David M Dorgan
Insider
First SEC filing: Dec. 8, 2016 · Latest: Dec. 8, 2016
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 18, 2019 | ROK | I | 1,718 | $197.67 | $339,597 | 0 Indirect | -100.00% | Disposed | 115.6% (price as of ) |
| Nov. 18, 2019 | ROK | I | 178 | · | · | 0 Indirect | -100.00% | Disposed | |
| Nov. 14, 2019 | ROK | M | 3,200 | $115.69 | $370,208 | 11,339 Direct | +39.32% | Acquired | 268.3% (price as of ) |
| Nov. 14, 2019 | ROK | M | 2,600 | $108.89 | $283,114 | 13,939 Direct | +22.93% | Acquired | 291.3% (price as of ) |
| Nov. 14, 2019 | ROK | M | 3,400 | $80.11 | $272,374 | 17,339 Direct | +24.39% | Acquired | 431.9% (price as of ) |
| Nov. 14, 2019 | ROK | S | 10,148 | $198.22 | $2,011,537 | 7,191 Direct | -58.53% | Disposed | 115.0% (price as of ) |
| Nov. 14, 2019 | ROK | G | 26 | · | · | 7,165 Direct | -0.36% | Disposed | |
| Nov. 14, 2019 | ROK | M | 2,600 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 14, 2019 | ROK | M | 3,400 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 14, 2019 | ROK | M | 3,200 | · | · | 0 Direct | -100.00% | Disposed | |
| Oct. 1, 2019 | ROK | A | 324 | · | · | 324 Direct | · | Acquired | |
| Aug. 26, 2019 | ROK | G | 50 | · | · | 8,139 Direct | -0.61% | Disposed | |
| Dec. 4, 2018 | ROK | A | 160 | · | · | 9,033 Direct | +1.80% | Acquired | |
| Dec. 4, 2018 | ROK | S 10b5-1 | 644 | $176.18 | $113,460 | 8,389 Direct | -7.13% | Disposed | 141.9% (price as of ) |
| Dec. 4, 2018 | ROK | S 10b5-1 | 200 | $176.24 | $35,248 | 8,189 Direct | -2.38% | Disposed | 141.8% (price as of ) |
| Dec. 4, 2018 | ROK | A | 2,500 | · | · | 2,500 Direct | · | Acquired | |
| Dec. 3, 2018 | ROK | M | 1,520 | · | · | 8,873 Direct | +20.67% | Acquired | |
| Dec. 3, 2018 | ROK | M | 1,520 | · | · | 0 Direct | -100.00% | Disposed | |
| Oct. 1, 2018 | ROK | A | 1,520 | · | · | 1,520 Direct | · | Acquired | |
| Jan. 26, 2018 | ROK | M | 3,500 | $69.57 | $243,495 | 12,853 Direct | +37.42% | Acquired | 512.5% (price as of ) |
| Jan. 26, 2018 | ROK | M | 4,900 | $74.14 | $363,286 | 17,753 Direct | +38.12% | Acquired | 474.7% (price as of ) |
| Jan. 26, 2018 | ROK | S | 10,400 | $202.41 | $2,105,064 | 7,353 Direct | -58.58% | Disposed | 110.5% (price as of ) |
| Jan. 26, 2018 | ROK | M | 3,500 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 26, 2018 | ROK | M | 4,900 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 8, 2017 | ROK | A | 140 | · | · | 9,353 Direct | +1.52% | Acquired | |
| Dec. 8, 2017 | ROK | A | 2,300 | · | · | 2,300 Direct | · | Acquired | |
| Dec. 4, 2017 | ROK | S 10b5-1 | 514 | $190.90 | $98,123 | 9,213 Direct | -5.28% | Disposed | 123.2% (price as of ) |
| Dec. 2, 2017 | ROK | M | 1,272 | · | · | 9,727 Direct | +15.04% | Acquired | |
| Dec. 2, 2017 | ROK | M | 1,272 | · | · | 0 Direct | -100.00% | Disposed | |
| Oct. 2, 2017 | ROK | A | 1,272 | · | · | 1,272 Direct | · | Acquired | |
| Aug. 16, 2017 | ROK | M | 3,000 | $69.57 | $208,710 | 11,455 Direct | +35.48% | Acquired | 512.5% (price as of ) |
| Aug. 16, 2017 | ROK | S | 3,000 | $165.05 | $495,150 | 8,455 Direct | -26.19% | Disposed | 158.2% (price as of ) |
