Dawn Rogers

Insider

First SEC filing: June 8, 2018 · Latest: June 8, 2018

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 77 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

77 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 4, 2026	DXC	A	21,800	—	—	79,300 Direct	+37.91%	Acquired	(price as of 2026-08-20)
June 15, 2020	PFE	A	60	$33.36	$2,002	16,087 Direct	+0.37%	Acquired	-12.1% (price as of 2026-08-20)
May 29, 2020	PFE	A	52	$38.19	$1,986	15,996 Direct	+0.33%	Acquired	-23.2% (price as of 2026-08-20)
May 15, 2020	PFE	A	53	$37.76	$2,001	15,949 Direct	+0.33%	Acquired	-22.3% (price as of 2026-08-20)
April 30, 2020	PFE	A	52	$38.36	$1,995	15,737 Direct	+0.33%	Acquired	-23.5% (price as of 2026-08-20)
April 29, 2020	PFE	S	13,000	$38.13	$495,690	4,823 Direct	-72.94%	Disposed	-23.1% (price as of 2026-08-20)
April 15, 2020	PFE	A	56	$35.97	$2,014	15,692 Direct	+0.36%	Acquired	-18.5% (price as of 2026-08-20)
April 8, 2020	PFE	A	862	$34.60	$29,825	15,644 Direct	+5.83%	Acquired	-15.2% (price as of 2026-08-20)
March 31, 2020	PFE	A	57	$32.64	$1,860	14,788 Direct	+0.39%	Acquired	-10.1% (price as of 2026-08-20)
March 13, 2020	PFE	A	1,158	$32.71	$37,878	14,729 Direct	+8.53%	Acquired	-10.3% (price as of 2026-08-20)
Feb. 28, 2020	PFE	M	17,824	$27.37	$487,843	30,045 Direct	+145.85%	Acquired	7.2% (price as of 2026-08-20)
Feb. 28, 2020	PFE	F	3,014	$33.42	$100,728	27,031 Direct	-10.03%	Disposed	-12.2% (price as of 2026-08-20)
Feb. 28, 2020	PFE	F	9,208	$36.45	$335,632	17,823 Direct	-34.06%	Disposed	-19.5% (price as of 2026-08-20)
Feb. 28, 2020	PFE	M	17,824	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 27, 2020	PFE	A	68,999	—	—	68,999 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 27, 2020	PFE	A	59,117	—	—	59,117 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 26, 2020	PFE	M	15,097	$34.59	$522,205	24,995 Direct	+152.53%	Acquired	-15.2% (price as of 2026-08-20)
Feb. 26, 2020	PFE	F	1,250	$34.72	$43,400	23,745 Direct	-5.00%	Disposed	-15.5% (price as of 2026-08-20)
Feb. 26, 2020	PFE	F	11,524	$36.80	$424,083	12,221 Direct	-48.53%	Disposed	-20.3% (price as of 2026-08-20)
Feb. 26, 2020	PFE	A	2,374	—	—	11,192 Direct	+26.92%	Acquired	(price as of 2026-08-20)
Feb. 26, 2020	PFE	M	15,097	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 23, 2020	PFE	F	1,015	$35.72	$36,256	9,898 Direct	-9.30%	Disposed	-17.9% (price as of 2026-08-20)
Feb. 13, 2020	PFE	A	2,246	$36.93	$82,945	13,551 Direct	+19.87%	Acquired	-20.6% (price as of 2026-08-20)
Jan. 9, 2020	PFE	A	217	$38.89	$8,439	11,185 Direct	+1.98%	Acquired	-24.6% (price as of 2026-08-20)
Dec. 31, 2019	PFE	A	48	$39.18	$1,881	10,967 Direct	+0.44%	Acquired	-25.1% (price as of 2026-08-20)
Dec. 13, 2019	PFE	A	49	$38.33	$1,878	10,923 Direct	+0.45%	Acquired	-23.5% (price as of 2026-08-20)
Nov. 29, 2019	PFE	A	49	$38.52	$1,887	10,873 Direct	+0.45%	Acquired	-23.9% (price as of 2026-08-20)
