David P Bozeman — SEC Insider Profile, Roles & Companies

Insider at

CAT MMM WY selling June 9, 2016 CHRW buying Feb. 12, 2026

Insider transactions

1 buys (P) 0 sells (S) Net: $199,765 + 66 non-open-market transactions below Avg return of open purchases vs now: -13.9% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

66 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 26, 2026	CHRW	F	11,693	$180.34	$2,108,716	178,978 Direct	-6.13%	Disposed	-22.0% (price as of 2026-10-05)
May 12, 2026	MMM	A	1,360	$143.34	$194,942	1,360 Direct	·	Acquired	13.8% (price as of 2026-10-05)
Feb. 12, 2026	CHRW	P	1,223	$163.34	$199,765	190,600 Direct	+0.65%	Acquired	-13.9% (price as of 2026-10-05)
Feb. 4, 2026	CHRW	A	20,740	·	·	171,740 Direct	+13.74%	Acquired	(price as of 2026-10-05)
Feb. 4, 2026	CHRW	A	31,201	·	·	202,941 Direct	+18.17%	Acquired	(price as of 2026-10-05)
Feb. 4, 2026	CHRW	F	13,564	$199.71	$2,708,866	189,377 Direct	-6.68%	Disposed	-29.6% (price as of 2026-10-05)
Dec. 31, 2025	CHRW	F	11,209	$161.96	$1,815,410	151,000 Direct	-6.91%	Disposed	-13.2% (price as of 2026-10-05)
June 26, 2025	CHRW	F	17,538	$92.71	$1,625,948	162,121 Direct	-9.76%	Disposed	51.7% (price as of 2026-10-05)
May 13, 2025	MMM	A	1,297	$150.33	$194,978	1,639 Indirect	+379.24%	Acquired	8.6% (price as of 2026-10-05)
Feb. 6, 2025	MMM	A	340	$152.45	$51,833	340 Indirect	·	Acquired	7.0% (price as of 2026-10-05)
Feb. 5, 2025	CHRW	A	28,880	·	·	165,590 Direct	+21.13%	Acquired	(price as of 2026-10-05)
Feb. 5, 2025	CHRW	A	23,147	·	·	188,737 Direct	+13.98%	Acquired	(price as of 2026-10-05)
Feb. 5, 2025	CHRW	F	9,044	$98.83	$893,819	179,693 Direct	-4.79%	Disposed	42.3% (price as of 2026-10-05)
Dec. 31, 2024	CHRW	F	6,819	$103.48	$705,630	136,710 Direct	-4.75%	Disposed	35.9% (price as of 2026-10-05)
June 26, 2024	CHRW	F	14,615	$89.50	$1,308,042	143,529 Direct	-9.24%	Disposed	57.1% (price as of 2026-10-05)
Feb. 5, 2024	CHRW	A	30,470	·	·	158,144 Direct	-16.15%	Disposed	(price as of 2026-10-05)
Feb. 5, 2024	CHRW	A	38,080	·	·	165,754 Direct	-18.68%	Disposed	(price as of 2026-10-05)
Jan. 16, 2024	CHRW	F	1,743	$86.87	$151,414	142,648 Direct	-1.21%	Disposed	61.9% (price as of 2026-10-05)
Jan. 16, 2024	CHRW	F	14,974	$86.87	$1,300,791	127,674 Direct	-10.50%	Disposed	61.9% (price as of 2026-10-05)
Nov. 14, 2023	CHRW	P	1,807	$82.91	$149,818	144,391 Direct	+1.27%	Acquired	69.6% (price as of 2026-10-05)
June 26, 2023	CHRW	A	128,201	·	·	142,584 Direct	+891.34%	Acquired	(price as of 2026-10-05)
June 26, 2023	CHRW	A	14,383	·	·	14,383 Direct	·	Acquired	(price as of 2026-10-05)
