Denise C Johnson

CIK 1608229 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 27, 2022 · Latest: Oct. 27, 2022

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Insider at

Insider transactions

0 buys (P) 18 sells (S) Net: $-43,737,210 + 75 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

75 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 14, 2026 CAT S 1,605 $911.92 $1,463,632 49,825 Direct -3.12% Disposed -11.3% (price as of 2026-08-20)
May 14, 2026 CAT S 402 $910.65 $366,081 51,430 Direct -0.78% Disposed -11.2% (price as of 2026-08-20)
May 14, 2026 CAT S 1,568 $909.70 $1,426,410 51,832 Direct -2.94% Disposed -11.1% (price as of 2026-08-20)
May 14, 2026 CAT S 2,302 $908.76 $2,091,966 53,400 Direct -4.13% Disposed -11.0% (price as of 2026-08-20)
May 14, 2026 CAT S 1,191 $907.98 $1,081,404 55,702 Direct -2.09% Disposed -11.0% (price as of 2026-08-20)
May 14, 2026 CAT S 1,491 $906.73 $1,351,934 56,893 Direct -2.55% Disposed -10.8% (price as of 2026-08-20)
May 14, 2026 CAT S 2,259 $905.73 $2,046,044 58,384 Direct -3.73% Disposed -10.7% (price as of 2026-08-20)
May 14, 2026 CAT S 1,787 $904.70 $1,616,699 60,643 Direct -2.86% Disposed -10.6% (price as of 2026-08-20)
May 13, 2026 CAT S 2,650 $910.24 $2,412,136 49,825 Direct -5.05% Disposed -11.2% (price as of 2026-08-20)
May 13, 2026 CAT S 3,546 $909.46 $3,224,945 52,475 Direct -6.33% Disposed -11.1% (price as of 2026-08-20)
Feb. 2, 2026 CAT S 1,431 $680.11 $973,237 72,646 Direct -1.93% Disposed 18.9% (price as of 2026-08-20)
Feb. 2, 2026 CAT S 20,145 $680.76 $13,713,910 52,501 Direct -27.73% Disposed 18.8% (price as of 2026-08-20)
Feb. 2, 2026 CAT S 1,138 $684.93 $779,450 43,350 Direct -2.56% Disposed 18.0% (price as of 2026-08-20)
Feb. 2, 2026 CAT S 2,258 $683.90 $1,544,246 44,488 Direct -4.83% Disposed 18.2% (price as of 2026-08-20)
Feb. 2, 2026 CAT S 2,761 $682.84 $1,885,321 46,746 Direct -5.58% Disposed 18.4% (price as of 2026-08-20)
Feb. 2, 2026 CAT S 2,994 $681.69 $2,040,980 49,507 Direct -5.70% Disposed 18.6% (price as of 2026-08-20)
Feb. 2, 2026 CAT S 7,411 $680.11 $5,040,295 43,350 Direct -14.60% Disposed 18.9% (price as of 2026-08-20)
Feb. 2, 2026 CAT S 1,000 $678.52 $678,520 50,761 Direct -1.93% Disposed 19.2% (price as of 2026-08-20)
Aug. 3, 2023 CAT S 714 — — 17,968 Direct -3.82% Disposed (price as of 2026-08-20)
Aug. 3, 2023 CAT S 4,112 — — 18,682 Direct -18.04% Disposed (price as of 2026-08-20)
Aug. 3, 2023 CAT S 2,300 — — 22,794 Direct -9.17% Disposed (price as of 2026-08-20)
Aug. 3, 2023 CAT S 16,610 — — 25,094 Direct -39.83% Disposed (price as of 2026-08-20)
Aug. 3, 2023 CAT S 10,120 — — 17,968 Direct -36.03% Disposed (price as of 2026-08-20)
Aug. 3, 2023 CAT S 7,892 — — 28,088 Direct -21.93% Disposed (price as of 2026-08-20)
Dec. 27, 2022 CAT S 23,737 $240.14 $5,700,203 8,605 Direct -73.39% Disposed 236.7% (price as of 2026-08-20)

