David M Testa

CIK 1203075 · View on SEC EDGAR ↗

Insider

First SEC filing: June 2, 2004 · Latest: June 2, 2004

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

TROW selling March 31, 2004

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 30, 2004	TROW	A	86	—	—	1,177,426 Direct	+0.01%	Acquired	(price as of 2026-08-19)
March 31, 2004	TROW	S	78,162	$53.65	$4,193,391	1,177,341 Direct	-6.23%	Disposed	318.7% (price as of 2026-08-19)
March 30, 2004	TROW	A	18,729	—	—	18,729 Direct	—	Acquired	(price as of 2026-08-19)
March 30, 2004	TROW	M	125,000	—	—	151,800 Direct	-45.16%	Disposed	(price as of 2026-08-19)
March 30, 2004	TROW	F	46,838	$53.81	$2,520,353	1,255,503 Direct	-3.60%	Disposed	317.4% (price as of 2026-08-19)
March 30, 2004	TROW	M	125,000	$8.06	$1,007,500	1,302,341 Direct	+10.62%	Acquired	2686.8% (price as of 2026-08-19)
Feb. 27, 2004	TROW	A	42	—	—	1,177,341 Direct	0.00%	Acquired	(price as of 2026-08-19)
Feb. 18, 2004	TROW	S	35,565	$53.00	$1,884,945	1,177,298 Direct	-2.93%	Disposed	323.8% (price as of 2026-08-19)
Feb. 17, 2004	TROW	S	81,617	$53.01	$4,326,517	1,212,863 Direct	-6.31%	Disposed	323.7% (price as of 2026-08-19)
Feb. 13, 2004	TROW	S	4,310	$53.02	$228,516	1,294,480 Direct	-0.33%	Disposed	323.7% (price as of 2026-08-19)
Feb. 12, 2004	TROW	S	3,348	$53.02	$177,511	1,298,790 Direct	-0.26%	Disposed	323.7% (price as of 2026-08-19)
Feb. 11, 2004	TROW	M	200,000	$8.06	$1,612,000	1,377,298 Direct	+16.99%	Acquired	2686.8% (price as of 2026-08-19)
Feb. 11, 2004	TROW	F	75,160	$53.28	$4,004,525	1,302,138 Direct	-5.46%	Disposed	321.6% (price as of 2026-08-19)
Feb. 11, 2004	TROW	M	200,000	—	—	276,800 Direct	-41.95%	Disposed	(price as of 2026-08-19)
Feb. 11, 2004	TROW	A	30,264	—	—	30,264 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 9, 2004	TROW	A	92	—	—	1,177,298 Direct	+0.01%	Acquired	(price as of 2026-08-19)
Dec. 31, 2003	TROW	A	24	$47.39	$1,137	1,177,206 Direct	0.00%	Acquired	374.0% (price as of 2026-08-19)
Dec. 23, 2003	TROW	G	660	—	—	1,177,182 Direct	-0.06%	Disposed	(price as of 2026-08-19)
Dec. 9, 2003	TROW	G	4,880	—	—	1,183,742 Direct	-0.41%	Disposed	(price as of 2026-08-19)
Oct. 31, 2003	TROW	A	55	—	—	1,188,622 Direct	0.00%	Acquired	(price as of 2026-08-19)
July 31, 2003	TROW	A	154	—	—	1,188,568 Direct	+0.01%	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 30, 2004	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (18,729)	$53.81	Nov. 10, 2004	18,729	Acquired
March 30, 2004	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (125,000)	$8.06	Nov. 10, 2004	125,000	Disposed
Feb. 11, 2004	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (200,000)	$8.06	Nov. 10, 2004	200,000	Disposed
Feb. 11, 2004	TROW	Non-Qualified Stock Option (right to buy)	Common Stock (30,264)	$53.28	Nov. 10, 2004	30,264	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).