Sept. 30, 2016	CAT	A	78	$88.77	$6,924	4,805 Direct	+1.65%	Acquired	855.4% (price as of 2026-10-05)
Aug. 31, 2016	CAT	A	86	$81.95	$7,048	4,727 Direct	+1.85%	Acquired	934.9% (price as of 2026-10-05)
July 29, 2016	CAT	A	84	$82.76	$6,952	4,641 Direct	+1.84%	Acquired	924.8% (price as of 2026-10-05)
June 30, 2016	CAT	A	92	$75.81	$6,975	4,557 Direct	+2.06%	Acquired	1018.8% (price as of 2026-10-05)
June 9, 2016	WY	S	1,929	$30.30	$58,449	6,262 Direct	-23.55%	Disposed	-39.0% (price as of 2026-10-05)
May 31, 2016	CAT	A	44	$72.51	$3,190	3,624 Direct	+1.23%	Acquired	1069.7% (price as of 2026-10-05)
May 22, 2016	WY	F	57	$30.42	$1,734	8,191 Direct	-0.69%	Disposed	-39.2% (price as of 2026-10-05)
May 20, 2016	WY	A	3,940	·	·	8,248 Direct	+91.46%	Acquired	(price as of 2026-10-05)
May 2, 2016	CAT	F	52	$77.35	$4,022	24,260 Direct	-0.21%	Disposed	996.5% (price as of 2026-10-05)
March 7, 2016	CAT	A	66,434	·	·	66,434 Direct	·	Acquired	(price as of 2026-10-05)
March 4, 2016	CAT	A	841	$72.84	$61,258	4,465 Direct	+23.21%	Acquired	1064.4% (price as of 2026-10-05)
Feb. 12, 2016	WY	F	7	$22.22	$156	4,269 Direct	-0.16%	Disposed	-16.8% (price as of 2026-10-05)
Dec. 31, 2015	CAT	A	102	$67.96	$6,932	3,580 Direct	+2.93%	Acquired	1148.0% (price as of 2026-10-05)
Nov. 30, 2015	CAT	A	96	$72.65	$6,974	3,478 Direct	+2.84%	Acquired	1067.4% (price as of 2026-10-05)
Oct. 30, 2015	CAT	A	96	$72.99	$7,007	3,382 Direct	+2.92%	Acquired	1062.0% (price as of 2026-10-05)
Sept. 30, 2015	CAT	A	106	$65.36	$6,928	3,286 Direct	+3.33%	Acquired	1197.6% (price as of 2026-10-05)
Aug. 31, 2015	CAT	A	92	$76.44	$7,032	3,180 Direct	+2.98%	Acquired	1009.5% (price as of 2026-10-05)
Aug. 27, 2015	CAT	A	1,578	$75.66	$119,391	3,088 Direct	+104.50%	Acquired	1021.0% (price as of 2026-10-05)
July 31, 2015	CAT	A	18	$78.63	$1,415	1,510 Direct	+1.21%	Acquired	978.6% (price as of 2026-10-05)
June 30, 2015	CAT	A	16	$84.82	$1,357	1,492 Direct	+1.08%	Acquired	899.9% (price as of 2026-10-05)
May 29, 2015	CAT	A	5	$85.32	$427	1,476 Direct	+0.34%	Acquired	894.1% (price as of 2026-10-05)
May 22, 2015	WY	A	3,678	·	·	4,152 Direct	+775.95%	Acquired	(price as of 2026-10-05)
May 2, 2015	CAT	F	77	$87.56	$6,742	14,224 Direct	-0.54%	Disposed	868.6% (price as of 2026-10-05)
May 1, 2015	CAT	F	382	$87.52	$33,433	14,301 Direct	-2.60%	Disposed	869.1% (price as of 2026-10-05)
March 6, 2015	CAT	A	397	$80.06	$31,784	1,471 Direct	+36.96%	Acquired	959.4% (price as of 2026-10-05)
March 2, 2015	CAT	A	97,321	·	·	97,321 Direct	·	Acquired	(price as of 2026-10-05)
Feb. 12, 2015	WY	A	470	·	·	470 Direct	·	Acquired	(price as of 2026-10-05)
