Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 100 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 22, 2026 SWK A 137 $91.19 $12,493 15,421 Direct +0.90% Acquired -1.7% (price as of 2026-10-05)
Sept. 22, 2026 SWK A 141 $91.19 $12,858 15,562 Direct +0.91% Acquired -1.7% (price as of 2026-10-05)
Sept. 22, 2026 SWK A 343 $91.19 $31,278 18,775 Direct +1.86% Acquired -1.7% (price as of 2026-10-05)
Sept. 22, 2026 SWK A 170 $91.19 $15,502 18,945 Direct +0.91% Acquired -1.7% (price as of 2026-10-05)
June 23, 2026 SWK A 176 $84.57 $14,884 18,432 Direct +0.96% Acquired 6.0% (price as of 2026-10-05)
June 23, 2026 SWK A 370 $84.57 $31,291 18,257 Direct +2.07% Acquired 6.0% (price as of 2026-10-05)
June 23, 2026 SWK A 147 $84.57 $12,432 15,284 Direct +0.97% Acquired 6.0% (price as of 2026-10-05)
June 23, 2026 SWK A 133 $84.57 $11,248 15,137 Direct +0.89% Acquired 6.0% (price as of 2026-10-05)
May 4, 2026 SWK A 2,603 · · 15,004 Direct +20.99% Acquired (price as of 2026-10-05)
March 24, 2026 SWK A 126 $70.77 $8,917 12,258 Direct +1.04% Acquired 26.7% (price as of 2026-10-05)
March 24, 2026 SWK A 142 $70.77 $10,049 12,401 Direct +1.16% Acquired 26.7% (price as of 2026-10-05)
March 24, 2026 SWK A 442 $70.77 $31,280 17,685 Direct +2.56% Acquired 26.7% (price as of 2026-10-05)
March 24, 2026 SWK A 202 $70.77 $14,296 17,887 Direct +1.14% Acquired 26.7% (price as of 2026-10-05)
Dec. 16, 2025 SWK A 136 $73.40 $9,982 12,132 Direct +1.13% Acquired 22.2% (price as of 2026-10-05)
Dec. 16, 2025 SWK A 453 $73.40 $33,250 17,056 Direct +2.73% Acquired 22.2% (price as of 2026-10-05)
Dec. 16, 2025 SWK A 188 $73.40 $13,799 17,243 Direct +1.10% Acquired 22.2% (price as of 2026-10-05)
Sept. 16, 2025 SWK A 126 $78.39 $9,877 11,997 Direct +1.06% Acquired 14.4% (price as of 2026-10-05)
Sept. 16, 2025 SWK A 478 $78.39 $37,470 16,434 Direct +3.00% Acquired 14.4% (price as of 2026-10-05)
Sept. 16, 2025 SWK A 169 $78.39 $13,248 16,603 Direct +1.03% Acquired 14.4% (price as of 2026-10-05)
June 17, 2025 SWK A 192 $64.85 $12,451 15,956 Direct +1.22% Acquired 38.3% (price as of 2026-10-05)
June 17, 2025 SWK A 578 $64.85 $37,483 15,764 Direct +3.81% Acquired 38.3% (price as of 2026-10-05)
June 17, 2025 SWK A 148 $64.85 $9,598 11,871 Direct +1.26% Acquired 38.3% (price as of 2026-10-05)
April 25, 2025 SWK A 3,238 · · 11,723 Direct +38.16% Acquired (price as of 2026-10-05)
March 18, 2025 SWK A 147 $81.33 $11,956 15,185 Direct +0.98% Acquired 10.3% (price as of 2026-10-05)
March 18, 2025 SWK A 446 $81.33 $36,273 15,038 Direct +3.06% Acquired 10.3% (price as of 2026-10-05)
March 18, 2025 SWK A 85 $81.33 $6,913 8,485 Direct +1.01% Acquired 10.3% (price as of 2026-10-05)
Dec. 17, 2024 SWK A 139 $82.92 $11,526 14,593 Direct +0.96% Acquired 8.2% (price as of 2026-10-05)
Dec. 17, 2024 SWK A 437 $82.92 $36,236 14,454 Direct +3.12% Acquired 8.2% (price as of 2026-10-05)
