David R Brooks
CIK 1573461 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 13, 2025 · Latest: Aug. 13, 2025
On this page
Insider at
Insider transactions
0 buys (P)
5 sells (S)
Net:
$-3,378,554
+ 5 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
5 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 5, 2026 | SSB | S | 18,000 | $110.00 | $1,980,000 | 341,686 Indirect | -5.00% | Disposed | -3.0% (price as of 2026-08-20) |
| Aug. 5, 2026 | SSB | S | 1,800 | $110.00 | $198,000 | 22,900 Indirect | -7.29% | Disposed | -3.0% (price as of 2026-08-20) |
| Aug. 5, 2026 | SSB | S | 1,100 | $110.00 | $121,000 | 7,900 Indirect | -12.22% | Disposed | -3.0% (price as of 2026-08-20) |
| Aug. 5, 2026 | SSB | S | 3,750 | $110.00 | $412,500 | 10,050 Indirect | -27.17% | Disposed | -3.0% (price as of 2026-08-20) |
| Aug. 3, 2026 | SSB | S | 6,181 | $107.92 | $667,054 | 1,762 Direct | -77.82% | Disposed | -1.1% (price as of 2026-08-20) |
| March 29, 2022 | CSWC | P | 2,000 | $23.93 | $47,860 | 32,000 Direct | +6.67% | Acquired | 3.3% (price as of 2026-08-20) |
| Feb. 11, 2021 | CSWC | P | 1,500 | $20.57 | $30,855 | 30,000 Direct | +5.26% | Acquired | 20.1% (price as of 2026-08-20) |
| March 18, 2020 | CSWC | P | 4,000 | $8.90 | $35,600 | 28,500 Direct | +16.33% | Acquired | 177.6% (price as of 2026-08-20) |
| Aug. 30, 2019 | CSWC | P | 2,500 | $21.37 | $53,425 | 24,500 Direct | +11.36% | Acquired | 15.6% (price as of 2026-08-20) |
| Dec. 28, 2017 | CSWC | P | 2,000 | $16.66 | $33,320 | 22,000 Direct | +10.00% | Acquired | 48.3% (price as of 2026-08-20) |
| March 14, 2017 | CSWC | P | 10,400 | $15.98 | $166,192 | 20,000 Direct | +108.33% | Acquired | 54.6% (price as of 2026-08-20) |
| Dec. 14, 2016 | CSWC | P | 3,000 | $15.82 | $47,460 | 9,600 Direct | +45.45% | Acquired | 56.2% (price as of 2026-08-20) |
| June 24, 2016 | CSWC | P | 4,000 | $14.00 | $56,000 | 6,600 Direct | +153.85% | Acquired | 76.5% (price as of 2026-08-20) |
| Dec. 15, 2015 | CSWC | P | 1,100 | $14.14 | $15,554 | 2,600 Direct | +73.33% | Acquired | 74.8% (price as of 2026-08-20) |
| Jan. 31, 2014 | CSWC | P | 1,500 | $35.11 | $52,665 | 1,500 Direct | — | Acquired | 91.7% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.