Dec. 31, 2014	CAT	A	14	$92.59	$1,296	1,074 Direct	+1.32%	Acquired	816.0% (price as of 2026-10-05)
Nov. 28, 2014	CAT	A	13	$100.60	$1,308	1,060 Direct	+1.24%	Acquired	743.1% (price as of 2026-10-05)
Oct. 31, 2014	CAT	A	13	$101.41	$1,318	1,047 Direct	+1.26%	Acquired	736.3% (price as of 2026-10-05)
Sept. 30, 2014	CAT	A	13	$99.03	$1,287	1,034 Direct	+1.27%	Acquired	756.4% (price as of 2026-10-05)
Aug. 29, 2014	CAT	A	12	$109.07	$1,309	1,021 Direct	+1.19%	Acquired	677.6% (price as of 2026-10-05)
July 31, 2014	CAT	A	13	$100.75	$1,310	1,009 Direct	+1.31%	Acquired	741.8% (price as of 2026-10-05)
June 30, 2014	CAT	A	12	$108.67	$1,304	996 Direct	+1.22%	Acquired	680.5% (price as of 2026-10-05)
May 30, 2014	CAT	A	3	$102.23	$307	984 Direct	+0.31%	Acquired	729.6% (price as of 2026-10-05)
May 2, 2014	CAT	M	167	·	·	333 Direct	+100.60%	Acquired	(price as of 2026-10-05)
May 2, 2014	CAT	F	55	$105.16	$5,784	15,602 Direct	-0.35%	Disposed	706.5% (price as of 2026-10-05)
May 2, 2014	CAT	M	167	·	·	15,657 Direct	+1.08%	Acquired	(price as of 2026-10-05)
March 3, 2014	CAT	A	53,864	·	·	53,864 Direct	·	Acquired	(price as of 2026-10-05)
Dec. 31, 2013	CAT	A	14	$90.81	$1,271	846 Direct	+1.68%	Acquired	834.0% (price as of 2026-10-05)
Nov. 29, 2013	CAT	A	15	$84.60	$1,269	832 Direct	+1.84%	Acquired	902.5% (price as of 2026-10-05)
Nov. 4, 2013	CAT	F	2,113	$83.72	$176,900	15,490 Direct	-12.00%	Disposed	913.1% (price as of 2026-10-05)
Oct. 31, 2013	CAT	A	15	$83.36	$1,250	817 Direct	+1.87%	Acquired	917.4% (price as of 2026-10-05)
Sept. 30, 2013	CAT	A	15	$83.40	$1,251	783 Direct	+1.95%	Acquired	917.0% (price as of 2026-10-05)
Aug. 30, 2013	CAT	A	16	$82.54	$1,321	768 Direct	+2.13%	Acquired	927.6% (price as of 2026-10-05)
July 31, 2013	CAT	A	16	$82.06	$1,313	752 Direct	+2.17%	Acquired	933.6% (price as of 2026-10-05)
June 28, 2013	CAT	A	7	$82.49	$577	736 Direct	+0.96%	Acquired	928.2% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 30, 2016	CAT	Phantom Stock Units	Common Stock (78)	·	·	78	Acquired
Aug. 31, 2016	CAT	Phantom Stock Units	Common Stock (86)	·	·	86	Acquired
July 29, 2016	CAT	Phantom Stock Units	Common Stock (84)	·	·	84	Acquired
June 30, 2016	CAT	Phantom Stock Units	Common Stock (92)	·	·	92	Acquired
May 31, 2016	CAT	Phantom Stock Units	Common Stock (44)	·	·	44	Acquired
March 7, 2016	CAT	Employee Stock Option	Common Stock (66,434)	$74.77	March 7, 2026	66,434	Acquired
March 4, 2016	CAT	Phantom Stock Units	Common Stock (841)	·	·	841	Acquired
Dec. 31, 2015	CAT	Phantom Stock Units	Common Stock (102)	·	·	102	Acquired
