David W Smith

CIK 1373894 · View on SEC EDGAR ↗

Insider

First SEC filing: July 3, 2007 · Latest: July 3, 2007

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 42 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

42 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 1, 2018 UFPT S 10b5-1 7,058 $33.02 $233,055 12,551 Direct -35.99% Disposed 870.6% (price as of 2026-08-19)
April 30, 2018 UFPT S 10b5-1 2,242 $33.20 $74,434 12,551 Direct -15.16% Disposed 865.3% (price as of 2026-08-19)
April 20, 2018 UFPT S 10b5-1 1,420 $32.08 $45,554 12,551 Direct -10.16% Disposed 899.0% (price as of 2026-08-19)
April 19, 2018 UFPT S 10b5-1 200 $32.00 $6,400 12,551 Direct -1.57% Disposed 901.5% (price as of 2026-08-19)
April 18, 2018 UFPT S 10b5-1 702 $32.09 $22,527 12,551 Direct -5.30% Disposed 898.7% (price as of 2026-08-19)
April 17, 2018 UFPT S 10b5-1 2,000 $33.24 $66,480 12,551 Direct -13.74% Disposed 864.2% (price as of 2026-08-19)
April 17, 2018 UFPT S 10b5-1 3,599 $32.07 $115,420 14,551 Direct -19.83% Disposed 899.3% (price as of 2026-08-19)
April 16, 2018 UFPT S 10b5-1 534 $32.05 $17,115 12,551 Direct -4.08% Disposed 900.0% (price as of 2026-08-19)
April 12, 2018 UFPT S 10b5-1 500 $32.05 $16,025 12,551 Direct -3.83% Disposed 900.0% (price as of 2026-08-19)
April 12, 2018 UFPT S 10b5-1 500 $32.05 $16,025 12,551 Direct -3.83% Disposed 900.0% (price as of 2026-08-19)
April 10, 2018 UFPT S 10b5-1 500 $32.00 $16,000 12,551 Direct -3.83% Disposed 901.5% (price as of 2026-08-19)
April 5, 2018 UFPT S 10b5-1 1,345 $31.12 $41,856 12,551 Direct -9.68% Disposed 929.9% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 1, 2018 UFPT Common Stock, $.01 Par Value Common Stock, $.01 Par Value (7,058) $21.67 Sept. 12, 2018 7,058 Disposed
April 30, 2018 UFPT Common Stock, $.01 Par Value Common Stock, $.01 Par Value (2,242) $21.67 Sept. 12, 2018 2,242 Disposed
April 20, 2018 UFPT Common Stock, $.01 Par Value Common Stock, $.01 Par Value (1,420) $21.67 Sept. 12, 2018 1,420 Disposed
April 19, 2018 UFPT Common Stock, $.01 Par Value Common Stock, $.01 Par Value (200) $21.67 Sept. 12, 2018 200 Disposed
April 18, 2018 UFPT Common Stock, $.01 Par Value Common Stock, $.01 Par Value (702) $21.67 Sept. 12, 2018 702 Disposed
April 17, 2018 UFPT Common Stock, $.01 Par Value Common Stock, $.01 Par Value (5,599) $21.67 Sept. 12, 2018 5,599 Disposed
April 16, 2018 UFPT Common Stock, $.01 Par Value Common Stock, $.01 Par Value (534) $21.67 Sept. 12, 2018 534 Disposed
April 12, 2018 UFPT Common Stock, $.01 Par Value Common Stock, $.01 Par Value (500) $21.67 Sept. 12, 2018 500 Disposed
April 12, 2018 UFPT Common Stock, $.01 Par Value Common Stock, $.01 Par Value (1,345) $21.67 Sept. 12, 2018 500 Disposed
April 10, 2018 UFPT Common Stock, $.01 Par Value Common Stock, $.01 Par Value (500) $21.67 Sept. 12, 2018 500 Disposed
April 5, 2018 UFPT Common Stock, $.01 Par Value Common Stock, $.01 Par Value (1,345) $21.67 Sept. 12, 2018 1,345 Disposed
Sept. 12, 2013 UFPT Stock Option (Right to Buy) Common Stock, $.01 Par Value (30,000) $21.67 Sept. 12, 2023 30,000 Acquired
Feb. 14, 2007 ROG Employee Stock Option (Right to Buy) Captial (Common) Stock (7,750) $52.51 Feb. 14, 2017 7,750 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 17 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 3, 2013 UFPT Common Stock, $.01 Par Value 0 Direct
Sept. 1, 2006 ROG Capital (Common) Stock 153 Indirect
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Capital (Common) Stock (4,000) 4,000 Direct
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Captial (Common) Stock (4,000) 4,000 Direct
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Capital (Common) Stock (6,000) 6,000 Direct
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Capital (Common) Stock (10,000) 10,000 Direct
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Captial (Common) Stock (10,000) 10,000 Direct
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Capital (Common) Stock (12,000) 12,000 Direct
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Capital (Common) Stock (7,200) 7,200 Direct
Sept. 1, 2006 ROG Capital (Common) Stock 153 Indirect
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Capital (Common) Stock (4,000) 4,000 Direct
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Capital (Common) Stock (4,000) 4,000 Direct
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Capital (Common) Stock (6,000) 6,000 Direct
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Capital (Common) Stock (10,000) 10,000 Direct
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Captial (Common) Stock (10,000) 10,000 Direct
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Capital (Common) Stock (12,000) 12,000 Direct
Sept. 1, 2006 ROG Employee Stock Option (Right to Buy)→ Capital (Common) Stock (7,200) 7,200 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

UFPT

President of Operations
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020
2019
2017 $255,000 $102,188 $98,000 $24,728 $479,916

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.