David M Moffett

CIK 1185490 · View on SEC EDGAR ↗

Insider

First SEC filing: May 16, 2008 · Latest: May 16, 2008

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 89 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

89 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 3, 2021 CSX S 5,819 $101.93 $593,131 0 Direct -100.00% Disposed 49.5% (price as of 2026-08-20)
Jan. 26, 2015 EBAY S 10,120 $56.47 $571,476 9,266 Direct -52.20% Disposed 338.6% (price as of 2026-08-20)
April 21, 2008 EBAY P 5,000 $31.24 $156,200 5,000 Direct Acquired 692.9% (price as of 2026-08-20)
April 21, 2008 EBAY P 5,000 $31.24 $156,200 5,000 Direct Acquired 692.9% (price as of 2026-08-20)
July 27, 2005 USB S 166,122 $30.25 $5,025,190 102,187 Direct -61.91% Disposed 106.8% (price as of 2026-08-20)
Feb. 9, 2004 USB S 430 $27.84 $11,971 106,382 Direct -0.40% Disposed 124.7% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 31, 2021 GNW Deferred Stock Units Class A Common Stock (10,508) 10,508 Acquired
Sept. 30, 2020 GNW Deferred Stock Units Class A Common Stock (9,058) 9,058 Acquired
June 30, 2020 GNW Deferred Stock Units Class A Common Stock (12,093) 12,093 Acquired
March 31, 2020 GNW Deferred Stock Units Class A Common Stock (8,848) 8,848 Acquired
Dec. 31, 2019 GNW Deferred Stock Units Class A Common Stock (2,080) 2,080 Acquired
Sept. 30, 2019 GNW Deferred Stock Units Class A Common Stock (8,002) 8,002 Acquired
June 28, 2019 GNW Deferred Stock Units Class A Common Stock (10,730) 10,730 Acquired
March 29, 2019 GNW Deferred Stock Units Class A Common Stock (9,189) 9,189 Acquired
Dec. 31, 2018 GNW Deferred Stock Units Class A Common Stock (1,679) 1,679 Acquired
Sept. 28, 2018 GNW Deferred Stock Units Class A Common Stock (8,120) 8,120 Acquired
June 29, 2018 GNW Deferred Stock Units Class A Common Stock (8,175) 8,175 Acquired
March 29, 2018 GNW Deferred Stock Units Class A Common Stock (12,026) 12,026 Acquired
Dec. 31, 2017 GNW Deferred Stock Units Class A Common Stock (2,872) 2,872 Acquired
Sept. 30, 2017 GNW Deferred Stock Units Class A Common Stock (9,162) 9,162 Acquired
June 30, 2017 GNW Deferred Stock Units Class A Common Stock (9,402) 9,402 Acquired
March 31, 2017 GNW Deferred Stock Units Class A Common Stock (8,564) 8,564 Acquired
Sept. 30, 2016 GNW Deferred Stock Units Class A Common Stock (6,987) 6,987 Acquired
June 30, 2016 GNW Deferred Stock Units Class A Common Stock (10,854) 10,854 Acquired
March 31, 2016 GNW Deferred Stock Units Class A Common Stock (12,159) 12,159 Acquired
Dec. 31, 2015 GNW Deferred Stock Units Class A Common Stock (3,244) 3,244 Acquired
Sept. 30, 2015 GNW Deferred Stock Units Class A Common Stock (11,695) 11,695 Acquired
July 17, 2015 PYPL Non-Qualified Stock Option (right to buy) Common Stock April 29, 2017 14,492 Acquired
July 17, 2015 PYPL Non-Qualified Stock Option (right to buy) Common Stock April 29, 2016 16,516 Acquired
June 30, 2015 GNW Deferred Stock Units Class A Common Stock (7,297) 7,297 Acquired
March 31, 2015 GNW Deferred Stock Units Class A Common Stock (7,763) 7,763 Acquired
Jan. 26, 2015 EBAY Non-Qualified Stock Option (right to buy) Common Stock (10,120) $29.17 June 19, 2015 10,120 Disposed
Dec. 31, 2014 GNW Deferred Stock Units Class A Common Stock (4,149) 4,149 Acquired
Sept. 30, 2014 GNW Deferred Stock Units Class A Common Stock (2,596) 2,596 Acquired
June 30, 2014 GNW Deferred Stock Units Class A Common Stock (1,967) 1,967 Acquired
March 31, 2014 GNW Deferred Stock Units Class A Common Stock (2,016) 2,016 Acquired
Dec. 31, 2013 GNW Deferred Stock Units Class A Common Stock (1,867) 1,867 Acquired
Sept. 30, 2013 GNW Deferred Stock Units Class A Common Stock (2,305) 2,305 Acquired