Nov. 30, 2015	CAT	Phantom Stock Units	Common Stock (96)	·	·	96	Acquired
Oct. 30, 2015	CAT	Phantom Stock Units	Common Stock (96)	·	·	96	Acquired
Sept. 30, 2015	CAT	Phantom Stock Units	Common Stock (106)	·	·	106	Acquired
Aug. 31, 2015	CAT	Phantom Stock Units	Common Stock (92)	·	·	92	Acquired
Aug. 27, 2015	CAT	Phantom Stock Units	Common Stock (1,578)	·	·	1,578	Acquired
July 31, 2015	CAT	Phantom Stock Units	Common Stock (18)	·	·	18	Acquired
June 30, 2015	CAT	Phantom Stock Units	Common Stock (16)	·	·	16	Acquired
May 29, 2015	CAT	Phantom Stock Units	Common Stock (5)	·	·	5	Acquired
March 6, 2015	CAT	Phantom Stock Units	Common Stock (397)	·	·	397	Acquired
March 2, 2015	CAT	Employee Stock Option	Common Stock (97,321)	$83.00	March 2, 2025	97,321	Acquired
Dec. 31, 2014	CAT	Phantom Stock Units	Common Stock (14)	·	·	14	Acquired
Nov. 28, 2014	CAT	Phantom Stock Units	Common Stock (13)	·	·	13	Acquired
Oct. 31, 2014	CAT	Phantom Stock Units	Common Stock (13)	·	·	13	Acquired
Sept. 30, 2014	CAT	Phantom Stock Units	Common Stock (13)	·	·	13	Acquired
Aug. 29, 2014	CAT	Phantom Stock Units	Common Stock (12)	·	·	12	Acquired
July 31, 2014	CAT	Phantom Stock Units	Common Stock (13)	·	·	13	Acquired
June 30, 2014	CAT	Phantom Stock Units	Common Stock (12)	·	·	12	Acquired
May 30, 2014	CAT	Phantom Stock Units	Common Stock (3)	·	·	3	Acquired
May 2, 2014	CAT	Restricted Stock Units	Common Stock (167)	·	·	167	Acquired
March 3, 2014	CAT	Employee Stock Options	Common Stock (53,864)	$96.31	March 3, 2024	53,864	Acquired
Dec. 31, 2013	CAT	Phantom Stock Units	Common Stock (14)	·	·	14	Acquired
Nov. 29, 2013	CAT	Phantom Stock Units	Common Stock (15)	·	·	15	Acquired
Oct. 31, 2013	CAT	Phantom Stock Units	Common Stock (15)	·	·	15	Acquired
Sept. 30, 2013	CAT	Phantom Stock Units	Common Stock (15)	·	·	15	Acquired
Aug. 30, 2013	CAT	Phantom Stock Units	Common Stock (16)	·	·	16	Acquired
July 31, 2013	CAT	Phantom Stock Units	Common Stock (16)	·	·	16	Acquired
June 28, 2013	CAT	Phantom Stock Units	Common Stock (7)	·	·	7	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 13, 2013	CAT	Common Stock	17,503	Direct
May 13, 2013	CAT	Employee Stock Option→ Common Stock (27,083)	27,083	Direct
May 13, 2013	CAT	Employee Stock Option→ Common Stock (21,416)	21,416	Direct
May 13, 2013	CAT	Stock Appreciation Right→ Common Stock (4,950)	4,950	Direct
May 13, 2013	CAT	Stock Appreciation Right→ Common Stock (57,642)	57,642	Direct
May 13, 2013	CAT	Stock Appreciation Right→ Common Stock (23,379)	23,379	Direct
May 13, 2013	CAT	Phantom Stock Units→ Common Stock (729)	729	Direct