Dec. 17, 2024 SWK A 82 $82.92 $6,799 8,400 Direct +0.99% Acquired 8.2% (price as of 2026-10-05)
Sept. 17, 2024 SWK A 108 $103.22 $11,148 14,017 Direct +0.78% Acquired -13.1% (price as of 2026-10-05)
Sept. 17, 2024 SWK A 351 $103.22 $36,230 13,909 Direct +2.59% Acquired -13.1% (price as of 2026-10-05)
Sept. 17, 2024 SWK A 66 $103.22 $6,813 8,318 Direct +0.80% Acquired -13.1% (price as of 2026-10-05)
June 18, 2024 SWK A 125 $84.40 $10,550 13,558 Direct +0.93% Acquired 6.3% (price as of 2026-10-05)
June 18, 2024 SWK A 430 $84.40 $36,292 13,433 Direct +3.31% Acquired 6.3% (price as of 2026-10-05)
June 18, 2024 SWK A 78 $84.40 $6,583 8,252 Direct +0.95% Acquired 6.3% (price as of 2026-10-05)
May 3, 2024 SWK A 2,140 · · 8,174 Direct +35.47% Acquired (price as of 2026-10-05)
March 19, 2024 SWK A 113 $89.48 $10,111 13,004 Direct +0.88% Acquired 0.2% (price as of 2026-10-05)
March 19, 2024 SWK A 54 $89.48 $4,832 6,034 Direct +0.90% Acquired 0.2% (price as of 2026-10-05)
March 15, 2024 SWK A 408 $88.91 $36,275 12,894 Direct +3.27% Acquired 0.9% (price as of 2026-10-05)
Dec. 19, 2023 SWK A 49 $97.54 $4,779 5,980 Direct +0.83% Acquired -8.1% (price as of 2026-10-05)
Dec. 19, 2023 SWK A 103 $97.54 $10,047 12,486 Direct +0.83% Acquired -8.1% (price as of 2026-10-05)
Dec. 15, 2023 SWK A 363 $99.80 $36,227 12,383 Direct +3.02% Acquired -10.1% (price as of 2026-10-05)
Sept. 19, 2023 SWK A 108 $86.63 $9,356 12,020 Direct +0.91% Acquired 3.5% (price as of 2026-10-05)
Sept. 19, 2023 SWK A 55 $86.63 $4,765 5,931 Direct +0.94% Acquired 3.5% (price as of 2026-10-05)
Sept. 15, 2023 SWK A 414 $87.51 $36,229 11,912 Direct +3.60% Acquired 2.5% (price as of 2026-10-05)
June 20, 2023 SWK A 98 $89.36 $8,757 11,498 Direct +0.86% Acquired 0.4% (price as of 2026-10-05)
June 20, 2023 SWK A 52 $89.36 $4,647 5,876 Direct +0.89% Acquired 0.4% (price as of 2026-10-05)
June 15, 2023 SWK A 401 $90.44 $36,266 11,400 Direct +3.65% Acquired -0.8% (price as of 2026-10-05)
April 21, 2023 SWK A 2,320 $79.74 $184,997 5,823 Direct +66.23% Acquired 12.5% (price as of 2026-10-05)
March 21, 2023 SWK A 34 $80.46 $2,736 3,503 Direct +0.98% Acquired 11.5% (price as of 2026-10-05)
March 21, 2023 SWK A 104 $80.46 $8,368 10,999 Direct +0.95% Acquired 11.5% (price as of 2026-10-05)
March 15, 2023 SWK A 459 $79.16 $36,334 10,895 Direct +4.40% Acquired 13.3% (price as of 2026-10-05)
Dec. 20, 2022 SWK A 106 $74.64 $7,912 10,436 Direct +1.03% Acquired 20.2% (price as of 2026-10-05)
Dec. 20, 2022 SWK A 37 $74.64 $2,762 3,469 Direct +1.08% Acquired 20.2% (price as of 2026-10-05)
Dec. 15, 2022 SWK A 464 $79.12 $36,712 10,331 Direct +4.70% Acquired 13.3% (price as of 2026-10-05)
Sept. 20, 2022 SWK A 88 $84.72 $7,455 9,866 Direct +0.90% Acquired 5.9% (price as of 2026-10-05)
Sept. 20, 2022 SWK A 32 $84.72 $2,711 3,432 Direct +0.94% Acquired 5.9% (price as of 2026-10-05)
Sept. 15, 2022 SWK A 58 $86.72 $5,030 9,778 Direct +0.60% Acquired 3.4% (price as of 2026-10-05)