| Aug. 16, 2017 | ROK | M | 3,000 | · | · | 3,500 Direct | -46.15% | Disposed | |
| Aug. 16, 2017 | ROK | M | 3,000 | $69.57 | $208,710 | 9,355 Direct | +47.21% | Acquired | 512.5% (price as of ) |
| Aug. 16, 2017 | ROK | S | 3,000 | $165.05 | $495,150 | 6,355 Direct | -32.07% | Disposed | 158.2% (price as of ) |
| Aug. 16, 2017 | ROK | M | 3,000 | · | · | 3,500 Direct | -46.15% | Disposed | |
| Feb. 13, 2017 | ROK | M | 2,100 | $46.16 | $96,936 | 12,555 Direct | +20.09% | Acquired | 823.1% (price as of ) |
| Feb. 13, 2017 | ROK | S | 4,100 | $152.99 | $627,259 | 8,455 Direct | -32.66% | Disposed | 178.5% (price as of ) |
| Feb. 13, 2017 | ROK | M | 2,100 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 13, 2017 | ROK | M | 2,100 | $46.16 | $96,936 | 2,100 Direct | · | Acquired | 823.1% (price as of ) |
| Feb. 13, 2017 | ROK | S | 4,100 | $152.99 | $627,259 | 6,355 Direct | -39.22% | Disposed | 178.5% (price as of ) |
| Feb. 13, 2017 | ROK | M | 2,100 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 6, 2016 | ROK | A | 190 | · | · | 10,455 Direct | +1.85% | Acquired | |
| Dec. 6, 2016 | ROK | A | 3,100 | · | · | 3,100 Direct | · | Acquired | |
| Dec. 5, 2016 | ROK | S 10b5-1 | 91 | $135.95 | $12,371 | 10,265 Direct | -0.88% | Disposed | 213.4% (price as of ) |
| Dec. 4, 2016 | ROK | M | 56 | · | · | 10,356 Direct | +0.54% | Acquired | |
| Dec. 4, 2016 | ROK | M | 56 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 30, 2016 | ROK | M | 2,300 | $46.16 | $106,168 | 12,600 Direct | +22.33% | Acquired | 823.1% (price as of ) |
| Nov. 30, 2016 | ROK | S | 2,300 | $133.79 | $307,717 | 10,300 Direct | -18.25% | Disposed | 218.5% (price as of ) |
| Nov. 30, 2016 | ROK | M | 2,300 | · | · | 2,100 Direct | -52.27% | Disposed | |
| Nov. 9, 2016 | ROK | M | 6,000 | $46.16 | $276,960 | 16,300 Direct | +58.25% | Acquired | 823.1% (price as of ) |
| Nov. 9, 2016 | ROK | S | 6,000 | $127.27 | $763,620 | 10,300 Direct | -36.81% | Disposed | 234.8% (price as of ) |
| Nov. 9, 2016 | ROK | I | 5,518 | $126.85 | $699,958 | 1,541 Indirect | -78.17% | Disposed | 235.9% (price as of ) |
| Nov. 9, 2016 | ROK | M | 6,000 | · | · | 4,400 Direct | -57.69% | Disposed | |
| Oct. 3, 2016 | ROK | A | 56 | · | · | 56 Direct | · | Acquired | |
| Aug. 23, 2016 | ROK | M | 2,200 | $29.37 | $64,614 | 12,500 Direct | +21.36% | Acquired | 1350.8% (price as of ) |
| Aug. 23, 2016 | ROK | S | 2,200 | $119.06 | $261,932 | 10,300 Direct | -17.60% | Disposed | 257.9% (price as of ) |
| Aug. 23, 2016 | ROK | M | 2,200 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 7, 2015 | ROK | S 10b5-1 | 313 | $106.51 | $33,338 | 10,300 Direct | -2.95% | Disposed | 300.1% (price as of ) |
| Dec. 6, 2015 | ROK | M | 614 | · | · | 10,613 Direct | +6.14% | Acquired | |
| Dec. 6, 2015 | ROK | M | 614 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 3, 2015 | ROK | A | 250 | · | · | 9,686 Direct | +2.65% | Acquired | |
| Dec. 3, 2015 | ROK | A | 3,700 | $104.08 | $385,096 | 3,700 Direct | · | Acquired | |
| Dec. 3, 2015 | ROK | A | 250 | · | · | 9,999 Direct | +2.56% | Acquired | |
