Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 43 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

43 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
July 26, 2013 BAX S 2,016 $73.17 $147,511 27,369 Direct -6.86% Disposed -40.9% (price as of 2026-10-02)
July 24, 2013 BAX S 53,422 $73.81 $3,943,078 29,385 Direct -64.51% Disposed -41.4% (price as of 2026-10-02)
March 1, 2012 BAX S 10b5-1 29,000 $58.02 $1,682,580 13,433 Direct -68.34% Disposed -25.5% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 3, 2016 BAX Stock Option (Right to Buy) Common Stock, $1 par value (130,402) $39.33 March 3, 2026 130,402 Acquired
July 1, 2015 BAX Stock Option (Right to Buy) Common Stock, par value $1 per share (99,662) · March 3, 2025 99,662 Acquired
March 3, 2015 BAX Stock Option (Right to Buy) Common Stock, $1 par value (116,279) $69.42 March 3, 2025 116,279 Acquired
March 4, 2014 BAX Stock Option (Right to Buy) Common Stock, $1 par value (90,284) $69.03 March 4, 2024 90,284 Acquired
July 24, 2013 BAX Stock Option (Right to Buy) Common Stock, $1 par value (12,000) $51.21 March 15, 2017 12,000 Acquired
July 24, 2013 BAX Stock Option (Right to Buy) Common Stock, $1 par value (13,680) $52.50 March 4, 2019 13,680 Acquired
July 24, 2013 BAX Stock Option (Right to Buy) Common Stock, $1 par value (39,702) $53.80 March 4, 2021 39,702 Acquired
March 5, 2013 BAX Stock Option (Right to Buy) Common Stock, $1 par value (83,267) $70.24 March 3, 2023 83,267 Acquired
March 6, 2012 BAX Stock Option (Right to Buy) Common Stock, $1 par value (78,753) $57.48 March 4, 2022 78,753 Acquired
March 1, 2012 BAX Stock Option (Right to Buy) Common Stock, $1 par value (12,000) $40.33 Aug. 31, 2015 12,000 Disposed
March 1, 2012 BAX Stock Option (Right to Buy) Common Stock, $1 par value (18,000) $38.35 March 14, 2016 18,000 Disposed
March 4, 2011 BAX Stock Options (Right to Buy) Common Stock, $1 par value (59,553) $53.80 March 4, 2021 59,553 Acquired
March 3, 2010 BAX Stock Options (Right to Buy) Common Stock, $1 par value (32,410) $59.00 March 3, 2020 32,410 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 11, 2009 BAX Common Stock, $1 par value · Direct
Sept. 8, 2009 BAX Common Stock, $1 par value 6,193 Direct
Sept. 8, 2009 BAX Stock Option (Right to Buy)→ Common Stock, $1 par value (12,000) 12,000 Direct
Sept. 8, 2009 BAX Stock Option (Right to Buy)→ Common Stock, $1 par value (18,000) 18,000 Direct
Sept. 8, 2009 BAX Stock Option (Right to Buy)→ Common Stock, $1 par value (4,000) 4,000 Direct
Sept. 8, 2009 BAX Stock Option (Right to Buy)→ Common Stock, $1 par value (4,000) 4,000 Direct
Sept. 8, 2009 BAX Stock Option (Right to Buy)→ Common Stock, $1 par value (4,000) 4,000 Direct
Sept. 8, 2009 BAX Stock Option (Right to Buy)→ Common Stock, $1 par value (4,333) 4,333 Direct
Sept. 8, 2009 BAX Stock Option (Right to Buy)→ Common Stock, $1 par value (4,333) 4,333 Direct
Sept. 8, 2009 BAX Stock Option (Right to Buy)→ Common Stock, $1 par value (4,334) 4,334 Direct
Sept. 8, 2009 BAX Stock Option (Right to Buy)→ Common Stock, $1 par value (4,560) 4,560 Direct
Sept. 8, 2009 BAX Stock Option (Right to Buy)→ Common Stock, $1 par value (4,560) 4,560 Direct
Sept. 8, 2009 BAX Stock Option (Right to Buy)→ Common Stock, $1 par value (4,560) 4,560 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

BAX

General Counsel
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2016 $678,825 · · · $951,966 $505,289 $54,982 $4,042,370
2015 $667,951 · · · $1,661,145 $326,196 $51,701 $5,214,037
2014 $651,397 · · · $800,865 $463,212 $44,795 $5,660,725

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.