Showing latest 100 of 285 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 14, 2026 CAT Employee Stock Options Common Stock (16,078) $196.70 March 7, 2032 16,078 Disposed
May 13, 2026 CAT Employee Stock Options Common Stock (7,900) $196.70 March 7, 2032 7,900 Disposed
March 2, 2026 CAT Employee Stock options Common Stock (4,601) $752.18 March 2, 2036 4,601 Acquired
Feb. 4, 2026 CAT Phantom Stock Units Common Stock (10,946) — — 10,946 Disposed
Feb. 2, 2026 CAT Employee Stock Options Common Stock (45,291) $219.76 March 1, 2031 45,291 Disposed
Feb. 2, 2026 CAT Employee Stock Options Common Stock (11,810) $196.70 March 7, 2032 11,810 Disposed
Nov. 12, 2025 CAT Phantom Stock Units Common Stock (10,944) — — 10,944 Disposed
Oct. 24, 2025 CAT Phantom Stock Units Common Stock (19) — — 19 Acquired
Sept. 26, 2025 CAT Phantom Stock Units Common Stock (21) — — 21 Acquired
Aug. 26, 2025 CAT Phantom Stock Units Common Stock (23) — — 23 Acquired
Aug. 7, 2025 CAT Phantom Stock Units Common Stock (8,493) — — 8,493 Disposed
July 25, 2025 CAT Phantom Stock Units Common Stock (23) — — 23 Acquired
June 26, 2025 CAT Phantom Stock Units Common Stock (26) — — 26 Acquired
May 23, 2025 CAT Phantom Stock Units Common Stock (19) — — 19 Acquired
March 14, 2025 CAT Phantom Stock Units Common Stock (486) — — 486 Acquired
March 7, 2025 CAT Phantom Stock Units Common Stock (354) — — 354 Acquired
March 3, 2025 CAT Employee Stock Options Common Stock (8,439) $332.04 March 3, 2035 8,439 Acquired
Dec. 26, 2024 CAT Phantom Stock Units Common Stock (26) — — 26 Acquired
Nov. 26, 2024 CAT Phantom Stock Units Common Stock (23) — — 23 Acquired
Oct. 25, 2024 CAT Phantom Stock Units Common Stock (25) — — 25 Acquired
Sept. 26, 2024 CAT Phantom Stock Units Common Stock (24) — — 24 Acquired
Aug. 26, 2024 CAT Phantom Stock Units Common Stock (27) — — 27 Acquired
July 26, 2024 CAT Phantom Stock Units Common Stock (27) — — 27 Acquired
June 26, 2024 CAT Phantom Stock Units Common Stock (29) — — 29 Acquired
May 24, 2024 CAT Phantom Stock Units Common Stock (15) — — 15 Acquired
March 14, 2024 CAT Phantom Stock Units Common Stock (658) — — 658 Acquired
March 8, 2024 CAT Phantom Stock Units Common Stock (313) — — 313 Acquired
March 4, 2024 CAT Employee Stock Options Common Stock (8,871) $338.65 March 4, 2034 8,871 Acquired
Dec. 26, 2023 CAT Phantom Stock Units Common Stock (31) — — 31 Acquired
Nov. 24, 2023 CAT Phantom Stock Units Common Stock (37) — — 37 Acquired
Oct. 26, 2023 CAT Phantom Stock Units Common Stock (38) — — 38 Acquired
Sept. 26, 2023 CAT Phantom Stock Units Common Stock (34) — — 34 Acquired
Aug. 25, 2023 CAT Phantom Stock Units Common Stock (34) — — 34 Acquired
Aug. 3, 2023 CAT Employee Stock Options Common Stock (23,736) $127.60 March 2, 2030 23,736 Disposed
Aug. 3, 2023 CAT Employee Stock Options Common Stock (18,012) $138.35 March 4, 2029 18,012 Disposed
July 26, 2023 CAT Phantom Stock Units Common Stock (36) — — 36 Acquired
June 26, 2023 CAT Phantom Stock Units Common Stock (39) — — 39 Acquired
May 26, 2023 CAT Phantom Stock Units Common Stock (25) — — 25 Acquired
May 25, 2023 MOS Restricted Stock Units Common Stock (2,575) — — 2,575 Disposed
May 25, 2023 MOS Restricted Stock Units Common Stock (4,609) — — 4,609 Acquired
May 21, 2023 MOS Restricted Stock Units Common Stock (13,420) — — 13,420 Disposed
March 14, 2023 CAT Phantom Stock Units Common Stock (821) — — 821 Acquired
March 10, 2023 CAT Phantom Stock Units Common Stock (516) — — 516 Acquired
March 6, 2023 CAT Employee Stock Options Common Stock (29,028) $253.98 March 6, 2033 29,028 Acquired
Dec. 27, 2022 CAT Employee Stock Options Common Stock (23,737) $127.60 March 2, 2030 23,737 Disposed
Dec. 23, 2022 CAT Phantom Stock Units Common Stock (37) — — 37 Acquired
Nov. 25, 2022 CAT Phantom Stock Units Common Stock (38) — — 38 Acquired
Oct. 26, 2022 CAT Phantom Stock Units Common Stock (45) — — 45 Acquired
Sept. 26, 2022 CAT Phantom Stock Units Common Stock (54) — — 54 Acquired
Aug. 26, 2022 CAT Phantom Stock Units Common Stock (46) — — 46 Acquired