Sept. 15, 2022 SWK A 360 $86.72 $31,219 9,720 Direct +3.85% Acquired 3.4% (price as of 2026-10-05)
June 21, 2022 SWK A 68 $104.22 $7,087 9,360 Direct +0.73% Acquired -14.0% (price as of 2026-10-05)
June 21, 2022 SWK A 26 $104.22 $2,710 3,400 Direct +0.77% Acquired -14.0% (price as of 2026-10-05)
June 15, 2022 SWK A 47 $106.62 $5,011 9,292 Direct +0.51% Acquired -15.9% (price as of 2026-10-05)
June 15, 2022 SWK A 293 $106.62 $31,240 9,245 Direct +3.27% Acquired -15.9% (price as of 2026-10-05)
April 22, 2022 SWK A 1,120 $142.88 $160,026 3,375 Direct +49.67% Acquired -37.2% (price as of 2026-10-05)
March 22, 2022 SWK A 47 $147.01 $6,909 8,952 Direct +0.53% Acquired -39.0% (price as of 2026-10-05)
March 22, 2022 SWK A 12 $147.01 $1,764 2,255 Direct +0.53% Acquired -39.0% (price as of 2026-10-05)
March 15, 2022 SWK A 16 $145.09 $2,321 8,906 Direct +0.18% Acquired -38.2% (price as of 2026-10-05)
March 15, 2022 SWK A 215 $145.09 $31,194 8,889 Direct +2.48% Acquired -38.2% (price as of 2026-10-05)
Dec. 22, 2021 SWK A 10 $179.78 $1,798 2,242 Direct +0.45% Acquired -50.1% (price as of 2026-10-05)
Dec. 21, 2021 SWK A 37 $179.78 $6,652 8,674 Direct +0.43% Acquired -50.1% (price as of 2026-10-05)
Dec. 15, 2021 SWK A 164 $190.46 $31,235 8,637 Direct +1.94% Acquired -52.9% (price as of 2026-10-05)
Sept. 22, 2021 SWK A 10 $181.49 $1,815 2,233 Direct +0.45% Acquired -50.6% (price as of 2026-10-05)
Sept. 21, 2021 SWK A 36 $181.49 $6,534 8,473 Direct +0.43% Acquired -50.6% (price as of 2026-10-05)
Sept. 15, 2021 SWK A 169 $184.66 $31,208 8,437 Direct +2.04% Acquired -51.4% (price as of 2026-10-05)
June 22, 2021 SWK A 8 $198.09 $1,585 2,223 Direct +0.36% Acquired -54.7% (price as of 2026-10-05)
June 22, 2021 SWK A 29 $198.09 $5,745 8,267 Direct +0.35% Acquired -54.7% (price as of 2026-10-05)
June 15, 2021 SWK A 154 $202.43 $31,174 8,239 Direct +1.90% Acquired -55.7% (price as of 2026-10-05)
May 10, 2021 SWK A 766 $208.85 $159,979 2,215 Direct +52.86% Acquired -57.1% (price as of 2026-10-05)
March 24, 2021 SWK A 5 $194.18 $971 1,449 Direct +0.35% Acquired -53.8% (price as of 2026-10-05)
March 23, 2021 SWK A 28 $194.18 $5,437 8,084 Direct +0.35% Acquired -53.8% (price as of 2026-10-05)
March 15, 2021 SWK A 163 $191.73 $31,252 8,056 Direct +2.07% Acquired -53.2% (price as of 2026-10-05)
Dec. 15, 2020 SWK A 6 $174.13 $1,045 1,444 Direct +0.42% Acquired -48.5% (price as of 2026-10-05)
Dec. 15, 2020 SWK A 144 $174.13 $25,075 7,862 Direct +1.87% Acquired -48.5% (price as of 2026-10-05)
Dec. 15, 2020 SWK A 31 $174.13 $5,398 7,893 Direct +0.39% Acquired -48.5% (price as of 2026-10-05)
Sept. 15, 2020 SWK A 32 $163.42 $5,229 7,718 Direct +0.42% Acquired -45.1% (price as of 2026-10-05)
Sept. 15, 2020 SWK A 153 $163.42 $25,003 7,686 Direct +2.03% Acquired -45.1% (price as of 2026-10-05)
