David Rich Smith

CIK 1204463 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 15, 2007 · Latest: Oct. 15, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

HAL selling Oct. 12, 2007

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 45 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

45 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 12, 2007	HAL	S	900	$40.95	$36,855	87,230 Direct	-1.02%	Disposed	-12.1% (price as of 2026-08-20)
Oct. 12, 2007	HAL	S	4,200	$40.94	$171,948	88,130 Direct	-4.55%	Disposed	-12.0% (price as of 2026-08-20)
Oct. 12, 2007	HAL	S	300	$40.93	$12,279	92,330 Direct	-0.32%	Disposed	-12.0% (price as of 2026-08-20)
Oct. 12, 2007	HAL	S	600	$40.92	$24,552	92,630 Direct	-0.64%	Disposed	-12.0% (price as of 2026-08-20)
Oct. 12, 2007	HAL	S	2,800	$40.91	$114,548	93,230 Direct	-2.92%	Disposed	-12.0% (price as of 2026-08-20)
Oct. 12, 2007	HAL	S	900	$40.90	$36,810	96,030 Direct	-0.93%	Disposed	-12.0% (price as of 2026-08-20)
Oct. 12, 2007	HAL	S	2,100	$40.89	$85,869	96,930 Direct	-2.12%	Disposed	-11.9% (price as of 2026-08-20)
Oct. 12, 2007	HAL	S	1,400	$40.88	$57,232	99,030 Direct	-1.39%	Disposed	-11.9% (price as of 2026-08-20)
Oct. 12, 2007	HAL	S	12,800	$40.87	$523,136	100,430 Direct	-11.30%	Disposed	-11.9% (price as of 2026-08-20)
Oct. 12, 2007	HAL	S	8,500	$40.86	$347,310	113,230 Direct	-6.98%	Disposed	-11.9% (price as of 2026-08-20)
Oct. 12, 2007	HAL	S	21,556	$40.85	$880,563	121,730 Direct	-15.04%	Disposed	-11.8% (price as of 2026-08-20)
May 8, 2007	HAL	D	1,227	$32.28	$39,608	143,286 Direct	-0.85%	Disposed	11.6% (price as of 2026-08-20)
May 8, 2007	HAL	D	1,226	$32.28	$39,575	143,651 Direct	-0.85%	Disposed	11.6% (price as of 2026-08-20)
May 8, 2007	HAL	D	1,226	$32.28	$39,575	144,877 Direct	-0.84%	Disposed	11.6% (price as of 2026-08-20)
May 8, 2007	HAL	D	1,108	$32.28	$35,766	146,103 Direct	-0.75%	Disposed	11.6% (price as of 2026-08-20)
May 3, 2007	HAL	M	16,820	$20.41	$343,296	0 Direct	-100.00%	Disposed	76.4% (price as of 2026-08-20)
May 3, 2007	HAL	M	16,822	$19.41	$326,515	0 Direct	-100.00%	Disposed	85.5% (price as of 2026-08-20)
May 3, 2007	HAL	M	16,822	$18.41	$309,693	0 Direct	-100.00%	Disposed	95.6% (price as of 2026-08-20)
May 3, 2007	HAL	M	15,200	$19.44	$295,488	0 Direct	-100.00%	Disposed	85.2% (price as of 2026-08-20)
May 3, 2007	HAL	A	3,365	$32.27	$108,589	147,211 Direct	+2.34%	Acquired	11.6% (price as of 2026-08-20)
May 3, 2007	HAL	A	3,364	$32.27	$108,556	143,846 Direct	+2.39%	Acquired	11.6% (price as of 2026-08-20)
May 3, 2007	HAL	A	3,364	$32.27	$108,556	140,482 Direct	+2.45%	Acquired	11.6% (price as of 2026-08-20)
