David S Buzby

CIK 1244203 · View on SEC EDGAR ↗

Insider

First SEC filing: June 4, 2026 · Latest: June 4, 2026

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 8, 2022 STEM S 86,121 $9.01 $775,950 3,563 Indirect -96.03% Disposed -96.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 7, 2026 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (7,486) 7,486 Disposed
June 3, 2026 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (12,168) 12,168 Acquired
June 4, 2025 STEM Restricted Stock Unit Common Stock, Par Value 0.0001 Per Share (149,723) 149,723 Acquired
May 29, 2025 STEM Restricted Stock Unit Common Stock, Par Value 0.0001 Per Share (110,236) 110,236 Disposed
Jan. 14, 2025 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (66,667) $0.84 Jan. 13, 2035 66,667 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 9, 2026 SVIVW Class B Ordinary Shares→ Class A Ordinary Shares (40,000) 40,000 Direct
Sept. 3, 2025 GFUZ Class B Ordinary Shares→ Class A Ordinary Shares (40,000) 40,000 Direct
May 25, 2021 STEM Common Stock 453,302 Direct
May 25, 2021 STEM Common Stock 89,684 Indirect
May 25, 2021 STEM Stock Option→ Common Stock (32,978) 32,978 Direct
May 25, 2021 STEM Stock Option→ Common Stock (27,596) 27,596 Direct
May 25, 2021 STEM Stock Option→ Common Stock (189,734) 189,734 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

STEM

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $173,089 $264,911
2024 $289,062 $282,787 $11,708 $887,557

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.