| Oct. 1, 2015 | ROK | A | 614 | · | · | 614 Direct | · | Acquired | |
| May 6, 2015 | ROK | M | 3,000 | $29.37 | $88,110 | 12,749 Direct | +30.77% | Acquired | 1350.8% (price as of ) |
| May 6, 2015 | ROK | S | 3,000 | $120.77 | $362,310 | 9,749 Direct | -23.53% | Disposed | 252.8% (price as of ) |
| May 6, 2015 | ROK | M | 3,000 | · | · | 2,200 Direct | -57.69% | Disposed | |
| Feb. 13, 2015 | ROK | M | 5,000 | $29.37 | $146,850 | 14,749 Direct | +51.29% | Acquired | 1350.8% (price as of ) |
| Feb. 13, 2015 | ROK | S | 5,000 | $117.56 | $587,800 | 9,749 Direct | -33.90% | Disposed | 262.5% (price as of ) |
| Feb. 13, 2015 | ROK | M | 5,000 | · | · | 5,200 Direct | -49.02% | Disposed | |
| Dec. 2, 2014 | ROK | A | 190 | · | · | 9,749 Direct | +1.99% | Acquired | |
| Dec. 2, 2014 | ROK | A | 3,200 | · | · | 3,200 Direct | · | Acquired | |
| Dec. 2, 2014 | ROK | S 10b5-1 | 660 | $116.09 | $76,619 | 9,559 Direct | -6.46% | Disposed | 267.1% (price as of ) |
| Dec. 1, 2014 | ROK | M | 1,571 | · | · | 10,219 Direct | +18.17% | Acquired | |
| Dec. 1, 2014 | ROK | M | 1,571 | · | · | 0 Direct | -100.00% | Disposed | |
| Oct. 2, 2014 | ROK | A | 1,571 | · | · | 1,571 Direct | · | Acquired | |
| Feb. 26, 2014 | ROK | M | 7,100 | $68.04 | $483,084 | 15,748 Direct | +82.10% | Acquired | 526.3% (price as of ) |
| Feb. 26, 2014 | ROK | M | 3,400 | $29.37 | $99,858 | 19,148 Direct | +21.59% | Acquired | 1350.8% (price as of ) |
| Feb. 26, 2014 | ROK | S | 10,500 | $121.66 | $1,277,430 | 8,648 Direct | -54.84% | Disposed | 250.2% (price as of ) |
| Feb. 26, 2014 | ROK | M | 7,100 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 26, 2014 | ROK | M | 3,400 | · | · | 10,200 Direct | -25.00% | Disposed | |
| Dec. 9, 2013 | ROK | S 10b5-1 | 843 | $111.74 | $94,197 | 8,648 Direct | -8.88% | Disposed | 281.3% (price as of ) |
| Dec. 7, 2013 | ROK | M | 1,296 | · | · | 9,491 Direct | +15.81% | Acquired | |
| Dec. 7, 2013 | ROK | M | 1,296 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 4, 2013 | ROK | A | 200 | · | · | 8,195 Direct | +2.50% | Acquired | |
| Dec. 4, 2013 | ROK | A | 2,600 | · | · | 2,600 Direct | · | Acquired | |
| Nov. 12, 2013 | ROK | M | 1,750 | $56.36 | $98,630 | 9,745 Direct | +21.89% | Acquired | 656.1% (price as of ) |
| Nov. 12, 2013 | ROK | M | 6,100 | $63.59 | $387,899 | 15,845 Direct | +62.60% | Acquired | 570.1% (price as of ) |
| Nov. 12, 2013 | ROK | S | 7,850 | $112.80 | $885,480 | 7,995 Direct | -49.54% | Disposed | 277.8% (price as of ) |
| Nov. 12, 2013 | ROK | I | 3,984 | $112.95 | $449,993 | 6,420 Indirect | -38.29% | Disposed | 277.3% (price as of ) |
| Nov. 12, 2013 | ROK | M | 1,750 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 12, 2013 | ROK | M | 6,100 | · | · | 0 Direct | -100.00% | Disposed | |
| Oct. 1, 2013 | ROK | A | 1,296 | · | · | 1,296 Direct | · | Acquired | |
| Aug. 5, 2013 | ROK | M | 8,450 | $56.36 | $476,242 | 16,445 Direct | +105.69% | Acquired | 656.1% (price as of ) |
| Aug. 5, 2013 | ROK | S | 8,450 | $100.04 | $845,338 | 7,995 Direct | -51.38% | Disposed | 325.9% (price as of ) |