Nov. 15, 2019	PFE	A	50	$37.28	$1,864	10,830 Direct	+0.46%	Acquired	-21.3% (price as of 2026-08-20)
Oct. 31, 2019	PFE	A	49	$38.37	$1,880	10,675 Direct	+0.46%	Acquired	-23.6% (price as of 2026-08-20)
Oct. 15, 2019	PFE	A	51	$36.50	$1,862	10,628 Direct	+0.48%	Acquired	-19.7% (price as of 2026-08-20)
Oct. 9, 2019	PFE	A	236	$35.69	$8,423	10,578 Direct	+2.28%	Acquired	-17.8% (price as of 2026-08-20)
Sept. 30, 2019	PFE	A	52	$35.93	$1,868	10,341 Direct	+0.51%	Acquired	-18.4% (price as of 2026-08-20)
Sept. 13, 2019	PFE	A	51	$36.91	$1,882	10,287 Direct	+0.50%	Acquired	-20.5% (price as of 2026-08-20)
Aug. 30, 2019	PFE	A	53	$35.55	$1,884	10,240 Direct	+0.52%	Acquired	-17.5% (price as of 2026-08-20)
Aug. 15, 2019	PFE	A	54	$34.48	$1,862	10,192 Direct	+0.53%	Acquired	-14.9% (price as of 2026-08-20)
July 31, 2019	PFE	A	48	$38.84	$1,864	10,024 Direct	+0.48%	Acquired	-24.5% (price as of 2026-08-20)
July 15, 2019	PFE	A	44	$42.75	$1,881	9,970 Direct	+0.44%	Acquired	-31.4% (price as of 2026-08-20)
July 10, 2019	PFE	A	192	$44.06	$8,460	9,924 Direct	+1.97%	Acquired	-33.4% (price as of 2026-08-20)
June 28, 2019	PFE	A	43	$43.32	$1,863	9,733 Direct	+0.44%	Acquired	-32.3% (price as of 2026-08-20)
June 14, 2019	PFE	A	44	$42.76	$1,881	9,691 Direct	+0.46%	Acquired	-31.4% (price as of 2026-08-20)
May 31, 2019	PFE	A	45	$41.52	$1,868	9,652 Direct	+0.47%	Acquired	-29.4% (price as of 2026-08-20)
May 15, 2019	PFE	A	46	$41.15	$1,893	9,608 Direct	+0.48%	Acquired	-28.7% (price as of 2026-08-20)
April 30, 2019	PFE	A	46	$40.61	$1,868	9,481 Direct	+0.49%	Acquired	-27.8% (price as of 2026-08-20)
April 29, 2019	PFE	F	4,255	$39.59	$168,455	10,665 Direct	-28.52%	Disposed	-25.9% (price as of 2026-08-20)
April 15, 2019	PFE	A	45	$42.09	$1,894	9,430 Direct	+0.48%	Acquired	-30.3% (price as of 2026-08-20)
April 10, 2019	PFE	A	378	$42.73	$16,152	9,384 Direct	+4.20%	Acquired	-31.4% (price as of 2026-08-20)
March 29, 2019	PFE	A	41	$42.47	$1,741	9,006 Direct	+0.46%	Acquired	-30.9% (price as of 2026-08-20)
March 15, 2019	PFE	A	474	$41.78	$19,804	8,967 Direct	+5.58%	Acquired	-29.8% (price as of 2026-08-20)
March 4, 2019	PFE	S	1,200	$42.99	$51,588	28,722 Direct	-4.01%	Disposed	-31.8% (price as of 2026-08-20)
March 4, 2019	PFE	S	13,802	$42.98	$593,210	14,920 Direct	-48.05%	Disposed	-31.8% (price as of 2026-08-20)
Feb. 28, 2019	PFE	A	48,736	—	—	48,736 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 28, 2019	PFE	A	41,071	—	—	41,071 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 27, 2019	PFE	M	19,297	$32.23	$621,942	45,049 Direct	+74.93%	Acquired	-9.0% (price as of 2026-08-20)
Feb. 27, 2019	PFE	A	4,943	—	—	49,992 Direct	+10.97%	Acquired	(price as of 2026-08-20)
Feb. 27, 2019	PFE	F	3,210	$42.93	$137,805	46,782 Direct	-6.42%	Disposed	-31.7% (price as of 2026-08-20)
