David W Smith
CIK 1373894 · View on SEC EDGAR ↗
First SEC filing: July 3, 2007 · Latest: July 3, 2007
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 1, 2018 | UFPT | S 10b5-1 | 7,058 | $33.02 | $233,055 | 12,551 Direct | -35.99% | Disposed | 870.6% (price as of 2026-08-19) |
| April 30, 2018 | UFPT | S 10b5-1 | 2,242 | $33.20 | $74,434 | 12,551 Direct | -15.16% | Disposed | 865.3% (price as of 2026-08-19) |
| April 20, 2018 | UFPT | S 10b5-1 | 1,420 | $32.08 | $45,554 | 12,551 Direct | -10.16% | Disposed | 899.0% (price as of 2026-08-19) |
| April 19, 2018 | UFPT | S 10b5-1 | 200 | $32.00 | $6,400 | 12,551 Direct | -1.57% | Disposed | 901.5% (price as of 2026-08-19) |
| April 18, 2018 | UFPT | S 10b5-1 | 702 | $32.09 | $22,527 | 12,551 Direct | -5.30% | Disposed | 898.7% (price as of 2026-08-19) |
| April 17, 2018 | UFPT | S 10b5-1 | 2,000 | $33.24 | $66,480 | 12,551 Direct | -13.74% | Disposed | 864.2% (price as of 2026-08-19) |
| April 17, 2018 | UFPT | S 10b5-1 | 3,599 | $32.07 | $115,420 | 14,551 Direct | -19.83% | Disposed | 899.3% (price as of 2026-08-19) |
| April 16, 2018 | UFPT | S 10b5-1 | 534 | $32.05 | $17,115 | 12,551 Direct | -4.08% | Disposed | 900.0% (price as of 2026-08-19) |
| April 12, 2018 | UFPT | S 10b5-1 | 500 | $32.05 | $16,025 | 12,551 Direct | -3.83% | Disposed | 900.0% (price as of 2026-08-19) |
| April 12, 2018 | UFPT | S 10b5-1 | 500 | $32.05 | $16,025 | 12,551 Direct | -3.83% | Disposed | 900.0% (price as of 2026-08-19) |
| April 10, 2018 | UFPT | S 10b5-1 | 500 | $32.00 | $16,000 | 12,551 Direct | -3.83% | Disposed | 901.5% (price as of 2026-08-19) |
| April 5, 2018 | UFPT | S 10b5-1 | 1,345 | $31.12 | $41,856 | 12,551 Direct | -9.68% | Disposed | 929.9% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 1, 2018 | UFPT | Common Stock, $.01 Par Value | Common Stock, $.01 Par Value (7,058) | $21.67 | Sept. 12, 2018 | 7,058 | Disposed |
| April 30, 2018 | UFPT | Common Stock, $.01 Par Value | Common Stock, $.01 Par Value (2,242) | $21.67 | Sept. 12, 2018 | 2,242 | Disposed |
| April 20, 2018 | UFPT | Common Stock, $.01 Par Value | Common Stock, $.01 Par Value (1,420) | $21.67 | Sept. 12, 2018 | 1,420 | Disposed |
| April 19, 2018 | UFPT | Common Stock, $.01 Par Value | Common Stock, $.01 Par Value (200) | $21.67 | Sept. 12, 2018 | 200 | Disposed |
| April 18, 2018 | UFPT | Common Stock, $.01 Par Value | Common Stock, $.01 Par Value (702) | $21.67 | Sept. 12, 2018 | 702 | Disposed |
| April 17, 2018 | UFPT | Common Stock, $.01 Par Value | Common Stock, $.01 Par Value (5,599) | $21.67 | Sept. 12, 2018 | 5,599 | Disposed |
| April 16, 2018 | UFPT | Common Stock, $.01 Par Value | Common Stock, $.01 Par Value (534) | $21.67 | Sept. 12, 2018 | 534 | Disposed |
| April 12, 2018 | UFPT | Common Stock, $.01 Par Value | Common Stock, $.01 Par Value (500) | $21.67 | Sept. 12, 2018 | 500 | Disposed |
| April 12, 2018 | UFPT | Common Stock, $.01 Par Value | Common Stock, $.01 Par Value (1,345) | $21.67 | Sept. 12, 2018 | 500 | Disposed |
| April 10, 2018 | UFPT | Common Stock, $.01 Par Value | Common Stock, $.01 Par Value (500) | $21.67 | Sept. 12, 2018 | 500 | Disposed |
| April 5, 2018 | UFPT | Common Stock, $.01 Par Value | Common Stock, $.01 Par Value (1,345) | $21.67 | Sept. 12, 2018 | 1,345 | Disposed |
| Sept. 12, 2013 | UFPT | Stock Option (Right to Buy) | Common Stock, $.01 Par Value (30,000) | $21.67 | Sept. 12, 2023 | 30,000 | Acquired |
| Feb. 14, 2007 | ROG | Employee Stock Option (Right to Buy) | Captial (Common) Stock (7,750) | $52.51 | Feb. 14, 2017 | 7,750 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 17 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 3, 2013 | UFPT | Common Stock, $.01 Par Value | 0 | Direct |
| Sept. 1, 2006 | ROG | Capital (Common) Stock | 153 | Indirect |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Capital (Common) Stock (4,000) | 4,000 | Direct |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Captial (Common) Stock (4,000) | 4,000 | Direct |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Capital (Common) Stock (6,000) | 6,000 | Direct |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Capital (Common) Stock (10,000) | 10,000 | Direct |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Captial (Common) Stock (10,000) | 10,000 | Direct |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Capital (Common) Stock (12,000) | 12,000 | Direct |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Capital (Common) Stock (7,200) | 7,200 | Direct |
| Sept. 1, 2006 | ROG | Capital (Common) Stock | 153 | Indirect |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Capital (Common) Stock (4,000) | 4,000 | Direct |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Capital (Common) Stock (4,000) | 4,000 | Direct |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Capital (Common) Stock (6,000) | 6,000 | Direct |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Capital (Common) Stock (10,000) | 10,000 | Direct |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Captial (Common) Stock (10,000) | 10,000 | Direct |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Capital (Common) Stock (12,000) | 12,000 | Direct |
| Sept. 1, 2006 | ROG | Employee Stock Option (Right to Buy)→ Capital (Common) Stock (7,200) | 7,200 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
UFPT
President of Operations| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2020 | — | — | — | — | — | — | — | — |
| 2019 | — | — | — | — | — | — | — | — |
| 2017 | $255,000 | — | $102,188 | — | $98,000 | — | $24,728 | $479,916 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.