Sept. 15, 2020 SWK A 6 $163.42 $981 1,438 Direct +0.42% Acquired -45.1% (price as of 2026-10-05)
June 19, 2020 SWK A 7 $139.70 $978 1,432 Direct +0.49% Acquired -35.8% (price as of 2026-10-05)
June 16, 2020 SWK A 36 $139.70 $5,029 7,533 Direct +0.48% Acquired -35.8% (price as of 2026-10-05)
June 15, 2020 SWK A 192 $130.30 $25,018 7,497 Direct +2.63% Acquired -31.2% (price as of 2026-10-05)
May 13, 2020 MDLZ A 3,532 · · 13,017 Direct +37.24% Acquired (price as of 2026-10-05)
May 11, 2020 NWL A 12,053 · · 12,053 Direct · Acquired (price as of 2026-10-06)
May 7, 2020 NWL M 9,085 · · 0 Direct -100.00% Disposed (price as of 2026-10-06)
May 7, 2020 NWL M 9,085 · · 15,996 Direct +131.46% Acquired (price as of 2026-10-06)
April 17, 2020 SWK A 1,425 $112.28 $159,999 1,425 Direct · Acquired -20.1% (price as of 2026-10-05)
March 17, 2020 SWK A 56 $84.92 $4,756 7,305 Direct +0.77% Acquired 5.6% (price as of 2026-10-05)
March 16, 2020 SWK A 342 $91.31 $31,228 7,249 Direct +4.95% Acquired -1.8% (price as of 2026-10-05)
Dec. 17, 2019 SWK A 28 $164.78 $4,614 6,907 Direct +0.41% Acquired -45.6% (price as of 2026-10-05)
Dec. 16, 2019 SWK A 189 $165.12 $31,208 6,879 Direct +2.83% Acquired -45.7% (price as of 2026-10-05)
Sept. 17, 2019 SWK A 31 $143.20 $4,439 6,690 Direct +0.47% Acquired -37.4% (price as of 2026-10-05)

Showing latest 100 of 157 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 22, 2026 SWK Deferred Shares Common Stock (343) · · 343 Acquired
Sept. 22, 2026 SWK Deferred Shares Common Stock (170) · · 170 Acquired
June 23, 2026 SWK Deferred Shares Common Stock (176) · · 176 Acquired
June 23, 2026 SWK Deferred Shares Common Stock (370) · · 370 Acquired
March 24, 2026 SWK Deferred Shares Common Stock (442) · · 442 Acquired
March 24, 2026 SWK Deferred Shares Common Stock (202) · · 202 Acquired
Dec. 16, 2025 SWK Deferred Shares Common Stock (453) · · 453 Acquired
Dec. 16, 2025 SWK Deferred Shares Common Stock (188) · · 188 Acquired
Sept. 16, 2025 SWK Deferred Shares Common Stock (478) · · 478 Acquired
Sept. 16, 2025 SWK Deferred Shares Common Stock (169) · · 169 Acquired
June 17, 2025 SWK Deferred Shares Common Stock (192) · · 192 Acquired
June 17, 2025 SWK Deferred Shares Common Stock (578) · · 578 Acquired
March 18, 2025 SWK Deferred Shares Common Stock (147) · · 147 Acquired
March 18, 2025 SWK Deferred Shares Common Stock (446) · · 446 Acquired
Dec. 17, 2024 SWK Deferred Shares Common Stock (139) · · 139 Acquired
Dec. 17, 2024 SWK Deferred Shares Common Stock (437) · · 437 Acquired
Sept. 17, 2024 SWK Deferred Shares Common Stock (108) · · 108 Acquired
Sept. 17, 2024 SWK Deferred Shares Common Stock (351) · · 351 Acquired
June 18, 2024 SWK Deferred Shares Common Stock (125) · · 125 Acquired
June 18, 2024 SWK Deferred Shares Common Stock (430) · · 430 Acquired
March 19, 2024 SWK Deferred Shares Common Stock (113) · · 113 Acquired
March 15, 2024 SWK Deferred Shares Common Stock (408) · · 408 Acquired
