David R Garfield
CIK 1621886 · View on SEC EDGAR ↗
Insider
First SEC filing: March 4, 2015 · Latest: March 4, 2015
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 29 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
29 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 7, 2018 | SCHW | S | 9,556 | $57.01 | $544,788 | 45,870 Direct | -17.24% | Disposed | 94.8% (price as of 2026-08-20) |
| May 7, 2018 | SCHW | S | 12,786 | $57.01 | $728,930 | 33,084 Direct | -27.87% | Disposed | 94.8% (price as of 2026-08-20) |
| May 7, 2018 | SCHW | S | 14,988 | $57.01 | $854,466 | 18,096 Direct | -45.30% | Disposed | 94.8% (price as of 2026-08-20) |
| Nov. 3, 2017 | SCHW | S | 14,988 | $44.58 | $668,165 | 74,265 Direct | -16.79% | Disposed | 149.2% (price as of 2026-08-20) |
| Nov. 3, 2017 | SCHW | S | 25,572 | $44.58 | $1,140,000 | 48,693 Direct | -34.43% | Disposed | 149.2% (price as of 2026-08-20) |
| Nov. 3, 2017 | SCHW | S | 35,069 | $44.58 | $1,563,376 | 13,624 Direct | -72.02% | Disposed | 149.2% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 1, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (40,519) | $46.81 | March 1, 2029 | 40,519 | Acquired |
| May 7, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (14,988) | $26.39 | March 1, 2026 | 14,988 | Disposed |
| May 7, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (9,556) | $42.99 | March 1, 2027 | 9,556 | Disposed |
| May 7, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (12,786) | $30.17 | March 2, 2025 | 12,786 | Disposed |
| March 1, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (31,767) | $52.05 | March 1, 2028 | 31,767 | Acquired |
| Nov. 3, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (14,988) | $26.39 | March 1, 2026 | 14,988 | Disposed |
| Nov. 3, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (25,572) | $30.17 | March 2, 2025 | 25,572 | Disposed |
| Nov. 3, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (35,069) | $28.44 | Nov. 3, 2024 | 35,069 | Disposed |
| March 1, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (38,227) | $42.99 | March 1, 2027 | 38,227 | Acquired |
| March 1, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (59,953) | $26.39 | March 1, 2026 | 59,953 | Acquired |
| March 2, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (51,144) | $30.17 | March 2, 2025 | 51,144 | Acquired |
| March 2, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (51,144) | $30.17 | March 2, 2025 | 51,144 | Acquired |
| March 2, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (51,144) | $30.17 | March 2, 2025 | 51,144 | Acquired |
| Nov. 3, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (46,759) | $28.44 | Nov. 3, 2024 | 46,759 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).