May 3, 2007	HAL	A	3,040	$32.27	$98,101	137,118 Direct	+2.27%	Acquired	11.6% (price as of 2026-08-20)
May 3, 2007	HAL	M	16,822	$19.41	$326,515	134,078 Direct	+14.35%	Acquired	85.5% (price as of 2026-08-20)
May 3, 2007	HAL	M	16,820	$20.41	$343,296	117,256 Direct	+16.75%	Acquired	76.4% (price as of 2026-08-20)
May 3, 2007	HAL	M	16,822	$18.41	$309,693	100,436 Direct	+20.12%	Acquired	95.6% (price as of 2026-08-20)
May 3, 2007	HAL	M	15,200	$19.44	$295,488	83,614 Direct	+22.22%	Acquired	85.2% (price as of 2026-08-20)
Jan. 8, 2007	HAL	A	1	$31.05	$31	861 Indirect	+0.12%	Acquired	16.0% (price as of 2026-08-20)
Jan. 8, 2007	HAL	D	653	$31.05	$20,276	68,414 Direct	-0.95%	Disposed	16.0% (price as of 2026-08-20)
Dec. 11, 2006	HAL	D	184	$32.91	$6,055	69,067 Direct	-0.27%	Disposed	9.4% (price as of 2026-08-20)
Dec. 5, 2006	HAL	A	8	$33.74	$270	860 Indirect	+0.94%	Acquired	6.7% (price as of 2026-08-20)
Dec. 5, 2006	HAL	D	265	$33.53	$8,885	69,251 Direct	-0.38%	Disposed	7.4% (price as of 2026-08-20)
Dec. 7, 2005	HAL	A	1,900	$64.78	$123,082	1,900 Direct	—	Acquired	11.2% (price as of 2026-08-20)
Dec. 7, 2005	HAL	A	0	$63.65	—	426 Indirect	0.00%	Acquired	13.2% (price as of 2026-08-20)
Dec. 7, 2005	HAL	A	1,730	$64.78	$112,069	34,758 Direct	+5.24%	Acquired	11.2% (price as of 2026-08-20)
Aug. 11, 2005	HAL	D	1	$56.73	$57	426 Indirect	-0.23%	Disposed	27.0% (price as of 2026-08-20)
Aug. 10, 2005	HAL	M	9,282	—	—	3,093 Direct	-75.01%	Disposed	(price as of 2026-08-20)
Aug. 10, 2005	HAL	M	9,282	—	—	3,093 Direct	-75.01%	Disposed	(price as of 2026-08-20)
Aug. 10, 2005	HAL	M	9,282	—	—	3,093 Direct	-75.01%	Disposed	(price as of 2026-08-20)
Aug. 10, 2005	HAL	M	9,282	—	—	3,093 Direct	-75.01%	Disposed	(price as of 2026-08-20)
Aug. 10, 2005	HAL	M	12,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 10, 2005	HAL	M	1,667	—	—	3,333 Direct	-33.34%	Disposed	(price as of 2026-08-20)
Aug. 10, 2005	HAL	S	9,282	$58.75	$545,318	33,028 Direct	-21.94%	Disposed	22.6% (price as of 2026-08-20)
Aug. 10, 2005	HAL	M	9,282	$16.76	$155,566	42,310 Direct	+28.10%	Acquired	329.7% (price as of 2026-08-20)
Aug. 10, 2005	HAL	S	9,282	$58.75	$545,318	33,028 Direct	-21.94%	Disposed	22.6% (price as of 2026-08-20)
Aug. 10, 2005	HAL	M	9,282	$12.27	$113,890	42,310 Direct	+28.10%	Acquired	487.0% (price as of 2026-08-20)
Aug. 10, 2005	HAL	S	9,282	$58.75	$545,318	33,028 Direct	-21.94%	Disposed	22.6% (price as of 2026-08-20)
Aug. 10, 2005	HAL	M	9,282	$21.90	$203,276	42,310 Direct	+28.10%	Acquired	228.9% (price as of 2026-08-20)
Aug. 10, 2005	HAL	S	9,282	$58.75	$545,318	33,028 Direct	-21.94%	Disposed	22.6% (price as of 2026-08-20)
