, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (2,600) $108.89 Dec. 4, 2023 2,600 Acquired
Nov. 12, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (1,750) $56.36 Nov. 7, 2015 1,750 Disposed
Nov. 12, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (6,100) $63.59 Dec. 6, 2016 6,100 Disposed
Oct. 1, 2013 ROK Performance Shares Common Stock (1,296) — Dec. 7, 2013 1,296 Acquired
Aug. 5, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (8,450) $56.36 Nov. 7, 2015 8,450 Disposed
Feb. 1, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (20,000) $43.90 Nov. 8, 2014 20,000 Disposed
Dec. 9, 2012 ROK Performance Shares Common Stock (2,595) — Dec. 9, 2012 2,595 Disposed
Dec. 6, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (3,400) $80.11 Dec. 6, 2022 3,400 Acquired
Nov. 9, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (10,000) $27.75 Oct. 6, 2013 10,000 Disposed
Oct. 1, 2012 ROK Performance Shares Common Stock (2,595) — Dec. 9, 2012 2,595 Acquired
Feb. 16, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (5,000) $27.75 Oct. 6, 2013 5,000 Disposed
Feb. 3, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (5,000) $27.75 Oct. 6, 2013 5,000 Disposed
Jan. 31, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (1,400) $15.50 Oct. 7, 2012 1,400 Disposed
Dec. 3, 2011 ROK Performance Shares Common Stock (4,000) — Dec. 3, 2011 4,000 Disposed
Dec. 1, 2011 ROK Employee Stock Option (Right to Buy) Common Stock (4,900) $74.14 Dec. 1, 2021 4,900 Acquired
Oct. 3, 2011 ROK Performance Shares Common Stock (4,000) — Dec. 3, 2011 4,000 Acquired
Feb. 3, 2011 ROK Employee Stock Option (Right to Buy) Common Stock (4,000) $15.50 Oct. 7, 2012 4,000 Disposed
Dec. 7, 2010 ROK Employee Stock Option (Right to Buy) Common Stock (6,500) $69.57 Dec. 7, 2020 6,500 Acquired
Dec. 5, 2010 ROK Performance Shares Common Stock (504) — Dec. 5, 2010 504 Disposed
Nov. 18, 2010 ROK Employee Stock Option (Right to Buy) Common Stock (900) $13.40 Oct. 1, 2011 900 Disposed
Nov. 18, 2010 ROK Employee Stock Option (Right to Buy) Common Stock (4,101) $15.50 Oct. 7, 2012 4,101 Disposed
Oct. 1, 2010 ROK Performance Shares Common Stock (504) — Dec. 5, 2010 504 Acquired
Aug. 4, 2010 ROK Employee Stock Option (Right to Buy) Common Stock (2,500) $13.40 Oct. 1, 2011 2,500 Disposed
Dec. 9, 2009 ROK Employee Stock Option (Right to Buy) Common Stock (10,400) $46.16 Dec. 9, 2019 10,400 Acquired
Dec. 6, 2009 ROK Performance Shares Common Stock (143) — Dec. 6, 2009 143 Disposed
Nov. 16, 2009 ROK Employee Stock Option (Right to Buy) Common Stock (4,000) $13.40 Oct. 1, 2011 4,000 Disposed
Oct. 1, 2009 ROK Performance Shares Common Stock (143) — Dec. 6, 2009 143 Acquired
Dec. 3, 2008 ROK Employee Stock Option (Right to Buy) Common Stock (13,600) $29.37 Dec. 3, 2018 13,600 Acquired
Dec. 5, 2007 ROK Employee Stock Option(Right to Buy) Common Stock (7,100) $68.04 Dec. 5, 2017 7,100 Acquired
Nov. 14, 2007 ROK Employee Stock Option (Right to Buy) Common Stock (2,001) $13.40 Oct. 1, 2011 2,001 Disposed
Nov. 14, 2007 ROK Employee Stock Option (Right to Buy) Common Stock (5,499) $15.50 Oct. 7, 2012 5,499 Disposed
Dec. 6, 2006 ROK Employee Stock Option (Right to Buy) Common Stock (6,100) $63.59 Dec. 6, 2016 6,100 Acquired
Nov. 13, 2006 ROK Employee Stock Option (Right to Buy) Common Stock (3,901) $11.60 Oct. 2, 2010 3,901 Disposed
Nov. 13, 2006 ROK Employee Stock Option (Right to Buy) Common Stock (2,599) $13.40 Oct. 1, 2011 2,599 Disposed
Nov. 17, 2005 ROK Employee Stock Option (right to buy) Common Stock (5,000) $11.60 Oct. 2, 2010 5,000 Disposed
Nov. 7, 2005 ROK Employee Stock Option (right to buy) Common Stock (10,200) $56.36 Nov. 7, 2015 10,200 Acquired
Nov. 8, 2004 ROK Employee Stock Option (right to buy) Common Stock (747) $12.48 Sept. 2, 2008 747 Disposed
Nov. 8, 2004 ROK Employee Stock Option (right to buy) Common Stock (5,805) $20.35 Oct. 4, 2009 5,805 Disposed
Nov. 8, 2004 ROK Employee Stock Option (right to buy) Common Stock (20,000) $43.90 Nov. 8, 2014 20,000 Acquired
Oct. 6, 2003 ROK Employee Stock Common Stock (20,000) $27.75 Oct. 6, 2003 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).