David R Brooks
Insider
First SEC filing: Aug. 13, 2025 · Latest: Aug. 13, 2025
Insider at
Insider transactions
0 buys (P)
9 sells (S)
Net: $-6,192,508
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 10, 2026 | CSWC | A | 1,989 | · | · | 42,933 Direct | +4.86% | Acquired | (price as of 2026-10-02) |
| Aug. 5, 2026 | SSB | S 10b5-1 | 18,000 | $110.00 | $1,980,000 | 341,686 Indirect | -5.00% | Disposed | -7.4% (price as of 2026-10-02) |
| Aug. 5, 2026 | SSB | S 10b5-1 | 1,800 | $110.00 | $198,000 | 22,900 Indirect | -7.29% | Disposed | -7.4% (price as of 2026-10-02) |
| Aug. 5, 2026 | SSB | S 10b5-1 | 1,100 | $110.00 | $121,000 | 7,900 Indirect | -12.22% | Disposed | -7.4% (price as of 2026-10-02) |
| Aug. 5, 2026 | SSB | S 10b5-1 | 3,750 | $110.00 | $412,500 | 10,050 Indirect | -27.17% | Disposed | -7.4% (price as of 2026-10-02) |
| Aug. 3, 2026 | SSB | S | 6,181 | $107.92 | $667,054 | 1,762 Direct | -77.82% | Disposed | -5.6% (price as of 2026-10-02) |
| May 1, 2026 | SSB | A | 1,050 | $97.48 | $102,354 | 1,050 Direct | · | Acquired | 4.5% (price as of 2026-10-02) |
| April 28, 2026 | SSB | S | 9,000 | $98.39 | $885,510 | 21,000 Indirect | -30.00% | Disposed | 3.6% (price as of 2026-10-02) |
| April 28, 2026 | SSB | S | 5,300 | $98.39 | $521,467 | 12,700 Indirect | -29.44% | Disposed | 3.6% (price as of 2026-10-02) |
| April 28, 2026 | SSB | S | 9,000 | $98.39 | $885,510 | 21,000 Indirect | -30.00% | Disposed | 3.6% (price as of 2026-10-02) |
| April 28, 2026 | SSB | S | 5,300 | $98.39 | $521,467 | 12,700 Indirect | -29.44% | Disposed | 3.6% (price as of 2026-10-02) |
| Dec. 9, 2025 | SSB | G | 13,800 | · | · | 7,943 Direct | -63.47% | Disposed | (price as of 2026-10-02) |
| Dec. 9, 2025 | SSB | J | 13,800 | · | · | 13,800 Indirect | · | Acquired | (price as of 2026-10-02) |
| Nov. 1, 2025 | SSB | M | 1,136 | · | · | 21,743 Direct | +5.51% | Acquired | (price as of 2026-10-02) |
| Aug. 12, 2025 | CSWC | A | 2,193 | · | · | 40,944 Direct | +5.66% | Acquired | (price as of 2026-10-02) |
| July 29, 2025 | SSB | J | 32,100 | · | · | 20,607 Direct | -60.90% | Disposed | (price as of 2026-10-02) |
| July 29, 2025 | SSB | J | 32,100 | · | · | 359,686 Indirect | +9.80% | Acquired | (price as of 2026-10-02) |
| July 22, 2025 | SSB | M | 267 | · | · | 52,707 Direct | +0.51% | Acquired | (price as of 2026-10-02) |
| May 1, 2025 | SSB | A | 1,136 | $87.65 | $99,570 | 1,403 Direct | +425.47% | Acquired | 16.3% (price as of 2026-10-02) |
| Jan. 22, 2025 | SSB | A | 267 | $99.47 | $26,558 | 267 Direct | · | Acquired | 2.5% (price as of 2026-10-02) |
| Aug. 9, 2024 | CSWC | A | 2,090 | · | · | 38,751 Direct | +5.70% | Acquired | (price as of 2026-10-02) |
| Aug. 10, 2023 | CSWC | A | 2,240 | · | · | 36,661 Direct | +6.51% | Acquired | (price as of 2026-10-02) |
| Aug. 10, 2022 | CSWC | A | 2,421 | · | · | 34,421 Direct | +7.57% | Acquired | (price as of 2026-10-02) |
| March 29, 2022 | CSWC | P | 2,000 | $23.93 | $47,860 | 32,000 Direct | +6.67% | Acquired | -1.7% (price as of 2026-10-02) |
| Feb. 11, 2021 | CSWC | P | 1,500 | $20.57 | $30,855 | 30,000 Direct | +5.26% | Acquired | 14.3% (price as of 2026-10-02) |
| March 18, 2020 | CSWC | P | 4,000 | $8.90 | $35,600 | 28,500 Direct | +16.33% | Acquired | 164.3% (price as of 2026-10-02) |
| Aug. 30, 2019 | CSWC | P | 2,500 | $21.37 | $53,425 | 24,500 Direct | +11.36% | Acquired | 10.1% (price as of 2026-10-02) |
| Dec. 28, 2017 | CSWC | P | 2,000 | $16.66 | $33,320 | 22,000 Direct | +10.00% | Acquired | 41.2% (price as of 2026-10-02) |
| March 14, 2017 | CSWC | P | 10,400 | $15.98 | $166,192 | 20,000 Direct | +108.33% | Acquired | 47.2% (price as of 2026-10-02) |
| Dec. 14, 2016 | CSWC | P | 3,000 | $15.82 | $47,460 | 9,600 Direct | +45.45% | Acquired | 48.7% (price as of 2026-10-02) |
| June 24, 2016 | CSWC | P | 4,000 | $14.00 | $56,000 | 6,600 Direct | +153.85% | Acquired | 68.0% (price as of 2026-10-02) |
| Dec. 15, 2015 | CSWC | P | 1,100 | $14.14 | $15,554 | 2,600 Direct | +73.33% | Acquired | 66.3% (price as of 2026-10-02) |
| Jan. 31, 2014 | CSWC | P | 1,500 | $35.11 | $52,665 | 1,500 Direct | · | Acquired | 82.5% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 1, 2026 | SSB | Restricted Share Units | Common Stock | $97.48 | Nov. 1, 2026 | 1,050 | Acquired |
| May 1, 2025 | SSB | Restricted Share Units | Common Stock | $87.65 | Nov. 1, 2025 | 1,136 | Acquired |
| Jan. 22, 2025 | SSB | Restricted Share Units [F1] | Common Stock | $99.47 | July 22, 2025 | 267 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.