Feb. 27, 2019	PFE	F	11,917	$42.31	$504,208	34,865 Direct	-25.47%	Disposed	-30.7% (price as of 2026-08-20)
Feb. 27, 2019	PFE	M	19,297	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 25, 2019	PFE	F	1,233	$43.08	$53,118	25,752 Direct	-4.57%	Disposed	-31.9% (price as of 2026-08-20)
Feb. 23, 2019	PFE	M	19,290	$21.03	$405,669	37,638 Direct	+105.13%	Acquired	39.5% (price as of 2026-08-20)
Feb. 23, 2019	PFE	F	4,646	$42.96	$199,592	32,992 Direct	-12.34%	Disposed	-31.7% (price as of 2026-08-20)
Feb. 23, 2019	PFE	F	6,007	$41.91	$251,753	26,985 Direct	-18.21%	Disposed	-30.0% (price as of 2026-08-20)
Feb. 23, 2019	PFE	M	19,290	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 11, 2019	PFE	A	747	$41.68	$31,135	8,496 Direct	+9.64%	Acquired	-29.6% (price as of 2026-08-20)
Jan. 10, 2019	PFE	A	186	$42.31	$7,870	7,684 Direct	+2.48%	Acquired	-30.7% (price as of 2026-08-20)
Dec. 31, 2018	PFE	A	40	$43.65	$1,746	7,497 Direct	+0.54%	Acquired	-32.8% (price as of 2026-08-20)
Dec. 14, 2018	PFE	A	40	$43.80	$1,752	7,455 Direct	+0.54%	Acquired	-33.0% (price as of 2026-08-20)
Nov. 30, 2018	PFE	A	38	$46.23	$1,757	7,411 Direct	+0.52%	Acquired	-36.6% (price as of 2026-08-20)
Nov. 15, 2018	PFE	A	41	$43.21	$1,772	7,380 Direct	+0.56%	Acquired	-32.1% (price as of 2026-08-20)
Oct. 31, 2018	PFE	A	41	$43.06	$1,765	7,285 Direct	+0.57%	Acquired	-31.9% (price as of 2026-08-20)
Oct. 15, 2018	PFE	A	41	$43.12	$1,768	7,246 Direct	+0.57%	Acquired	-32.0% (price as of 2026-08-20)
Oct. 9, 2018	PFE	A	173	$45.47	$7,866	7,202 Direct	+2.46%	Acquired	-35.5% (price as of 2026-08-20)
Sept. 28, 2018	PFE	A	40	$44.07	$1,763	7,030 Direct	+0.57%	Acquired	-33.5% (price as of 2026-08-20)
Sept. 14, 2018	PFE	A	41	$42.96	$1,761	6,992 Direct	+0.59%	Acquired	-31.7% (price as of 2026-08-20)
Aug. 31, 2018	PFE	A	42	$41.52	$1,744	6,953 Direct	+0.61%	Acquired	-29.4% (price as of 2026-08-20)
Aug. 15, 2018	PFE	A	43	$41.16	$1,770	6,911 Direct	+0.63%	Acquired	-28.7% (price as of 2026-08-20)
July 31, 2018	PFE	A	44	$39.93	$1,757	6,813 Direct	+0.65%	Acquired	-26.6% (price as of 2026-08-20)
July 13, 2018	PFE	A	47	$37.53	$1,764	6,772 Direct	+0.70%	Acquired	-21.9% (price as of 2026-08-20)
July 11, 2018	PFE	A	173	$37.21	$6,437	6,725 Direct	+2.64%	Acquired	-21.2% (price as of 2026-08-20)
June 29, 2018	PFE	A	48	$36.28	$1,741	6,553 Direct	+0.74%	Acquired	-19.2% (price as of 2026-08-20)
June 15, 2018	PFE	A	48	$36.36	$1,745	6,505 Direct	+0.74%	Acquired	-19.3% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 15, 2020	PFE	Phantom Stock Units SSP	Common Stock (60)	—	—	60	Acquired
May 29, 2020	PFE	Phantom Stock Units SSP	Common Stock (52)	—	—	52	Acquired
May 15, 2020	PFE	Phantom Stock Units SSP	Common Stock (53)	—	—	53	Acquired
April 30, 2020	PFE	Phantom Stock Units SSP	Common Stock (52)	—	—	52	Acquired
April 15, 2020	PFE	Phantom Stock Units SSP	Common Stock (56)	—	—	56	Acquired