| Aug. 5, 2013 | ROK | M | 8,450 | · | · | 1,750 Direct | -82.84% | Disposed | |
| Feb. 1, 2013 | ROK | M | 20,000 | $43.90 | $878,000 | 27,995 Direct | +250.16% | Acquired | 870.6% (price as of ) |
| Feb. 1, 2013 | ROK | S | 20,000 | $90.86 | $1,817,200 | 7,995 Direct | -71.44% | Disposed | 369.0% (price as of ) |
| Feb. 1, 2013 | ROK | M | 20,000 | · | · | 0 Direct | -100.00% | Disposed |
Loaded 100 of 193 rows
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 18, 2019 | ROK | Common Stock Share Equivalents | Common Stock | $197.67 | · | 178 | Disposed |
| Nov. 14, 2019 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $108.89 | Dec. 4, 2023 | 2,600 | Disposed |
| Nov. 14, 2019 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $80.11 | Dec. 6, 2022 | 3,400 | Disposed |
| Nov. 14, 2019 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $115.69 | Dec. 2, 2024 | 3,200 | Disposed |
| Oct. 1, 2019 | ROK | Performance Shares | Common Stock | · | Dec. 6, 2019 | 324 | Acquired |
| Dec. 4, 2018 | ROK | Employee stock option (right to buy) | Common Stock | $171.46 | Dec. 4, 2028 | 2,500 | Acquired |
| Dec. 3, 2018 | ROK | Performance Shares | Common Stock | · | Dec. 3, 2018 | 1,520 | Disposed |
| Oct. 1, 2018 | ROK | Performance Shares | Common Stock | · | Dec. 3, 2018 | 1,520 | Acquired |
| Jan. 26, 2018 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $69.57 | Dec. 7, 2020 | 3,500 | Disposed |
| Jan. 26, 2018 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $74.14 | Dec. 1, 2021 | 4,900 | Disposed |
| Dec. 8, 2017 | ROK | Employee Stock Option (right to buy) | Common Stock | $192.86 | Dec. 8, 2027 | 2,300 | Acquired |
| Dec. 2, 2017 | ROK | Performance Shares | Common Stock | · | Dec. 2, 2017 | 1,272 | Disposed |
| Oct. 2, 2017 | ROK | Performance Shares | Common Stock | · | Dec. 2, 2017 | 1,272 | Acquired |
| Aug. 16, 2017 | ROK | Employee Stock Option (right to buy) | Common Stock | $69.57 | Dec. 7, 2020 | 3,000 | Disposed |
| Aug. 16, 2017 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $69.57 | Dec. 7, 2020 | 3,000 | Disposed |
| Feb. 13, 2017 | ROK | Employee Stock Option (right to buy) | Common Stock | $46.16 | Dec. 9, 2019 | 2,100 | Disposed |
| Feb. 13, 2017 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $46.16 | Dec. 9, 2019 | 2,100 | Disposed |
| Dec. 6, 2016 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $136.40 | Dec. 6, 2026 | 3,100 | Acquired |
| Dec. 4, 2016 | ROK | Performance Shares | Common Stock | · | Dec. 4, 2016 | 56 | Disposed |
| Nov. 30, 2016 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $46.16 | Dec. 9, 2019 | 2,300 | Disposed |
| Nov. 9, 2016 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $46.16 | Dec. 9, 2019 | 6,000 | Disposed |
| Oct. 3, 2016 | ROK | Performance Shares | Common Stock | · | Dec. 4, 2016 | 56 | Acquired |
| Aug. 23, 2016 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 2,200 | Disposed |
| Dec. 6, 2015 | ROK | Performance Shares | Common Stock | · | Dec. 6, 2015 | 614 | Disposed |
| Dec. 3, 2015 | ROK | Employee Stock Option (Right to Buy) - SO 12/03/2015 | Common Stock | $104.08 | Dec. 3, 2025 | 3,700 | Acquired |
