David P Bozeman

Insider

First SEC filing: May 13, 2026 · Latest: May 13, 2026

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 52 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

52 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 26, 2026	CHRW	F	11,693	$180.34	$2,108,716	178,978 Direct	-6.13%	Disposed	-20.3% (price as of 2026-08-20)
May 12, 2026	MMM	A	1,360	$143.34	$194,942	1,360 Direct	—	Acquired	25.8% (price as of 2026-08-20)
May 13, 2025	MMM	A	1,297	$150.33	$194,978	1,639 Indirect	+379.24%	Acquired	20.0% (price as of 2026-08-20)
Feb. 6, 2025	MMM	A	340	$152.45	$51,833	340 Indirect	—	Acquired	18.3% (price as of 2026-08-20)
Nov. 14, 2023	CHRW	P	1,807	$82.91	$149,818	144,391 Direct	+1.27%	Acquired	73.3% (price as of 2026-08-20)
June 26, 2023	CHRW	A	128,201	—	—	142,584 Direct	+891.34%	Acquired	(price as of 2026-08-20)
June 26, 2023	CHRW	A	14,383	—	—	14,383 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 30, 2016	CAT	A	78	$88.77	$6,924	4,805 Direct	+1.65%	Acquired	810.8% (price as of 2026-08-20)
Aug. 31, 2016	CAT	A	86	$81.95	$7,048	4,727 Direct	+1.85%	Acquired	886.6% (price as of 2026-08-20)
July 29, 2016	CAT	A	84	$82.76	$6,952	4,641 Direct	+1.84%	Acquired	877.0% (price as of 2026-08-20)
June 30, 2016	CAT	A	92	$75.81	$6,975	4,557 Direct	+2.06%	Acquired	966.5% (price as of 2026-08-20)
June 9, 2016	WY	S	1,929	$30.30	$58,449	6,262 Direct	-23.55%	Disposed	-18.4% (price as of 2026-08-20)
May 31, 2016	CAT	A	44	$72.51	$3,190	3,624 Direct	+1.23%	Acquired	1015.1% (price as of 2026-08-20)
May 22, 2016	WY	F	57	$30.42	$1,734	8,191 Direct	-0.69%	Disposed	-18.7% (price as of 2026-08-20)
May 20, 2016	WY	A	3,940	—	—	8,248 Direct	+91.46%	Acquired	(price as of 2026-08-20)
May 2, 2016	CAT	F	52	$77.35	$4,022	24,260 Direct	-0.21%	Disposed	945.3% (price as of 2026-08-20)
March 7, 2016	CAT	A	66,434	—	—	66,434 Direct	—	Acquired	(price as of 2026-08-20)
March 4, 2016	CAT	A	841	$72.84	$61,258	4,465 Direct	+23.21%	Acquired	1010.0% (price as of 2026-08-20)
Feb. 12, 2016	WY	F	7	$22.22	$156	4,269 Direct	-0.16%	Disposed	11.3% (price as of 2026-08-20)
Dec. 31, 2015	CAT	A	102	$67.96	$6,932	3,580 Direct	+2.93%	Acquired	1089.7% (price as of 2026-08-20)
Nov. 30, 2015	CAT	A	96	$72.65	$6,974	3,478 Direct	+2.84%	Acquired	1012.9% (price as of 2026-08-20)
Oct. 30, 2015	CAT	A	96	$72.99	$7,007	3,382 Direct	+2.92%	Acquired	1007.7% (price as of 2026-08-20)
Sept. 30, 2015	CAT	A	106	$65.36	$6,928	3,286 Direct	+3.33%	Acquired	1137.0% (price as of 2026-08-20)
Aug. 31, 2015	CAT	A	92	$76.44	$7,032	3,180 Direct	+2.98%	Acquired	957.7% (price as of 2026-08-20)
Aug. 27, 2015	CAT	A	1,578	$75.66	$119,391	3,088 Direct	+104.50%	Acquired	968.6% (price as of 2026-08-20)
July 31, 2015	CAT	A	18	$78.63	$1,415	1,510 Direct	+1.21%	Acquired	928.3% (price as of 2026-08-20)
June 30, 2015	CAT	A	16	$84.82	$1,357	1,492 Direct	+1.08%	Acquired	853.2% (price as of 2026-08-20)