June 28, 2013 GNW Deferred Stock Units Class A Common Stock (2,599) 2,599 Acquired
April 18, 2013 EBAY Deferred Stock Units Common Stock (4,166) $0.00 April 18, 2023 4,166 Acquired
March 28, 2013 GNW Deferred Stock Units Class A Common Stock (2,849) 2,849 Acquired
Dec. 31, 2012 GNW Deferred Stock Units Class A Common Stock (1,376) 1,376 Acquired
April 26, 2012 EBAY Deferred Stock Units Common Stock (5,359) $0.00 April 26, 2022 5,359 Acquired
April 28, 2011 EBAY Deferred Stock Units Common Stock (6,470) $0.00 April 28, 2011 6,470 Acquired
April 29, 2010 EBAY Non-Qualified Stock Option (right to buy) Common Stock (14,492) $24.24 April 29, 2017 14,492 Acquired
April 29, 2010 EBAY Deferred Stock Units Common Stock (4,537) $0.00 April 29, 2020 4,537 Acquired
April 29, 2009 EBAY Non-Qualified Stock Option (right to buy) Common Stock (16,516) $16.47 April 29, 2016 16,516 Acquired
April 29, 2009 EBAY Deferred Stock Units Common Stock (6,678) $0.00 April 29, 2019 6,678 Acquired
Feb. 1, 2009 EBAY Deferred Stock Units Common Stock (1,039) $0.00 Feb. 1, 2019 1,039 Acquired
Nov. 1, 2008 EBAY Deferred Stock Units Common Stock (818) $0.00 Nov. 1, 2018 818 Acquired
Aug. 1, 2008 EBAY Deferred Stock Units Common Stock (508) $0.00 Aug. 1, 2018 508 Acquired
June 19, 2008 EBAY Non-Qualified Stock Option (right to buy) Common Stock (10,120) $29.17 June 19, 2015 10,120 Acquired
June 19, 2008 EBAY Deferred Stock Units Common Stock (3,771) $0.00 3,771 Acquired
June 13, 2008 SSP Option Class A Common (10,000) $46.49 June 12, 2018 1 Acquired
May 1, 2008 EBAY Deferred Stock Units Common Stock (393) $0.00 May 1, 2018 393 Acquired
July 17, 2007 EBAY Deferred Stock Units Common Stock (4,379) $0.00 4,379 Acquired
July 13, 2007 EBAY Deferred Stock Units Common Stock (4,418) $0.00 4,418 Acquired
Jan. 17, 2007 USB Employee Stock Options (Right to Buy) Common Stock (459,559) $35.76 Jan. 17, 2017 459,559 Acquired
Jan. 17, 2006 USB Employee Stock Option (Right to Buy) Common Stock (391,641) $30.00 Jan. 17, 2016 391,641 Acquired
July 27, 2005 USB Employee Stock Option (Right to Buy) Common Stock (156,173) $10.04 Dec. 9, 2006 156,173 Disposed
July 27, 2005 USB Employee Stock Option (Right to Buy) Common Stock (9,949) $10.04 Dec. 10, 2006 9,949 Disposed
Jan. 18, 2005 USB Employee Stock Option (Right to Buy) Common Stock (370,722) $30.40 Jan. 18, 2015 370,722 Acquired
Feb. 9, 2004 USB Deferred Compensation Plan Participation Common Stock (14,953) 14,953 Acquired
Feb. 9, 2004 USB Employee Stock Option (Right to Buy) Common Stock (430) $6.72 Dec. 9, 2005 430 Disposed
Feb. 6, 2004 USB Employee Stock Option (Right to Buy) Common Stock (14,878) $6.72 Dec. 12, 2005 14,878 Disposed
Feb. 6, 2004 USB Employee Stock Option (Right to Buy) Common Stock (4,828) $6.72 Dec. 9, 2005 4,828 Disposed
Jan. 30, 2004 USB Deferred Compensation Plan Participation Common Stock (7,328) 6,578 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 2, 2024 TY Tri-Continental Corporation Common Stock 100 Direct
June 29, 2015 PYPL Common stock, par value $0.0001 per share 0 Direct
May 11, 2015 CSX Common Stock 0 Direct
May 11, 2007 SSP Class A Common Shares, $.01 par value per share 0 Direct
May 11, 2007 SSP Common Voting Shares, $.01 par value per share 0 Direct
May 11, 2007 SSP Option→ Class A Common (10,000) 10,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

USB

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2007
2006 $550,021 $99,678 $1,863,678 $1,000,000 $1,393,171 $32,441 $4,938,989
2005 $525,020 $1,250,000 $0 $2,500,000 $8,400 $4,283,420

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.