David S Rosenthal

Insider

First SEC filing: June 5, 2009 · Latest: June 5, 2009

On this page

Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 79 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

79 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
Nov. 24, 2020	XOM	A	61,200	—	—	362,653 Direct	+20.30%	Acquired
Nov. 24, 2020	XOM	F	5,497	$41.14	$226,147	301,453 Direct	-1.79%	Disposed
Dec. 4, 2019	XOM	S	9,615	$68.18	$655,551	306,950 Direct	-3.04%	Disposed
Nov. 26, 2019	XOM	A	64,400	—	—	316,565 Direct	+25.54%	Acquired
Nov. 26, 2019	XOM	F	6,085	$69.07	$420,291	252,165 Direct	-2.36%	Disposed
Dec. 4, 2018	XOM	S	7,562	$81.24	$614,337	258,250 Direct	-2.84%	Disposed
Nov. 28, 2018	XOM	A	55,000	—	—	265,812 Direct	+26.09%	Acquired
Nov. 27, 2018	XOM	F	4,838	$76.73	$371,220	210,812 Direct	-2.24%	Disposed
Nov. 15, 2018	XOM	G	213	—	—	59 Indirect	-78.31%	Disposed
Nov. 9, 2018	XOM	G	213	—	—	272 Indirect	-43.92%	Disposed
March 12, 2018	XOM	I	7,547	$75.17	$567,308	30,453 Indirect	+32.95%	Acquired
Dec. 5, 2017	XOM	S	7,501	$83.39	$625,508	215,650 Direct	-3.36%	Disposed
Nov. 30, 2017	XOM	F	4,899	$81.67	$400,101	223,151 Direct	-2.15%	Disposed
Nov. 29, 2017	XOM	A	35,200	—	—	228,050 Direct	+18.25%	Acquired
Nov. 15, 2017	XOM	G	190	—	—	485 Indirect	-28.15%	Disposed
Nov. 15, 2017	XOM	G	572	—	—	675 Indirect	-45.87%	Disposed
May 17, 2017	XOM	G	165	—	—	1,247 Indirect	-11.69%	Disposed
Dec. 15, 2016	XOM	G	165	—	—	1,412 Indirect	-10.46%	Disposed
Dec. 7, 2016	XOM	S	8,220	$87.57	$719,825	192,850 Direct	-4.09%	Disposed
Dec. 1, 2016	XOM	F	4,180	$87.70	$366,586	201,070 Direct	-2.04%	Disposed
Nov. 30, 2016	XOM	A	39,100	—	—	205,250 Direct	+23.53%	Acquired
May 27, 2016	XOM	G	1,000	—	—	1,577 Indirect	-38.80%	Disposed
Nov. 27, 2015	XOM	S	6,261	$81.04	$507,391	166,150 Direct	-3.63%	Disposed
Nov. 24, 2015	XOM	A	31,400	—	—	172,411 Direct	+22.27%	Acquired
Nov. 24, 2015	XOM	F	3,389	$79.88	$270,713	141,011 Direct	-2.35%	Disposed
Nov. 10, 2015	XOM	G	183	—	—	2,577 Indirect	-6.63%	Disposed
Nov. 10, 2015	XOM	G	1,250	—	—	2,760 Indirect	-31.17%	Disposed
May 1, 2015	XOM	G	1,200	—	—	4,010 Indirect	-23.03%	Disposed
March 19, 2015	XOM	G	177	—	—	5,210 Indirect	-3.29%	Disposed
Feb. 3, 2015	XOM	G	250	—	—	5,387 Indirect	-4.43%	Disposed
Feb. 3, 2015	XOM	G	300	—	—	5,637 Indirect	-5.05%	Disposed
Dec. 18, 2014	XOM	G	100	—	—	5,937 Indirect	-1.66%	Disposed
Dec. 5, 2014	XOM	S	4,266	$94.00	$401,004	144,400 Direct	-2.87%	Disposed
Nov. 28, 2014	XOM	S	6,117	$91.54	$559,950	151,750 Direct	-3.87%	Disposed