| Oct. 1, 2015 | ROK | Performance Shares | Common Stock | · | Dec. 6, 2015 | 614 | Acquired |
| May 6, 2015 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 3,000 | Disposed |
| Feb. 13, 2015 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 5,000 | Disposed |
| Dec. 2, 2014 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $115.69 | Dec. 2, 2024 | 3,200 | Acquired |
| Dec. 1, 2014 | ROK | Performance Shares | Common Stock | · | Dec. 1, 2014 | 1,571 | Disposed |
| Oct. 2, 2014 | ROK | Performance Shares | Common Stock | · | Dec. 1, 2014 | 1,571 | Acquired |
| Feb. 26, 2014 | ROK | Employee Stock Option(Right to Buy) | Common Stock | $68.04 | Dec. 5, 2017 | 7,100 | Disposed |
| Feb. 26, 2014 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 3,400 | Disposed |
| Dec. 7, 2013 | ROK | Performance Shares | Common Stock | · | Dec. 7, 2013 | 1,296 | Disposed |
| Dec. 4, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $108.89 | Dec. 4, 2023 | 2,600 | Acquired |
| Nov. 12, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $56.36 | Nov. 7, 2015 | 1,750 | Disposed |
| Nov. 12, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $63.59 | Dec. 6, 2016 | 6,100 | Disposed |
| Oct. 1, 2013 | ROK | Performance Shares | Common Stock | · | Dec. 7, 2013 | 1,296 | Acquired |
| Aug. 5, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $56.36 | Nov. 7, 2015 | 8,450 | Disposed |
| Feb. 1, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $43.90 | Nov. 8, 2014 | 20,000 | Disposed |
| Dec. 9, 2012 | ROK | Performance Shares | Common Stock | · | Dec. 9, 2012 | 2,595 | Disposed |
| Dec. 6, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $80.11 | Dec. 6, 2022 | 3,400 | Acquired |
| Nov. 9, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $27.75 | Oct. 6, 2013 | 10,000 | Disposed |
| Oct. 1, 2012 | ROK | Performance Shares | Common Stock | · | Dec. 9, 2012 | 2,595 | Acquired |
| Feb. 16, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $27.75 | Oct. 6, 2013 | 5,000 | Disposed |
| Feb. 3, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $27.75 | Oct. 6, 2013 | 5,000 | Disposed |
| Jan. 31, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $15.50 | Oct. 7, 2012 | 1,400 | Disposed |
| Dec. 3, 2011 | ROK | Performance Shares | Common Stock | · | Dec. 3, 2011 | 4,000 | Disposed |
| Dec. 1, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $74.14 | Dec. 1, 2021 | 4,900 | Acquired |
| Oct. 3, 2011 | ROK | Performance Shares | Common Stock | · | Dec. 3, 2011 | 4,000 | Acquired |
| Feb. 3, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $15.50 | Oct. 7, 2012 | 4,000 | Disposed |
| Dec. 7, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $69.57 | Dec. 7, 2020 | 6,500 | Acquired |
| Dec. 5, 2010 | ROK | Performance Shares | Common Stock | · | Dec. 5, 2010 | 504 | Disposed |
| Nov. 18, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $13.40 | Oct. 1, 2011 | 900 | Disposed |
| Nov. 18, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $15.50 | Oct. 7, 2012 | 4,101 | Disposed |