May 29, 2015	CAT	A	5	$85.32	$427	1,476 Direct	+0.34%	Acquired	847.6% (price as of 2026-08-20)
May 22, 2015	WY	A	3,678	—	—	4,152 Direct	+775.95%	Acquired	(price as of 2026-08-20)
May 2, 2015	CAT	F	77	$87.56	$6,742	14,224 Direct	-0.54%	Disposed	823.4% (price as of 2026-08-20)
May 1, 2015	CAT	F	382	$87.52	$33,433	14,301 Direct	-2.60%	Disposed	823.8% (price as of 2026-08-20)
March 6, 2015	CAT	A	397	$80.06	$31,784	1,471 Direct	+36.96%	Acquired	909.9% (price as of 2026-08-20)
March 2, 2015	CAT	A	97,321	—	—	97,321 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 12, 2015	WY	A	470	—	—	470 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2014	CAT	A	14	$92.59	$1,296	1,074 Direct	+1.32%	Acquired	773.2% (price as of 2026-08-20)
Nov. 28, 2014	CAT	A	13	$100.60	$1,308	1,060 Direct	+1.24%	Acquired	703.7% (price as of 2026-08-20)
Oct. 31, 2014	CAT	A	13	$101.41	$1,318	1,047 Direct	+1.26%	Acquired	697.3% (price as of 2026-08-20)
Sept. 30, 2014	CAT	A	13	$99.03	$1,287	1,034 Direct	+1.27%	Acquired	716.4% (price as of 2026-08-20)
Aug. 29, 2014	CAT	A	12	$109.07	$1,309	1,021 Direct	+1.19%	Acquired	641.3% (price as of 2026-08-20)
July 31, 2014	CAT	A	13	$100.75	$1,310	1,009 Direct	+1.31%	Acquired	702.5% (price as of 2026-08-20)
June 30, 2014	CAT	A	12	$108.67	$1,304	996 Direct	+1.22%	Acquired	644.0% (price as of 2026-08-20)
May 30, 2014	CAT	A	3	$102.23	$307	984 Direct	+0.31%	Acquired	690.9% (price as of 2026-08-20)
May 2, 2014	CAT	M	167	—	—	333 Direct	+100.60%	Acquired	(price as of 2026-08-20)
May 2, 2014	CAT	F	55	$105.16	$5,784	15,602 Direct	-0.35%	Disposed	668.9% (price as of 2026-08-20)
May 2, 2014	CAT	M	167	—	—	15,657 Direct	+1.08%	Acquired	(price as of 2026-08-20)
March 3, 2014	CAT	A	53,864	—	—	53,864 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2013	CAT	A	14	$90.81	$1,271	846 Direct	+1.68%	Acquired	790.4% (price as of 2026-08-20)
Nov. 29, 2013	CAT	A	15	$84.60	$1,269	832 Direct	+1.84%	Acquired	855.7% (price as of 2026-08-20)
Nov. 4, 2013	CAT	F	2,113	$83.72	$176,900	15,490 Direct	-12.00%	Disposed	865.8% (price as of 2026-08-20)
Oct. 31, 2013	CAT	A	15	$83.36	$1,250	817 Direct	+1.87%	Acquired	869.9% (price as of 2026-08-20)
Sept. 30, 2013	CAT	A	15	$83.40	$1,251	783 Direct	+1.95%	Acquired	869.5% (price as of 2026-08-20)
Aug. 30, 2013	CAT	A	16	$82.54	$1,321	768 Direct	+2.13%	Acquired	879.6% (price as of 2026-08-20)
July 31, 2013	CAT	A	16	$82.06	$1,313	752 Direct	+2.17%	Acquired	885.3% (price as of 2026-08-20)
June 28, 2013	CAT	A	7	$82.49	$577	736 Direct	+0.96%	Acquired	880.2% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 30, 2016	CAT	Phantom Stock Units	Common Stock (78)	—	—	78	Acquired
Aug. 31, 2016	CAT	Phantom Stock Units	Common Stock (86)	—	—	86	Acquired
July 29, 2016	CAT	Phantom Stock Units	Common Stock (84)	—	—	84	Acquired
June 30, 2016	CAT	Phantom Stock Units	Common Stock (92)	—	—	92	Acquired