April 8, 2020	PFE	Phantom Stock Units SSP	Common Stock (862)	—	—	862	Acquired
March 31, 2020	PFE	Phantom Stock Units SSP	Common Stock (57)	—	—	57	Acquired
March 13, 2020	PFE	Phantom Stock Units SSP	Common Stock (1,158)	—	—	1,158	Acquired
Feb. 28, 2020	PFE	Stock Appreciation Rights	Common Stock (17,824)	$27.37	Feb. 28, 2020	17,824	Disposed
Feb. 27, 2020	PFE	Stock Appreciation Rights	Common Stock (68,999)	$34.10	Feb. 27, 2025	68,999	Acquired
Feb. 27, 2020	PFE	Stock Appreciation Rights	Common Stock (59,117)	$34.10	Feb. 27, 2027	59,117	Acquired
Feb. 26, 2020	PFE	Phantom Stock Units	Common Stock (2,374)	—	—	2,374	Acquired
Feb. 26, 2020	PFE	Stock Appreciation Rights	Common Stock (15,097)	$34.59	Feb. 26, 2020	15,097	Disposed
Feb. 13, 2020	PFE	Phantom Stock Units SSP	Common Stock (2,246)	—	—	2,246	Acquired
Jan. 9, 2020	PFE	Phantom Stock Units SSP	Common Stock (217)	—	—	217	Acquired
Dec. 31, 2019	PFE	Phantom Stock Units SSP	Common Stock (48)	—	—	48	Acquired
Dec. 13, 2019	PFE	Phantom Stock Units SSP	Common Stock (49)	—	—	49	Acquired
Nov. 29, 2019	PFE	Phantom Stock Units SSP	Common Stock (49)	—	—	49	Acquired
Nov. 15, 2019	PFE	Phantom Stock Units SSP	Common Stock (50)	—	—	50	Acquired
Oct. 31, 2019	PFE	Phantom Stock Units SSP	Common Stock (49)	—	—	49	Acquired
Oct. 15, 2019	PFE	Phantom Stock Units SSP	Common Stock (51)	—	—	51	Acquired
Oct. 9, 2019	PFE	Phantom Stock Units SSP	Common Stock (236)	—	—	236	Acquired
Sept. 30, 2019	PFE	Phantom Stock Units SSP	Common Stock (52)	—	—	52	Acquired
Sept. 13, 2019	PFE	Phantom Stock Units SSP	Common Stock (51)	—	—	51	Acquired
Aug. 30, 2019	PFE	Phantom Stock Units SSP	Common Stock (53)	—	—	53	Acquired
Aug. 15, 2019	PFE	Phantom Stock Units SSP	Common Stock (54)	—	—	54	Acquired
July 31, 2019	PFE	Phantom Stock Units SSP	Common Stock (48)	—	—	48	Acquired
July 15, 2019	PFE	Phantom Stock Units SSP	Common Stock (44)	—	—	44	Acquired
July 10, 2019	PFE	Phantom Stock Units SSP	Common Stock (192)	—	—	192	Acquired
June 28, 2019	PFE	Phantom Stock Units SSP	Common Stock (43)	—	—	43	Acquired
June 14, 2019	PFE	Phantom Stock Units SSP	Common Stock (44)	—	—	44	Acquired
May 31, 2019	PFE	Phantom Stock Units SSP	Common Stock (45)	—	—	45	Acquired
May 15, 2019	PFE	Phantom Stock Units SSP	Common Stock (46)	—	—	46	Acquired
April 30, 2019	PFE	Phantom Stock Units SSP	Common Stock (46)	—	—	46	Acquired
April 15, 2019	PFE	Phantom Stock Units SSP	Common Stock (45)	—	—	45	Acquired
April 10, 2019	PFE	Phantom Stock Units SSP	Common Stock (378)	—	—	378	Acquired
March 29, 2019	PFE	Phantom Stock Units SSP	Common Stock (41)	—	—	41	Acquired
March 15, 2019	PFE	Phantom Stock Units SSP	Common Stock (474)	—	—	474	Acquired
Feb. 28, 2019	PFE	Stock Appreciation Rights	Common Stock (48,736)	$43.35	Feb. 28, 2024	48,736	Acquired
Feb. 28, 2019	PFE	Stock Appreciation Rights	Common Stock (41,071)	$43.35	Feb. 28, 2026	41,071	Acquired
