David W Brunton

Insider

First SEC filing: Oct. 19, 2010 · Latest: Oct. 19, 2010

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

NEON selling Sept. 16, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 33 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

33 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 16, 2013	NEON	S	150,000	$6.60	$990,000	458,206 Direct	-24.66%	Disposed	-98.7% (price as of 2026-08-21)
Feb. 28, 2013	NEON	M	160,000	$0.50	$80,000	0 Direct	-100.00%	Disposed	-82.4% (price as of 2026-08-21)
Feb. 28, 2013	NEON	M	160,000	$1.38	$220,800	0 Direct	-100.00%	Disposed	-93.6% (price as of 2026-08-21)
Feb. 28, 2013	NEON	M	145,699	$0.50	$72,850	608,206 Direct	+31.50%	Acquired	-82.4% (price as of 2026-08-21)
Feb. 28, 2013	NEON	M	120,529	$1.38	$166,330	462,507 Direct	+35.24%	Acquired	-93.6% (price as of 2026-08-21)
Sept. 7, 2012	NEON	P	4,500	$3.36	$15,120	350,976 Direct	+1.30%	Acquired	-97.4% (price as of 2026-08-21)
April 26, 2012	NEON	A	169,000	$4.25	$718,250	497,800 Direct	+51.40%	Acquired	-97.9% (price as of 2026-08-21)
June 15, 2011	NEON	P	500	$2.90	$1,450	346,476 Direct	+0.14%	Acquired	-97.0% (price as of 2026-08-21)
June 7, 2011	NEON	P	10,000	$3.00	$30,000	345,976 Direct	+2.98%	Acquired	-97.1% (price as of 2026-08-21)
May 6, 2011	NEON	P	5,000	$3.90	$19,500	335,976 Direct	+1.51%	Acquired	-97.7% (price as of 2026-08-21)
May 5, 2011	NEON	P	4,478	$3.90	$17,464	330,976 Direct	+1.37%	Acquired	-97.7% (price as of 2026-08-21)
May 3, 2011	NEON	A	4,120	$4.00	$16,480	326,498 Direct	+1.28%	Acquired	-97.8% (price as of 2026-08-21)
April 12, 2011	NEON	A	2,000	$3.51	$7,020	322,378 Direct	+0.62%	Acquired	-97.5% (price as of 2026-08-21)
April 12, 2011	NEON	A	3,000	$3.51	$10,530	320,378 Direct	+0.95%	Acquired	-97.5% (price as of 2026-08-21)
April 11, 2011	NEON	A	5,000	$3.50	$17,500	317,378 Direct	+1.60%	Acquired	-97.5% (price as of 2026-08-21)
April 8, 2011	NEON	A	10,000	$3.42	$34,200	312,378 Direct	+3.31%	Acquired	-97.4% (price as of 2026-08-21)
Oct. 15, 2010	NEON	P	4,000,000	—	—	8,225,000 Direct	+94.67%	Acquired	(price as of 2026-08-21)
Nov. 18, 2008	NEON	A	275,339	$0.07	$19,274	334,450 Direct	+465.80%	Acquired	-95.0% (price as of 2026-08-21)
March 19, 2008	NEON	P	2,000	$2.00	$4,000	59,011 Direct	+3.51%	Acquired	-99.8% (price as of 2026-08-21)
March 18, 2008	NEON	P	25,510	$2.05	$52,296	57,011 Direct	+80.98%	Acquired	-99.8% (price as of 2026-08-21)
Aug. 10, 2007	NEON	A	180,000	$4.90	$882,000	259,000 Direct	+227.85%	Acquired	-99.9% (price as of 2026-08-21)
Aug. 2, 2007	NEON	A	2,749	$4.52	$12,425	31,501 Direct	+9.56%	Acquired	-99.9% (price as of 2026-08-21)
June 28, 2007	NEON	A	326	$2.94	$958	28,752 Direct	+1.15%	Acquired	-99.9% (price as of 2026-08-21)
May 30, 2007	NEON	A	15,000	$2.33	$34,950	78,200 Direct	+23.73%	Acquired	-99.8% (price as of 2026-08-21)
May 24, 2007	NEON	A	326	$2.41	$786	28,100 Direct	+1.17%	Acquired	-99.9% (price as of 2026-08-21)
May 14, 2007	NEON	A	326	$1.87	$610	27,774 Direct	+1.19%	Acquired	-99.8% (price as of 2026-08-21)