Nov. 25, 2014	XOM	A	31,400	—	—	157,867 Direct	+24.83%	Acquired
Nov. 25, 2014	XOM	F	3,533	$96.02	$339,239	126,467 Direct	-2.72%	Disposed
Nov. 4, 2014	XOM	G	100	—	—	6,037 Indirect	-1.63%	Disposed
Sept. 10, 2014	XOM	G	300	—	—	6,508 Indirect	-4.41%	Disposed
Sept. 10, 2014	XOM	G	560	—	—	6,808 Indirect	-7.60%	Disposed
Sept. 10, 2014	XOM	G	280	—	—	7,368 Indirect	-3.66%	Disposed
Sept. 10, 2014	XOM	G	271	—	—	6,137 Indirect	-4.23%	Disposed
Sept. 10, 2014	XOM	G	100	—	—	6,408 Indirect	-1.54%	Disposed
May 8, 2014	XOM	G	50	—	—	7,648 Indirect	-0.65%	Disposed
Dec. 18, 2013	XOM	G	152	—	—	8,298 Indirect	-1.80%	Disposed
Dec. 9, 2013	XOM	S	4,266	$95.96	$409,365	130,000 Direct	-3.18%	Disposed
Dec. 2, 2013	XOM	F	3,084	$93.91	$289,618	134,266 Direct	-2.25%	Disposed
Dec. 2, 2013	XOM	S	6,774	$93.12	$630,795	137,350 Direct	-4.70%	Disposed
Nov. 26, 2013	XOM	A	24,800	—	—	144,124 Direct	+20.78%	Acquired
Nov. 26, 2013	XOM	F	2,876	$95.29	$274,054	119,324 Direct	-2.35%	Disposed
Aug. 15, 2013	XOM	G	300	—	—	9,200 Indirect	-3.16%	Disposed
Aug. 15, 2013	XOM	G	300	—	—	580 Indirect	+107.14%	Acquired
Aug. 15, 2013	XOM	G	600	—	—	8,600 Indirect	-6.52%	Disposed
Aug. 15, 2013	XOM	G	60	—	—	8,540 Indirect	-0.70%	Disposed
Aug. 15, 2013	XOM	G	90	—	—	8,450 Indirect	-1.05%	Disposed
May 1, 2013	XOM	G	300	—	—	9,500 Indirect	-3.06%	Disposed
May 1, 2013	XOM	G	100	—	—	9,800 Indirect	-1.01%	Disposed
Feb. 6, 2013	XOM	G	250	—	—	132,100 Direct	-0.19%	Disposed
Feb. 6, 2013	XOM	G	250	—	—	132,350 Direct	-0.19%	Disposed
Dec. 17, 2012	XOM	G	170	—	—	132,600 Direct	-0.13%	Disposed
Dec. 11, 2012	XOM	S	700	$89.11	$62,377	132,770 Direct	-0.52%	Disposed
Dec. 11, 2012	XOM	S	2,500	$89.10	$222,750	133,470 Direct	-1.84%	Disposed
Dec. 11, 2012	XOM	S	1,986	$89.09	$176,933	135,970 Direct	-1.44%	Disposed
Dec. 3, 2012	XOM	F	2,164	$88.12	$190,692	137,956 Direct	-1.54%	Disposed
Nov. 28, 2012	XOM	A	24,800	—	—	140,120 Direct	+21.51%	Acquired
Nov. 19, 2012	XOM	G	280	—	—	115,320 Direct	-0.24%	Disposed
Nov. 19, 2012	XOM	G	280	—	—	280 Indirect	—	Acquired
Nov. 12, 2012	XOM	G	50	—	—	115,600 Direct	-0.04%	Disposed
Sept. 14, 2012	XOM	G	450	—	—	115,650 Direct	-0.39%	Disposed
Sept. 6, 2012	XOM	G	48	—	—	116,100 Direct	-0.04%	Disposed
Aug. 24, 2012	XOM	G	50	—	—	116,148 Direct	-0.04%	Disposed
May 18, 2012	XOM	G	100	—	—	116,198 Direct	-0.09%	Disposed
May 1, 2012	XOM	S	8,000	$87.35	$698,800	116,298 Direct	-6.44%	Disposed
March 15, 2012	XOM	G	90	—	—	124,298 Direct	-0.07%	Disposed
March 15, 2012	XOM	G	200	—	—	124,388 Direct	-0.16%	Disposed