| Oct. 1, 2010 | ROK | Performance Shares | Common Stock | · | Dec. 5, 2010 | 504 | Acquired |
| Aug. 4, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $13.40 | Oct. 1, 2011 | 2,500 | Disposed |
| Dec. 9, 2009 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $46.16 | Dec. 9, 2019 | 10,400 | Acquired |
| Dec. 6, 2009 | ROK | Performance Shares | Common Stock | · | Dec. 6, 2009 | 143 | Disposed |
| Nov. 16, 2009 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $13.40 | Oct. 1, 2011 | 4,000 | Disposed |
| Oct. 1, 2009 | ROK | Performance Shares | Common Stock | · | Dec. 6, 2009 | 143 | Acquired |
| Dec. 3, 2008 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 13,600 | Acquired |
| Dec. 5, 2007 | ROK | Employee Stock Option(Right to Buy) | Common Stock | $68.04 | Dec. 5, 2017 | 7,100 | Acquired |
| Nov. 14, 2007 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $13.40 | Oct. 1, 2011 | 2,001 | Disposed |
| Nov. 14, 2007 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $15.50 | Oct. 7, 2012 | 5,499 | Disposed |
| Dec. 6, 2006 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $63.59 | Dec. 6, 2016 | 6,100 | Acquired |
| Nov. 13, 2006 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $11.60 | Oct. 2, 2010 | 3,901 | Disposed |
| Nov. 13, 2006 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $13.40 | Oct. 1, 2011 | 2,599 | Disposed |
| Nov. 17, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock | $11.60 | Oct. 2, 2010 | 5,000 | Disposed |
| Nov. 7, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock | $56.36 | Nov. 7, 2015 | 10,200 | Acquired |
| Nov. 8, 2004 | ROK | Employee Stock Option (right to buy) | Common Stock | $12.48 | Sept. 2, 2008 | 747 | Disposed |
| Nov. 8, 2004 | ROK | Employee Stock Option (right to buy) | Common Stock | $20.35 | Oct. 4, 2009 | 5,805 | Disposed |
| Nov. 8, 2004 | ROK | Employee Stock Option (right to buy) | Common Stock | $43.90 | Nov. 8, 2014 | 20,000 | Acquired |
| Oct. 6, 2003 | ROK | Employee Stock | Common Stock | $27.75 | Oct. 6, 2003 | 20,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Holdings reported on Form 4 92 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Nov. 20, 2019 | ROK | Common Stock | 7,165 | · | · | Indirect |
| Nov. 15, 2019 | ROK | Common Stock | 1,720 | · | · | Indirect |
| Aug. 27, 2019 | ROK | Common Stock | 1,710 | · | · | Indirect |
| Dec. 6, 2018 | ROK | Common Stock | 1,679 | · | · | Indirect |
| Dec. 6, 2018 | ROK | Common Stock Share Equivalents | 174 | · | · | Indirect |
| Jan. 29, 2018 | ROK | Common Stock | 1,652 | · | · | Indirect |
| Dec. 12, 2017 | ROK | Common Stock | 1,645 | · | · | Indirect |
| Dec. 4, 2017 | ROK | Common Stock | 1,645 | · | · | Indirect |
| Dec. 4, 2017 | ROK | Common Stock Share Equivalents | 167 | · | · | Indirect |
| Aug. 17, 2017 | ROK | Common Stock | 1,620 | · | · | Indirect |
| Feb. 14, 2017 | ROK | Common Stock | 1,582 | · | · | Indirect |
| Dec. 8, 2016 | ROK | Common Stock | 1,543 | · | · | Indirect |
| Dec. 6, 2016 | ROK | Common Stock | 1,543 | · | · | Indirect |
| Dec. 6, 2016 | ROK | Common Stock Share Equivalents | 159 | · | · | Indirect |