April 26, 2007	NEON	A	326	$2.53	$825	27,448 Direct	+1.20%	Acquired	-99.9% (price as of 2026-08-21)
April 16, 2007	NEON	A	326	$2.53	$825	27,122 Direct	+1.22%	Acquired	-99.9% (price as of 2026-08-21)
Aug. 15, 2006	NEON	A	4,902	$0.36	$1,765	133,982 Direct	+3.80%	Acquired	-99.8% (price as of 2026-08-21)
July 27, 2006	NEON	A	3,836	$0.46	$1,765	129,080 Direct	+3.06%	Acquired	-99.8% (price as of 2026-08-21)
July 14, 2006	NEON	A	3,755	$0.47	$1,765	125,244 Direct	+3.09%	Acquired	-99.9% (price as of 2026-08-21)
June 29, 2006	NEON	A	3,601	$0.49	$1,764	121,990 Direct	+3.04%	Acquired	-99.9% (price as of 2026-08-21)
June 15, 2006	NEON	A	2,262	$0.78	$1,764	118,389 Direct	+1.95%	Acquired	-99.9% (price as of 2026-08-21)
May 30, 2006	NEON	A	1,747	$1.01	$1,764	116,127 Direct	+1.53%	Acquired	-99.9% (price as of 2026-08-21)
May 15, 2006	NEON	A	1,587	$1.11	$1,762	114,380 Direct	+1.41%	Acquired	-99.9% (price as of 2026-08-21)
April 28, 2006	NEON	A	1,604	$1.10	$1,764	112,793 Direct	+1.44%	Acquired	-99.9% (price as of 2026-08-21)
April 24, 2006	NEON	A	15,000	$1.10	$16,500	111,189 Direct	+15.59%	Acquired	-99.9% (price as of 2026-08-21)
April 15, 2006	NEON	A	1,730	$1.02	$1,765	96,189 Direct	+1.83%	Acquired	-99.9% (price as of 2026-08-21)
March 21, 2006	NEON	A	25,000	$1.00	$25,000	320,000 Direct	+8.47%	Acquired	-99.9% (price as of 2026-08-21)
March 7, 2006	NEON	P	15,800	$1.03	$16,274	94,459 Direct	+20.09%	Acquired	-99.9% (price as of 2026-08-21)
Jan. 12, 2006	NEON	A	9,659	—	—	78,659 Direct	+14.00%	Acquired	(price as of 2026-08-21)
March 31, 2005	NEON	A	100,000	$2.95	$295,000	295,000 Direct	+51.28%	Acquired	-100.0% (price as of 2026-08-21)
April 23, 2004	NEON	A	25,000	$4.45	$111,250	195,000 Direct	+14.71%	Acquired	-100.0% (price as of 2026-08-21)
March 11, 2004	NEON	S	6,000	$5.38	$32,280	69,000 Direct	-8.00%	Disposed	-100.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 28, 2013	NEON	Warrant	Common Stock	$0.50	Aug. 25, 2016	160,000	Disposed
Feb. 28, 2013	NEON	Warrant	Common Stock [F1]	$1.38	Oct. 15, 2013	160,000	Disposed
April 26, 2012	NEON	stock option	common stock (169,000)	$4.25	April 26, 2019	169,000	Acquired
Oct. 15, 2010	NEON	Warrant	Warrant (4,000,000)	$0.06	Oct. 15, 2013	4,000,000	Acquired
Aug. 10, 2007	NEON	Neonode Common Stock	Stock Option (180,000)	$4.90	Aug. 10, 2014	180,000	Acquired
May 30, 2007	NEON	SBE Stock Option	SBE Stock Option (15,000)	$2.33	May 30, 2014	15,000	Acquired
March 21, 2006	NEON	SBE Stock options	Stock Option (25,000)	$1.00	March 21, 2013	25,000	Acquired
March 31, 2005	NEON	SBE stock Option	SBE Stock Option (100,000)	$2.95	March 31, 2012	100,000	Acquired
April 23, 2004	NEON	Stock Options	Stock Option (25,000)	$4.45	April 12, 2011	25,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NEON

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2014	$125,000	—	—	—	—	—	$180,000	$305,000
2013	$200,000	—	—	—	—	—	$12,000	$212,000
2012	$196,333	—	—	$670,400	—	—	$5,000	$871,733

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.