Dec. 19, 2023 SWK Deferred Shares Common Stock (103) · · 103 Acquired
Dec. 15, 2023 SWK Deferred Shares Common Stock (363) · · 363 Acquired
Sept. 19, 2023 SWK Deferred Shares Common Stock (108) · · 108 Acquired
Sept. 15, 2023 SWK Deferred Shares Common Stock (414) · · 414 Acquired
June 20, 2023 SWK Deferred Shares Common Stock (98) · · 98 Acquired
June 15, 2023 SWK Deferred Shares Common Stock (401) · · 401 Acquired
March 21, 2023 SWK Deferred Shares Common Stock (104) · · 104 Acquired
March 15, 2023 SWK Deferred Shares Common Stock (459) · · 459 Acquired
Dec. 20, 2022 SWK Deferred Shares Common Stock (106) · · 106 Acquired
Dec. 15, 2022 SWK Deferred Shares Common Stock (464) · · 464 Acquired
Sept. 20, 2022 SWK Deferred Shares Common Stock (88) · · 88 Acquired
Sept. 15, 2022 SWK Deferred Shares Common Stock (58) · · 58 Acquired
Sept. 15, 2022 SWK Deferred Shares Common Stock (360) · · 360 Acquired
June 21, 2022 SWK Deferred Shares Common Stock (68) · · 68 Acquired
June 15, 2022 SWK Deferred Shares Common Stock (47) · · 47 Acquired
June 15, 2022 SWK Deferred Shares Common Stock (293) · · 293 Acquired
March 22, 2022 SWK Deferred Shares Common Stock (47) · · 47 Acquired
March 15, 2022 SWK Deferred Shares Common Stock (16) · · 16 Acquired
March 15, 2022 SWK Deferred Shares Common Stock (215) · · 215 Acquired
Dec. 21, 2021 SWK Deferred Shares Common Stock (37) · · 37 Acquired
Dec. 15, 2021 SWK Deferred Shares Common Stock (164) · · 164 Acquired
Sept. 21, 2021 SWK Deferred Shares Common Stock (36) · · 36 Acquired
Sept. 15, 2021 SWK Deferred Shares Common Stock (169) · · 169 Acquired
June 22, 2021 SWK Deferred Shares Common Stock (29) · · 29 Acquired
June 15, 2021 SWK Deferred Shares Common Stock (154) · · 154 Acquired
March 23, 2021 SWK Deferred Shares Common Stock (28) · · 28 Acquired
March 15, 2021 SWK Deferred Shares Common Stock (163) · · 163 Acquired
Dec. 15, 2020 SWK Deferred Shares Common Stock (144) · · 144 Acquired
Dec. 15, 2020 SWK Deferred Shares Common Stock (31) · · 31 Acquired
Sept. 15, 2020 SWK Deferred Shares Common Stock (32) · · 32 Acquired
Sept. 15, 2020 SWK Deferred Shares Common Stock (153) · · 153 Acquired
June 16, 2020 SWK Deferred Shares Common Stock (36) · · 36 Acquired
June 15, 2020 SWK Deferred Shares Common Stock (192) · · 192 Acquired
May 11, 2020 NWL Restricted Stock Units Common Stock (12,053) · · 12,053 Acquired
May 7, 2020 NWL Restricted Stock Units Common Stock (9,085) · · 9,085 Disposed
March 17, 2020 SWK Deferred Shares Common Stock (56) · · 56 Acquired
March 16, 2020 SWK Deferred Shares Common Stock (342) · · 342 Acquired
Dec. 17, 2019 SWK Deferred Shares Common Stock (28) · · 28 Acquired
Dec. 16, 2019 SWK Deferred Shares Common Stock (189) · · 189 Acquired
Sept. 17, 2019 SWK Deferred Shares Common Stock (31) · · 31 Acquired
Sept. 16, 2019 SWK Deferred Shares Common Stock (216) · · 216 Acquired