July 26, 2022 CAT Phantom Stock Units Common Stock (49) — — 49 Acquired
June 24, 2022 CAT Phantom Stock Units Common Stock (48) — — 48 Acquired
May 26, 2022 CAT Phantom Stock Units Common Stock (32) — — 32 Acquired
May 23, 2022 MOS Restricted Stock Units Common Stock (7,169) — — 7,169 Disposed
May 19, 2022 MOS Restricted Stock Units Common Stock (2,575) — — 2,575 Acquired
March 14, 2022 CAT Phantom Stock Units Common Stock (987) — — 987 Acquired
March 11, 2022 CAT Phantom Stock Units Common Stock (129) — — 129 Acquired
March 7, 2022 CAT Employee Stock Options Common Stock (35,788) $196.70 March 7, 2032 35,788 Acquired
Dec. 23, 2021 CAT Phantom Stock Units Common Stock (41) — — 41 Acquired
Nov. 26, 2021 CAT Phantom Stock Units Common Stock (43) — — 43 Acquired
Oct. 26, 2021 CAT Phantom Stock Units Common Stock (43) — — 43 Acquired
Sept. 24, 2021 CAT Phantom Stock Units Common Stock (43) — — 43 Acquired
Aug. 26, 2021 CAT Phantom Stock Units Common Stock (40) — — 40 Acquired
July 26, 2021 CAT Phantom Stock Units Common Stock (41) — — 41 Acquired
June 25, 2021 CAT Phantom Stock Units Common Stock (40) — — 40 Acquired
May 26, 2021 CAT Phantom Stock Units Common Stock (29) — — 29 Acquired
May 20, 2021 MOS Restricted Stock Units Common Stock (4,435) — — 4,435 Acquired
May 10, 2021 MOS Restricted Stock Units Common Stock (5,497) — — 5,497 Disposed
March 8, 2021 CAT Employee Stock Options Common Stock (23,737) $127.60 March 2, 2030 23,737 Acquired
March 8, 2021 CAT Employee Stock Options Common Stock (18,013) $138.35 March 4, 2029 18,013 Acquired
March 8, 2021 CAT Employee Stock Option Common Stock (18,763) $151.12 March 5, 2028 18,763 Acquired
March 5, 2021 CAT Phantom Stock Units Common Stock (250) — — 250 Acquired
March 1, 2021 CAT Employee Stock Options Common Stock (45,291) $219.76 March 1, 2031 45,291 Acquired
Dec. 23, 2020 CAT Phantom Stock Units Common Stock (46) — — 46 Acquired
Nov. 25, 2020 CAT Phantom Stock Units Common Stock (47) — — 47 Acquired
Nov. 9, 2020 CAT Employee Stock Options Common Stock (18,013) $138.35 March 4, 2029 18,013 Disposed
Nov. 9, 2020 CAT Employee Stock Option Common Stock (37,527) $151.12 March 5, 2028 37,527 Disposed
Oct. 26, 2020 CAT Phantom Stock Units Common Stock (50) — — 50 Acquired
Sept. 25, 2020 CAT Phantom Stock Units Common Stock (56) — — 56 Acquired
Sept. 8, 2020 CAT Employee Stock Options Common Stock (34,496) $95.66 March 6, 2027 34,496 Disposed
Aug. 26, 2020 CAT Phantom Stock Units Common Stock (58) — — 58 Acquired
July 24, 2020 CAT Phantom Stock Units Common Stock (60) — — 60 Acquired
June 26, 2020 CAT Phantom Stock Units Common Stock (67) — — 67 Acquired
May 26, 2020 CAT Phantom Stock Units Common Stock (58) — — 58 Acquired
May 21, 2020 MOS Restricted Stock Units Common Stock (13,420) — — 13,420 Acquired
May 18, 2020 MOS Restricted Stock Units Common Stock (6,346) — — 6,346 Disposed
March 11, 2020 CAT Phantom Stock Units Common Stock (3,003) — — 3,003 Acquired
March 6, 2020 CAT Phantom Stock Units Common Stock (727) — — 727 Acquired
March 2, 2020 CAT Employee Stock Options Common Stock (71,210) $127.60 March 2, 2030 71,210 Acquired
Dec. 27, 2019 CAT Phantom Stock Units Common Stock (81) — — 81 Acquired
Nov. 26, 2019 CAT Phantom Stock Units Common Stock (83) — — 83 Acquired
Nov. 1, 2019 CAT Common Stock Common Stock (68,993) $95.66 March 6, 2027 68,993 Disposed
Oct. 28, 2019 CAT Employee Stock Options Common Stock (14,777) $74.77 March 7, 2026 14,777 Disposed
Oct. 25, 2019 CAT Phantom Stock Units Common Stock (86) — — 86 Acquired
Sept. 26, 2019 CAT Phantom Stock Units Common Stock (95) — — 95 Acquired
Aug. 26, 2019 CAT Phantom Stock Units Common Stock (105) — — 105 Acquired
July 26, 2019 CAT Phantom Stock Units Common Stock (91) — — 91 Acquired
June 26, 2019 CAT Phantom Stock Units Common Stock (89) — — 89 Acquired
May 24, 2019 CAT Phantom Stock Units Common Stock (65) — — 65 Acquired
May 23, 2019 MOS Restricted Stock Units Common Stock (7,169) — — 7,169 Acquired