| Dec. 1, 2016 | ROK | Common Stock | 1,541 | · | · | Indirect |
| Aug. 24, 2016 | ROK | Common Stock | 6,999 | · | · | Indirect |
| Dec. 8, 2015 | ROK | Common Stock | 6,823 | · | · | Indirect |
| Dec. 7, 2015 | ROK | Common Stock | 6,823 | · | · | Indirect |
| Dec. 7, 2015 | ROK | Common Stock Share Equivalents | 147 | · | · | Indirect |
| May 6, 2015 | ROK | Common Stock | 6,696 | · | · | Indirect |
| Feb. 17, 2015 | ROK | Common Stock | 6,644 | · | · | Indirect |
| Dec. 4, 2014 | ROK | Common Stock | 6,599 | · | · | Indirect |
| Dec. 4, 2014 | ROK | Common Stock Share Equivalents | 131 | · | · | Indirect |
| Dec. 3, 2014 | ROK | Common Stock | 6,599 | · | · | Indirect |
| Feb. 27, 2014 | ROK | Common Stock | 6,451 | · | · | Indirect |
| Dec. 10, 2013 | ROK | Common Stock | 6,419 | · | · | Indirect |
| Dec. 6, 2013 | ROK | Common Stock | 6,419 | · | · | Indirect |
| Dec. 6, 2013 | ROK | Common Stock Share Equivalents | 120 | · | · | Indirect |
| Aug. 6, 2013 | ROK | Common Stock | 10,362 | · | · | Indirect |
| Feb. 4, 2013 | ROK | Common Stock | 10,201 | · | · | Indirect |
| Dec. 11, 2012 | ROK | Common Stock | 10,135 | · | · | Indirect |
| Dec. 10, 2012 | ROK | Common Stock | 10,135 | · | · | Indirect |
| Dec. 10, 2012 | ROK | Common Stock Share Equivalents | 107 | · | · | Indirect |
| Nov. 28, 2012 | ROK | Common Stock | 6,554 | · | · | Indirect |
| Nov. 9, 2012 | ROK | Common Stock | 12,683 | · | · | Indirect |
| Feb. 16, 2012 | ROK | Common Stock | 12,371 | · | · | Indirect |
| Feb. 3, 2012 | ROK | Common Stock | 12,371 | · | · | Indirect |
| Feb. 1, 2012 | ROK | Common Stock | 12,371 | · | · | Indirect |
| Dec. 6, 2011 | ROK | Common Stock | 12,306 | · | · | Indirect |
| Dec. 5, 2011 | ROK | Common Stock | 12,306 | · | · | Indirect |
| Dec. 5, 2011 | ROK | Common Stock Share Equivalents | 91 | · | · | Indirect |
| Aug. 9, 2011 | ROK | Common Stock | 3,530 | · | · | Indirect |
| Feb. 7, 2011 | ROK | Common Stock | 10,915 | · | · | Indirect |
| Feb. 7, 2011 | ROK | Common Stock | 3,530 | · | · | Indirect |
| Dec. 9, 2010 | ROK | Common Stock | 10,843 | · | · | Indirect |
| Dec. 9, 2010 | ROK | Common Stock Share Equivalents | 71 | · | · | Indirect |
| Dec. 7, 2010 | ROK | Common Stock | 10,843 | · | · | Indirect |
| Nov. 19, 2010 | ROK | Common Stock | 10,843 | · | · | Indirect |
| Aug. 5, 2010 | ROK | Common Stock | 10,461 | · | · | Indirect |
| Dec. 11, 2009 | ROK | Common Stock | 9,746 | · | · | Indirect |
| Dec. 11, 2009 | ROK | Common Stock Share Equivalents | 57 | · | · | Indirect |
| Dec. 8, 2009 | ROK | Common Stock | 9,746 | · | · | Indirect |
| Nov. 17, 2009 | ROK | Common Stock | 9,746 | · | · | Indirect |
| Dec. 5, 2008 | ROK | Common Stock | 8,265 | · | · | Indirect |
| Dec. 5, 2008 | ROK | Common Stock Share Equivalents | 19 | · | · | Indirect |
| Nov. 12, 2008 | ROK | Common Stock | 8,265 | · | · | Indirect |
| Dec. 7, 2007 | ROK | Common Stock | 7,631 | · | · | Indirect |
| Dec. 7, 2007 | ROK | Common Stock Share Equivalents | 11 | · | · | Indirect |
| Nov. 15, 2007 | ROK | Common Stock | 7,607 | · | · | Indirect |