June 18, 2019 SWK Deferred Shares Common Stock (28) · · 28 Acquired
June 17, 2019 SWK Deferred Shares Common Stock (221) · · 221 Acquired
May 7, 2019 NWL Restricted Stock Units Common Stock (9,085) · · 9,085 Acquired
May 6, 2019 NWL Restricted Stock Units Common Stock (6,881) · · 6,881 Disposed
April 17, 2019 SWK Restricted Stock Units Common Stock (1,100) $0.00 · 1,100 Acquired
March 19, 2019 SWK Deferred Shares Common Stock (29) · · 29 Acquired
March 15, 2019 SWK Deferred Shares Common Stock (236) · · 236 Acquired
Dec. 18, 2018 SWK Deferred Shares Common Stock (31) · · 31 Acquired
Dec. 17, 2018 SWK Deferred Shares Common Stock (261) · · 261 Acquired
Sept. 18, 2018 SWK Deferred Shares Common Stock (24) · · 24 Acquired
Sept. 17, 2018 SWK Deferred Shares Common Stock (210) · · 210 Acquired
June 19, 2018 SWK Deferred Shares Common Stock (23) · · 23 Acquired
June 15, 2018 SWK Deferred Shares Common Stock (222) · · 222 Acquired
May 15, 2018 NWL Restricted Stock Units Common Stock (6,881) · · 6,881 Acquired
April 19, 2018 SWK Restricted Stock Units Common Stock (893) $0.00 · 893 Acquired
March 20, 2018 SWK Deferred Shares Common Stock (20) · · 20 Acquired
March 15, 2018 SWK Deferred Shares Common Stock (199) · · 199 Acquired
Dec. 19, 2017 SWK Deferred Shares Common Stock (18) · · 18 Acquired
Dec. 15, 2017 SWK Deferred Shares Common Stock (188) · · 188 Acquired
Sept. 19, 2017 SWK Deferred Shares Common Stock (19) · · 19 Acquired
Sept. 15, 2017 SWK Deferred Shares Common Stock (212) · · 212 Acquired
June 20, 2017 SWK Deferred Shares Common Stock (17) · · 17 Acquired
June 15, 2017 SWK Deferred Shares Common Stock (222) · · 222 Acquired
April 20, 2017 SWK Restricted Stock Units Common Stock (1,060) $0.00 · 1,060 Acquired
March 21, 2017 SWK Deferred Shares Common Stock (18) · · 18 Acquired
March 15, 2017 SWK Deferred Shares Common Stock (240) · · 240 Acquired
Dec. 20, 2016 SWK Deferred Shares Common Stock (18) · · 18 Acquired
Dec. 15, 2016 SWK Deferred Shares Common Stock (263) · · 263 Acquired
Sept. 20, 2016 SWK Deferred Shares Common Stock (16) · · 16 Acquired
Sept. 15, 2016 SWK Deferred Shares Common Stock (259) · · 259 Acquired
June 21, 2016 SWK Deferred Shares Common Stock (15) · · 15 Acquired
June 15, 2016 SWK Deferred Shares Common Stock (280) · · 280 Acquired
April 20, 2016 SWK Restricted Stock Units Common Stock (1,151) $0.00 · 1,151 Acquired
March 22, 2016 SWK Deferred Shares Common Stock (15) · · 15 Acquired
March 15, 2016 SWK Deferred Shares Common Stock (315) · · 315 Acquired
Dec. 22, 2015 SWK Deferred Shares Common Stock (13) · · 13 Acquired
Dec. 15, 2015 SWK Deferred Shares Common Stock (288) · · 288 Acquired

Showing latest 100 of 115 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 5, 2018 MDLZ Class A Common Stock 360 Direct
March 1, 2018 NWL Common Stock 30 Indirect
Dec. 12, 2013 SWK No Securities Beneficially Owned 0 Direct