May 31, 2016	CAT	Phantom Stock Units	Common Stock (44)	—	—	44	Acquired
March 7, 2016	CAT	Employee Stock Option	Common Stock (66,434)	$74.77	March 7, 2026	66,434	Acquired
March 4, 2016	CAT	Phantom Stock Units	Common Stock (841)	—	—	841	Acquired
Dec. 31, 2015	CAT	Phantom Stock Units	Common Stock (102)	—	—	102	Acquired
Nov. 30, 2015	CAT	Phantom Stock Units	Common Stock (96)	—	—	96	Acquired
Oct. 30, 2015	CAT	Phantom Stock Units	Common Stock (96)	—	—	96	Acquired
Sept. 30, 2015	CAT	Phantom Stock Units	Common Stock (106)	—	—	106	Acquired
Aug. 31, 2015	CAT	Phantom Stock Units	Common Stock (92)	—	—	92	Acquired
Aug. 27, 2015	CAT	Phantom Stock Units	Common Stock (1,578)	—	—	1,578	Acquired
July 31, 2015	CAT	Phantom Stock Units	Common Stock (18)	—	—	18	Acquired
June 30, 2015	CAT	Phantom Stock Units	Common Stock (16)	—	—	16	Acquired
May 29, 2015	CAT	Phantom Stock Units	Common Stock (5)	—	—	5	Acquired
March 6, 2015	CAT	Phantom Stock Units	Common Stock (397)	—	—	397	Acquired
March 2, 2015	CAT	Employee Stock Option	Common Stock (97,321)	$83.00	March 2, 2025	97,321	Acquired
Dec. 31, 2014	CAT	Phantom Stock Units	Common Stock (14)	—	—	14	Acquired
Nov. 28, 2014	CAT	Phantom Stock Units	Common Stock (13)	—	—	13	Acquired
Oct. 31, 2014	CAT	Phantom Stock Units	Common Stock (13)	—	—	13	Acquired
Sept. 30, 2014	CAT	Phantom Stock Units	Common Stock (13)	—	—	13	Acquired
Aug. 29, 2014	CAT	Phantom Stock Units	Common Stock (12)	—	—	12	Acquired
July 31, 2014	CAT	Phantom Stock Units	Common Stock (13)	—	—	13	Acquired
June 30, 2014	CAT	Phantom Stock Units	Common Stock (12)	—	—	12	Acquired
May 30, 2014	CAT	Phantom Stock Units	Common Stock (3)	—	—	3	Acquired
May 2, 2014	CAT	Restricted Stock Units	Common Stock (167)	—	—	167	Acquired
March 3, 2014	CAT	Employee Stock Options	Common Stock (53,864)	$96.31	March 3, 2024	53,864	Acquired
Dec. 31, 2013	CAT	Phantom Stock Units	Common Stock (14)	—	—	14	Acquired
Nov. 29, 2013	CAT	Phantom Stock Units	Common Stock (15)	—	—	15	Acquired
Oct. 31, 2013	CAT	Phantom Stock Units	Common Stock (15)	—	—	15	Acquired
Sept. 30, 2013	CAT	Phantom Stock Units	Common Stock (15)	—	—	15	Acquired
Aug. 30, 2013	CAT	Phantom Stock Units	Common Stock (16)	—	—	16	Acquired
July 31, 2013	CAT	Phantom Stock Units	Common Stock (16)	—	—	16	Acquired
June 28, 2013	CAT	Phantom Stock Units	Common Stock (7)	—	—	7	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 13, 2013	CAT	Common Stock	17,503	Direct
May 13, 2013	CAT	Employee Stock Option→ Common Stock (27,083)	27,083	Direct
May 13, 2013	CAT	Employee Stock Option→ Common Stock (21,416)	21,416	Direct
May 13, 2013	CAT	Stock Appreciation Right→ Common Stock (4,950)	4,950	Direct
May 13, 2013	CAT	Stock Appreciation Right→ Common Stock (57,642)	57,642	Direct
May 13, 2013	CAT	Stock Appreciation Right→ Common Stock (23,379)	23,379	Direct
May 13, 2013	CAT	Phantom Stock Units→ Common Stock (729)	729	Direct