Showing latest 100 of 167 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 15 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 28, 2016 CAT Common Stock 4,367 Direct
Jan. 28, 2016 CAT Common Stock 1,939 Indirect
Jan. 28, 2016 CAT Employee Stock Option→ Common Stock (4,330) 4,330 Direct
Jan. 28, 2016 CAT Employee Stock Option→ Common Stock (17,141) 17,141 Direct
Jan. 28, 2016 CAT Employee Stock Option→ Common Stock (25,152) 25,152 Direct
Jan. 28, 2016 CAT Employee Stock Option→ Common Stock (47,832) 47,832 Direct
Jan. 28, 2016 CAT Phantom Stock Units→ Common Stock (3,292) 3,292 Direct
Jan. 27, 2016 CAT Common Stock 4,367 Direct
Jan. 27, 2016 CAT Common Stock 1,939 Indirect
Jan. 27, 2016 CAT Employee Stock Option→ Common Stock (4,330) 4,330 Direct
Jan. 27, 2016 CAT Employee Stock Option→ Common Stock (17,141) 17,141 Direct
Jan. 27, 2016 CAT Employee Stock Option→ Common Stock (25,152) 25,152 Direct
Jan. 27, 2016 CAT Employee Stock Option→ Common Stock (47,832) 47,832 Direct
Jan. 27, 2016 CAT Phantom Stock Units→ Common Stock (3,292) 3,292 Direct
May 15, 2014 MOS Common Stock 0 Direct