Feb. 27, 2019	PFE	Stock Appreciation Rights	Common Stock (19,297)	$32.23	Feb. 27, 2019	19,297	Disposed
Feb. 23, 2019	PFE	Stock Appreciation Rights	Common Stock (19,290)	$21.03	Feb. 23, 2019	19,290	Disposed
Feb. 11, 2019	PFE	Phantom Stock Units SSP	Common Stock (747)	—	—	747	Acquired
Jan. 10, 2019	PFE	Phantom Stock Units SSP	Common Stock (186)	—	—	186	Acquired
Dec. 31, 2018	PFE	Phantom Stock Units SSP	Common Stock (40)	—	—	40	Acquired
Dec. 14, 2018	PFE	Phantom Stock Units SSP	Common Stock (40)	—	—	40	Acquired
Nov. 30, 2018	PFE	Phantom Stock Units SSP	Common Stock (38)	—	—	38	Acquired
Nov. 15, 2018	PFE	Phantom Stock Units SSP	Common Stock (41)	—	—	41	Acquired
Oct. 31, 2018	PFE	Phantom Stock Units SSP	Common Stock (41)	—	—	41	Acquired
Oct. 15, 2018	PFE	Phantom Stock Units SSP	Common Stock (41)	—	—	41	Acquired
Oct. 9, 2018	PFE	Phantom Stock Units SSP	Common Stock (173)	—	—	173	Acquired
Sept. 28, 2018	PFE	Phantom Stock Units SSP	Common Stock (40)	—	—	40	Acquired
Sept. 14, 2018	PFE	Phantom Stock Units SSP	Common Stock (41)	—	—	41	Acquired
Aug. 31, 2018	PFE	Phantom Stock Units SSP	Common Stock (42)	—	—	42	Acquired
Aug. 15, 2018	PFE	Phantom Stock Units SSP	Common Stock (43)	—	—	43	Acquired
July 31, 2018	PFE	Phantom Stock Units SSP	Common Stock (44)	—	—	44	Acquired
July 13, 2018	PFE	Phantom Stock Units SSP	Common Stock (47)	—	—	47	Acquired
July 11, 2018	PFE	Phantom Stock Units SSP	Common Stock (173)	—	—	173	Acquired
June 29, 2018	PFE	Phantom Stock Units SSP	Common Stock (48)	—	—	48	Acquired
June 15, 2018	PFE	Phantom Stock Units SSP	Common Stock (48)	—	—	48	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 8, 2018	PFE	Common Stock	17,907	Direct
June 8, 2018	PFE	Common Stock	5,984	Indirect
June 8, 2018	PFE	Phantom Stock Units→ Common Stock (3,444)	3,444	Direct
June 8, 2018	PFE	Phantom Stock Units SSP→ Common Stock (6,456)	6,456	Direct
June 8, 2018	PFE	Stock Appreciation Rights→ Common Stock (19,290)	19,290	Direct
June 8, 2018	PFE	Stock Appreciation Rights→ Common Stock (17,824)	17,824	Direct
June 8, 2018	PFE	Stock Appreciation Rights→ Common Stock (15,948)	15,948	Direct
June 8, 2018	PFE	Stock Appreciation Rights→ Common Stock (14,253)	14,253	Direct
June 8, 2018	PFE	Stock Appreciation Rights→ Common Stock (19,297)	19,297	Direct
June 8, 2018	PFE	Stock Appreciation Rights→ Common Stock (15,369)	15,369	Direct
June 8, 2018	PFE	Stock Appreciation Rights→ Common Stock (15,219)	15,219	Direct
June 8, 2018	PFE	Stock Appreciation Rights→ Common Stock (12,635)	12,635	Direct
June 8, 2018	PFE	Stock Appreciation Rights→ Common Stock (15,097)	15,097	Direct
June 8, 2018	PFE	Stock Appreciation Rights→ Common Stock (12,584)	12,584	Direct
June 8, 2018	PFE	Stock Appreciation Rights→ Common Stock (17,158)	17,158	Direct
June 8, 2018	PFE	Stock Appreciation Rights→ Common Stock (14,344)	14,344	Direct