| Dec. 8, 2006 | ROK | Common Stock | 7,008 | · | · | Indirect |
| Dec. 8, 2006 | ROK | Common Stock Share Equivalents | 1 | · | · | Indirect |
| Nov. 14, 2006 | ROK | Common Stock | 6,923 | · | · | Indirect |
| Nov. 17, 2005 | ROK | Common Stock | 6,276 | · | · | Indirect |
| Nov. 17, 2005 | ROK | Employee Stock Option (right to buy) | 12,000 | $13.40 | Oct. 1, 2011 | Direct |
| Nov. 17, 2005 | ROK | Employee Stock Option (right to buy) | 15,000 | $15.50 | Oct. 7, 2012 | Direct |
| Nov. 17, 2005 | ROK | Employee Stock Option (right to buy) | 20,000 | $27.75 | Oct. 6, 2013 | Direct |
| Nov. 17, 2005 | ROK | Employee Stock Option (right to buy) | 20,000 | $43.90 | Nov. 8, 2014 | Direct |
| Nov. 17, 2005 | ROK | Employee Stock Option (right to buy) | 10,200 | $56.36 | Nov. 7, 2015 | Direct |
| Nov. 8, 2005 | ROK | Common Stock | 6,276 | · | · | Indirect |
| Nov. 8, 2005 | ROK | Employee Stock Option (right to buy) | 8,901 | $11.60 | Oct. 2, 2010 | Direct |
| Nov. 8, 2005 | ROK | Employee Stock Option (right to buy) | 12,000 | $13.40 | Oct. 1, 2011 | Direct |
| Nov. 8, 2005 | ROK | Employee Stock Option (right to buy) | 15,000 | $15.50 | Oct. 7, 2012 | Direct |
| Nov. 8, 2005 | ROK | Employee Stock Option (right to buy) | 20,000 | $27.75 | Oct. 6, 2013 | Direct |
| Nov. 8, 2005 | ROK | Employee Stock Option (right to buy) | 20,000 | $43.90 | Nov. 8, 2014 | Direct |
| Nov. 10, 2004 | ROK | Common Stock | 5,486 | · | · | Indirect |
| Nov. 10, 2004 | ROK | Employee Stock Option (right to buy) | 8,901 | $11.60 | Oct. 2, 2010 | Direct |
| Nov. 10, 2004 | ROK | Employee Stock Option (right to buy) | 12,000 | $13.40 | Oct. 1, 2011 | Direct |
| Nov. 10, 2004 | ROK | Employee Stock Option (right to buy) | 15,000 | $15.50 | Oct. 7, 2012 | Direct |
| Nov. 10, 2004 | ROK | Employee Stock Option (right to buy) | 20,000 | $27.75 | Oct. 6, 2013 | Direct |
| Feb. 6, 2004 | ROK | Employee Stock Option (right to buy) | 747 | $12.48 | Sept. 2, 2008 | Direct |
| Feb. 6, 2004 | ROK | Employee Stock Option (right to buy) | 5,805 | $20.35 | Oct. 4, 2009 | Direct |
| Feb. 6, 2004 | ROK | Employee Stock Option (right to buy) | 8,901 | $11.60 | Oct. 2, 2010 | Direct |
| Feb. 6, 2004 | ROK | Employee Stock Option (right to buy) | 12,000 | $13.40 | Oct. 1, 2001 | Direct |
| Feb. 6, 2004 | ROK | Employee Stock Option (right to buy) | 15,000 | $15.50 | Oct. 7, 2012 | Direct |
| Feb. 6, 2004 | ROK | Employee Stock | 20,000 | $27.75 | Oct. 6, 2003 | Direct |
| Oct. 7, 2003 | ROK | Common Stock | 3,266 | · | · | Indirect |
| Oct. 7, 2003 | ROK | Employee Stock Option (right to buy) | 2,580 | $15.63 | June 26, 2008 | Direct |
| Oct. 7, 2003 | ROK | Employee Stock Option (right to buy) | 2,167 | $12.48 | Sept. 2, 2008 | Direct |
| Oct. 7, 2003 | ROK | Employee Stock Option (right to buy) | 5,805 | $20.35 | Oct. 4, 2009 | Direct |
| Oct. 7, 2003 | ROK | Employee Stock Option (right to buy) | 8,901 | $11.60 | Oct. 2, 2010 | Direct |
| Oct. 7, 2003 | ROK | Employee Stock Option (right to buy) | 12,000 | $13.40 | Oct. 1, 2001 | Direct |
| Oct. 7, 2003 | ROK | Employee Stock Option (right to buy) | · | $15.50 | Oct. 7, 2012 | Direct |