David Maki

Insider

First SEC filing: June 25, 2015 · Latest: June 25, 2015

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 16, 2015	PULM	A	12,720	—	—	12,720 Direct	—	Acquired	(price as of 2026-08-20)
June 16, 2015	PULM	P	36,375	$6.88	$250,260	218,194 Indirect	+20.01%	Acquired	-99.9% (price as of 2026-08-20)
June 16, 2015	PULM	P	36,375	$6.88	$250,260	218,194 Indirect	+20.01%	Acquired	-99.9% (price as of 2026-08-20)
June 15, 2015	PULM	A	398,754	—	—	398,754 Indirect	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	398,754	—	—	398,754 Indirect	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	1,186	—	—	1,186 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	14,850	—	—	14,850 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	1,186	—	—	1,186 Direct	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	398,754	—	—	398,754 Indirect	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	398,754	—	—	398,754 Indirect	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	181,819	—	—	181,819 Indirect	—	Acquired	(price as of 2026-08-20)
June 15, 2015	PULM	A	181,819	—	—	181,819 Indirect	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 16, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$11.80	June 16, 2025	12,720	Acquired
June 15, 2015	PULM	Warrants to Purchase Common Stock	Common Stock	—	—	398,754	Acquired
June 15, 2015	PULM	Warrants to Purchase Common Stock	Common Stock	—	—	398,754	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.20	Oct. 5, 2020	1,186	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.20	May 24, 2020	14,850	Acquired
June 15, 2015	PULM	Stock Option (Right to Buy)	Common Stock	$2.20	Dec. 9, 2019	1,186	Acquired
June 15, 2015	PULM	Warrants to Purchase Common Stock	Common Stock	$7.56	—	398,754	Acquired
June 15, 2015	PULM	Warrants to Purchase Common Stock	Common Stock	$7.56	—	398,754	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).