Aug. 10, 2005	HAL	M	9,282	$31.55	$292,847	42,310 Direct	+28.10%	Acquired	128.3% (price as of 2026-08-20)
Aug. 10, 2005	HAL	S	12,000	$58.75	$705,000	33,028 Direct	-26.65%	Disposed	22.6% (price as of 2026-08-20)
Aug. 10, 2005	HAL	M	12,000	$28.12	$337,440	45,028 Direct	-21.04%	Disposed	156.1% (price as of 2026-08-20)
Aug. 10, 2005	HAL	S	1,667	$58.75	$97,936	33,028 Direct	-4.80%	Disposed	22.6% (price as of 2026-08-20)
Aug. 10, 2005	HAL	M	1,667	$26.03	$43,392	34,695 Direct	+5.05%	Acquired	176.7% (price as of 2026-08-20)
Dec. 2, 2004	HAL	A	2,400	$38.61	$92,664	2,400 Direct	—	Acquired	86.5% (price as of 2026-08-20)
Dec. 2, 2004	HAL	A	0	$41.35	—	427 Indirect	0.00%	Acquired	74.2% (price as of 2026-08-20)
Dec. 2, 2004	HAL	A	2,500	$38.61	$96,525	33,028 Direct	+8.19%	Acquired	86.5% (price as of 2026-08-20)
April 16, 2004	HAL	A	0	$30.39	—	426 Indirect	0.00%	Acquired	137.0% (price as of 2026-08-20)
April 16, 2004	HAL	D	580	$31.96	$18,537	30,528 Direct	-1.86%	Disposed	125.4% (price as of 2026-08-20)
Jan. 2, 2004	HAL	A	5,000	$26.03	$130,150	5,000 Direct	—	Acquired	176.7% (price as of 2026-08-20)
Jan. 2, 2004	HAL	A	5	$26.00	$130	426 Indirect	+1.19%	Acquired	177.0% (price as of 2026-08-20)
Jan. 2, 2004	HAL	A	5,000	$26.03	$130,150	31,108 Direct	+19.15%	Acquired	176.7% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 3, 2007	HAL	Option to Buy Common Stock	Common Stock (16,820)	$20.41	Jan. 15, 2008	16,820	Disposed
May 3, 2007	HAL	Option to Buy Common Stock	Common Stock (16,822)	$19.41	Jan. 15, 2008	16,822	Disposed
May 3, 2007	HAL	Option to Buy Common Stock	Common Stock (16,822)	$18.41	Jan. 15, 2008	16,822	Disposed
May 3, 2007	HAL	Option to Buy Common Stock	Common Stock (15,200)	$19.44	Nov. 20, 2007	15,200	Disposed
Dec. 7, 2005	HAL	Option to Buy Common Stock	Common Stock (1,900)	$64.78	Dec. 7, 2015	1,900	Acquired
Aug. 10, 2005	HAL	Option to Buy Common Stock	Common Stock (9,282)	$16.76	April 1, 2012	9,282	Disposed
Aug. 10, 2005	HAL	Option to Buy Common Stock	Common Stock (9,282)	$12.27	Jan. 2, 2012	9,282	Disposed
Aug. 10, 2005	HAL	Option to Buy Common Stock	Common Stock (9,282)	$21.90	Oct. 1, 2011	9,282	Disposed
Aug. 10, 2005	HAL	Option to Buy Common Stock	Common Stock (9,282)	$31.55	July 19, 2011	9,282	Disposed
Aug. 10, 2005	HAL	Option to Buy Common Stock	Common Stock (12,000)	$28.12	Dec. 2, 2008	12,000	Disposed
Aug. 10, 2005	HAL	Option to Buy Common Stock	Common Stock (1,667)	$26.03	Jan. 2, 2014	1,667	Disposed
Dec. 2, 2004	HAL	Option to Buy Common Stock	Common Stock (2,400)	$38.61	Dec. 2, 2014	2,400	Acquired
Jan. 2, 2004	HAL	Option to Buy Common Stock	Common Stock (5,000)	$26.03	Jan. 2, 2014	5,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).