David Samuel Sheerr

CIK 1478307 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 11, 2009 · Latest: Dec. 11, 2009

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 15, 2014 USAU P 1,000 $2.55 $2,550 1,000 Direct Acquired -94.9% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 15, 2014 USAU Common Stock Warrants Common Stock $3.50 4,000 Acquired
July 15, 2014 USAU Common Stock Warrants Common Stock $3.00 4,000 Acquired
July 15, 2014 USAU Common Stock Warrants Common Stock $2.94 4,000 Acquired
July 15, 2014 USAU Subordinated Secured Convertible Bridge Note Common Stock $2.94 3,401 Acquired
July 19, 2012 USAU Options Common Stock (100,000) $0.69 July 19, 2017 100,000 Acquired
Sept. 22, 2011 USAU Options Common Stock (100,000) $1.06 Sept. 22, 2016 100,000 Acquired
Sept. 23, 2010 USAU Options Common Stock (100,000) $1.76 Sept. 23, 2015 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 11, 2009 USAU Options→ Common Stock (20,000) 20,000 Direct
Dec. 11, 2009 USAU Options→ Common Stock (50,000) 50,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2015 $204,000 $0 $9,000 $213,000
2014 $200,000 $0 $0 $9,000 $209,000

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.