March 14, 2012	XOM	G	180	—	—	124,588 Direct	-0.14%	Disposed
Feb. 13, 2012	XOM	G	100	—	—	124,768 Direct	-0.08%	Disposed
Feb. 6, 2012	XOM	S	900	$84.84	$76,356	124,868 Direct	-0.72%	Disposed
Feb. 6, 2012	XOM	S	2,114	$84.84	$179,352	125,768 Direct	-1.65%	Disposed
Dec. 12, 2011	XOM	G	300	—	—	127,882 Direct	-0.23%	Disposed
Dec. 6, 2011	XOM	S	5,327	$80.60	$429,356	128,182 Direct	-3.99%	Disposed
Nov. 30, 2011	XOM	A	24,800	—	—	133,509 Direct	+22.81%	Acquired
Nov. 30, 2011	XOM	F	2,023	$74.92	$151,563	108,709 Direct	-1.83%	Disposed
Sept. 14, 2011	XOM	G	100	—	—	110,732 Direct	-0.09%	Disposed
Aug. 5, 2011	XOM	G	100	—	—	110,832 Direct	-0.09%	Disposed
June 10, 2011	XOM	G	40	—	—	110,932 Direct	-0.04%	Disposed
May 4, 2011	XOM	G	200	—	—	110,972 Direct	-0.18%	Disposed
Feb. 16, 2011	XOM	G	200	—	—	111,172 Direct	-0.18%	Disposed
Feb. 16, 2011	XOM	G	200	—	—	111,372 Direct	-0.18%	Disposed
Feb. 16, 2011	XOM	G	300	—	—	111,572 Direct	-0.27%	Disposed
Feb. 4, 2011	XOM	M	2,693	—	—	0 Direct	-100.00%	Disposed
Feb. 4, 2011	XOM	F	1,201	$83.25	$99,983	111,872 Direct	-1.06%	Disposed
Feb. 4, 2011	XOM	M	2,693	$37.12	$99,964	113,073 Direct	+2.44%	Acquired
Dec. 17, 2010	XOM	G	216	—	—	110,380 Direct	-0.20%	Disposed
Dec. 16, 2010	XOM	S	5,061	$72.08	$364,797	110,596 Direct	-4.38%	Disposed
Dec. 7, 2010	XOM	S	200	$71.91	$14,382	115,657 Direct	-0.17%	Disposed
Dec. 7, 2010	XOM	S	200	$71.92	$14,384	115,857 Direct	-0.17%	Disposed
Dec. 7, 2010	XOM	S	3,876	$71.91	$278,723	116,057 Direct	-3.23%	Disposed
Dec. 7, 2010	XOM	S	2,300	$71.91	$165,393	119,933 Direct	-1.88%	Disposed
Dec. 7, 2010	XOM	F	2,289	$69.17	$158,330	122,233 Direct	-1.84%	Disposed
Dec. 1, 2010	XOM	F	1,323	$69.17	$91,512	124,522 Direct	-1.05%	Disposed

Showing latest 100 of 130 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 4, 2011	XOM	Employee Stock Option (Right to Buy)	Common Stock (2,693)	$37.12	Nov. 28, 2011	2,693	Disposed
Nov. 1, 2010	XOM	Employee Stock Option (Right to Buy)	Common Stock (2,210)	$45.22	Nov. 29, 2010	2,210	Disposed
Feb. 6, 2009	XOM	Employee Stock Option (Right to Buy)	Common Stock (2,392)	$41.78	Dec. 8, 2009	2,392	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 3, 2008	XOM	Common Stock	88,237	Direct
Oct. 3, 2008	XOM	Common Stock	8,876	Indirect
Oct. 3, 2008	XOM	Employee Stock Option (Right to Buy)→ Common Stock (2,392)	2,392	Direct
Oct. 3, 2008	XOM	Employee Stock Option (Right to Buy)→ Common Stock (2,210)	2,210	Direct
Oct. 3, 2008	XOM	Employee Stock Option (Right to Buy)→ Common Stock (2,693)	2,693	Direct